Last checked at 31 Oct 2017 15:29
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SPIRE HEALTHCARE GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 30 Oct 2017 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES MEDICLINIC INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,119,078 | 0.53% | 1,646,058 | 0.41% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,048,354 | 0.26% | 734,593 | 0.18% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,167,432 | 0.79% | 2,380,651 | 0.59% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 1p ordinary | Purchase | 7 | 2.9538 GBP | ||||
| 1p ordinary | Purchase | 19 | 2.9536 GBP | ||||
| 1p ordinary | Purchase | 175 | 2.9330 GBP | ||||
| 1p ordinary | Purchase | 198 | 2.9360 GBP | ||||
| 1p ordinary | Purchase | 255 | 2.9200 GBP | ||||
| 1p ordinary | Purchase | 319 | 2.9490 GBP | ||||
| 1p ordinary | Purchase | 384 | 2.9448 GBP | ||||
| 1p ordinary | Purchase | 387 | 2.9500 GBP | ||||
| 1p ordinary | Purchase | 417 | 2.9260 GBP | ||||
| 1p ordinary | Purchase | 434 | 2.9344 GBP | ||||
| 1p ordinary | Purchase | 446 | 2.9550 GBP | ||||
| 1p ordinary | Purchase | 506 | 2.9590 GBP | ||||
| 1p ordinary | Purchase | 548 | 2.9635 GBP | ||||
| 1p ordinary | Purchase | 797 | 2.9530 GBP | ||||
| 1p ordinary | Purchase | 1,001 | 2.9135 GBP | ||||
| 1p ordinary | Purchase | 1,020 | 2.9610 GBP | ||||
| 1p ordinary | Purchase | 1,030 | 2.9390 GBP | ||||
| 1p ordinary | Purchase | 1,114 | 2.9540 GBP | ||||
| 1p ordinary | Purchase | 1,211 | 2.9140 GBP | ||||
| 1p ordinary | Purchase | 1,237 | 2.9340 GBP | ||||
| 1p ordinary | Purchase | 1,356 | 2.9480 GBP | ||||
| 1p ordinary | Purchase | 1,476 | 2.9040 GBP | ||||
| 1p ordinary | Purchase | 1,560 | 2.9570 GBP | ||||
| 1p ordinary | Purchase | 2,055 | 2.9410 GBP | ||||
| 1p ordinary | Purchase | 2,055 | 2.9407 GBP | ||||
| 1p ordinary | Purchase | 2,106 | 2.9470 GBP | ||||
| 1p ordinary | Purchase | 2,644 | 2.9478 GBP | ||||
| 1p ordinary | Purchase | 2,942 | 2.9521 GBP | ||||
| 1p ordinary | Purchase | 3,542 | 2.9371 GBP | ||||
| 1p ordinary | Purchase | 3,550 | 2.9345 GBP | ||||
| 1p ordinary | Purchase | 4,805 | 2.9520 GBP | ||||
| 1p ordinary | Purchase | 5,109 | 2.9467 GBP | ||||
| 1p ordinary | Purchase | 6,034 | 2.9527 GBP | ||||
| 1p ordinary | Purchase | 8,005 | 2.9388 GBP | ||||
| 1p ordinary | Purchase | 8,826 | 2.9382 GBP | ||||
| 1p ordinary | Purchase | 10,980 | 2.9294 GBP | ||||
| 1p ordinary | Purchase | 25,118 | 2.9276 GBP | ||||
| 1p ordinary | Purchase | 28,359 | 2.9398 GBP | ||||
| 1p ordinary | Purchase | 40,790 | 2.9412 GBP | ||||
| 1p ordinary | Purchase | 57,196 | 2.9445 GBP | ||||
| 1p ordinary | Purchase | 203,602 | 2.9416 GBP | ||||
