Last checked at 15 Mar 2018 15:09
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||||
| Class of relevant security to which the | €0.001 ordinary shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 14 March 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 1,789,144 | 0.75% | 779,156 | 0.33% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 604,557 | 0.25% | 1,456,979 | 0.61% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,393,701 | 1.01% | 2,236,135 | 0.94% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 130 | 35.6400 EUR | |||
| Purchase | 255 | 35.6092 EUR | |||
| Purchase | 343 | 31.5800 GBP | |||
| Purchase | 359 | 31.7252 GBP | |||
| Purchase | 608 | 35.6806 EUR | |||
| Purchase | 1,522 | 35.6066 EUR | |||
| Purchase | 1,590 | 31.5305 GBP | |||
| Purchase | 1,712 | 31.5300 GBP | |||
| Purchase | 1,910 | 31.5964 GBP | |||
| Purchase | 2,680 | 31.5274 GBP | |||
| Purchase | 3,035 | 31.5269 GBP | |||
| Purchase | 3,732 | 31.5314 GBP | |||
| Purchase | 8,386 | 35.5600 EUR | |||
| Purchase | 14,081 | 31.4570 GBP | |||
| Purchase | 16,777 | 31.4426 GBP | |||
| Purchase | 16,998 | 31.4733 GBP | |||
| Purchase | 18,393 | 31.5198 GBP | |||
| Purchase | 22,084 | 35.5000 EUR | |||
| Purchase | 34,357 | 35.4582 EUR | |||
| Purchase | 56,290 | 31.3647 GBP | |||
| Purchase | 82,616 | 31.3400 GBP | |||
| Sale | 94 | 31.5500 GBP | |||
| Sale | 127 | 35.5702 EUR | |||
| Sale | 164 | 35.5297 EUR | |||
| Sale | 189 | 35.5423 EUR | |||
| Sale | 478 | 31.4747 GBP | |||
| Sale | 554 | 31.5425 GBP | |||
| Sale | 607 | 31.4537 GBP | |||
| Sale | 978 | 31.4728 GBP | |||
| Sale | 1,080 | 31.4548 GBP | |||
| Sale | 1,090 | 31.4265 GBP | |||
| Sale | 1,327 | 31.3738 GBP | |||
| Sale | 1,390 | 31.4695 GBP | |||
| Sale | 1,740 | 35.4400 EUR | |||
| Sale | 1,762 | 35.5536 EUR | |||
| Sale | 2,408 | 31.3414 GBP | |||
| Sale | 2,414 | 35.5212 EUR | |||
| Sale | 2,510 | 35.5626 EUR | |||
| Sale | 2,591 | 35.5759 EUR | |||
| Sale | 2,718 | 31.4527 GBP | |||
| Sale | 3,708 | 31.5247 GBP | |||
| Sale | 4,246 | 35.5138 EUR | |||
| Sale | 5,000 | 31.3557 GBP | |||
| Sale | 5,282 | 35.6143 EUR | |||
| Sale | 6,618 | 31.3400 GBP | |||
| Sale | 9,727 | 35.5475 EUR | |||
| Sale | 11,348 | 31.5087 GBP | |||
| Sale | 12,228 | 35.4900 EUR | |||
| Sale | 20,000 | 31.5452 GBP | |||
| Sale | 28,818 | 35.5224 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 607 | 31.4537 GBP | ||||
| €0.001 ordinary shares | Long | 1,090 | 31.4265 GBP | ||||
| €0.001 ordinary shares | Long | 1,601 | 35.6413 EUR | ||||
| €0.001 ordinary shares | Long | 2,110 | 31.4162 GBP | ||||
| €0.001 ordinary shares | Long | 2,790 | 31.4218 GBP | ||||
| €0.001 ordinary shares | Long | 2,946 | 31.5771 GBP | ||||
| €0.001 ordinary shares | Long | 2,983 | 31.5571 GBP | ||||
| €0.001 ordinary shares | Long | 3,042 | 35.5791 EUR | ||||
| €0.001 ordinary shares | Long | 5,181 | 35.5727 EUR | ||||
| €0.001 ordinary shares | Long | 6,618 | 31.3400 GBP | ||||
| €0.001 ordinary shares | Long | 12,228 | 35.4900 EUR | ||||
| €0.001 ordinary shares | Long | 21,477 | 31.5600 GBP | ||||
| €0.001 ordinary shares | Long | 28,818 | 35.5224 EUR | ||||
| €0.001 ordinary shares | Short | 255 | 35.6092 EUR | ||||
| €0.001 ordinary shares | Short | 359 | 31.7252 GBP | ||||
| €0.001 ordinary shares | Short | 608 | 35.6806 EUR | ||||
| €0.001 ordinary shares | Short | 958 | 31.5842 GBP | ||||
| €0.001 ordinary shares | Short | 1,400 | 35.5536 EUR | ||||
| €0.001 ordinary shares | Short | 1,522 | 35.6065 EUR | ||||
| €0.001 ordinary shares | Short | 1,910 | 31.5964 GBP | ||||
| €0.001 ordinary shares | Short | 2,481 | 31.5385 GBP | ||||
| €0.001 ordinary shares | Short | 2,983 | 35.6089 EUR | ||||
| €0.001 ordinary shares | Short | 7,638 | 31.3425 GBP | ||||
| €0.001 ordinary shares | Short | 8,386 | 35.5600 EUR | ||||
| €0.001 ordinary shares | Short | 14,081 | 31.4570 GBP | ||||
| €0.001 ordinary shares | Short | 16,777 | 31.4426 GBP | ||||
| €0.001 ordinary shares | Short | 21,477 | 35.6034 EUR | ||||
| €0.001 ordinary shares | Short | 25,243 | 31.3742 GBP | ||||
| €0.001 ordinary shares | Short | 29,974 | 35.4426 EUR | ||||
| €0.001 ordinary shares | Short | 79,698 | 31.3400 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 15 Mar 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection | ||
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