| 1p ordinary | Sale | 7 | 2.9538 GBP | ||||
| 1p ordinary | Sale | 19 | 2.9536 GBP | ||||
| 1p ordinary | Sale | 175 | 2.9330 GBP | ||||
| 1p ordinary | Sale | 198 | 2.9360 GBP | ||||
| 1p ordinary | Sale | 276 | 2.9521 GBP | ||||
| 1p ordinary | Sale | 309 | 2.9260 GBP | ||||
| 1p ordinary | Sale | 319 | 2.9490 GBP | ||||
| 1p ordinary | Sale | 387 | 2.9500 GBP | ||||
| 1p ordinary | Sale | 446 | 2.9550 GBP | ||||
| 1p ordinary | Sale | 506 | 2.9590 GBP | ||||
| 1p ordinary | Sale | 548 | 2.9635 GBP | ||||
| 1p ordinary | Sale | 1,001 | 2.9135 GBP | ||||
| 1p ordinary | Sale | 1,005 | 2.9530 GBP | ||||
| 1p ordinary | Sale | 1,020 | 2.9610 GBP | ||||
| 1p ordinary | Sale | 1,030 | 2.9390 GBP | ||||
| 1p ordinary | Sale | 1,114 | 2.9540 GBP | ||||
| 1p ordinary | Sale | 1,211 | 2.9140 GBP | ||||
| 1p ordinary | Sale | 1,356 | 2.9480 GBP | ||||
| 1p ordinary | Sale | 1,476 | 2.9040 GBP | ||||
| 1p ordinary | Sale | 1,560 | 2.9570 GBP | ||||
| 1p ordinary | Sale | 2,106 | 2.9470 GBP | ||||
| 1p ordinary | Sale | 2,308 | 2.9410 GBP | ||||
| 1p ordinary | Sale | 2,687 | 2.9087 GBP | ||||
| 1p ordinary | Sale | 3,976 | 2.9384 GBP | ||||
| 1p ordinary | Sale | 4,805 | 2.9520 GBP | ||||
| 1p ordinary | Sale | 9,163 | 2.9340 GBP | ||||
| 1p ordinary | Sale | 22,521 | 2.9392 GBP | ||||
| 1p ordinary | Sale | 30,390 | 2.9413 GBP | ||||
| 1p ordinary | Sale | 32,972 | 2.9342 GBP | ||||
| 1p ordinary | Sale | 67,000 | 2.9446 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 1p ordinary | SWAP | Long | 100 | 2.9600 GBP | |||||
| 1p ordinary | SWAP | Long | 387 | 2.9409 GBP | |||||
| 1p ordinary | CFD | Long | 3,976 | 2.9384 GBP | |||||
| 1p ordinary | SWAP | Long | 4,360 | 2.9435 GBP | |||||
| 1p ordinary | SWAP | Long | 27,458 | 2.9405 GBP | |||||
| 1p ordinary | SWAP | Long | 35,417 | 2.9352 GBP | |||||
| 1p ordinary | CFD | Short | 434 | 2.9344 GBP | |||||
| 1p ordinary | SWAP | Short | 2,100 | 2.9341 GBP | |||||
| 1p ordinary | CFD | Short | 3,542 | 2.9371 GBP | |||||
| 1p ordinary | CFD | Short | 3,550 | 2.9345 GBP | |||||
| 1p ordinary | SWAP | Short | 3,730 | 2.9382 GBP | |||||
| 1p ordinary | CFD | Short | 3,811 | 2.9342 GBP | |||||
| 1p ordinary | CFD | Short | 5,109 | 2.9467 GBP | |||||
| 1p ordinary | SWAP | Short | 5,687 | 2.9184 GBP | |||||
| 1p ordinary | SWAP | Short | 7,128 | 2.9260 GBP | |||||
| 1p ordinary | SWAP | Short | 18,463 | 2.9351 GBP | |||||
| 1p ordinary | CFD | Short | 57,196 | 2.9445 GBP | |||||
| 1p ordinary | SWAP | Short | 198,275 | 2.9411 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 31 Oct 2017 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171031006067/en/
Copyright Business Wire 2017