10 Sep 2015 12:51
AMENDMENT FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| RSA Insurance Group PLC | ||
| RSA Insurance Group PLC | ||
| 28/07/2015 | ||
| No |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00BKKMKR23 | Purchase | 6,627,211 | 5.25 GBP | 4.837 GBP |
Common - ISIN GB00BKKMKR23 | Sale | 5,623,263 | 5.235 GBP | 4.805 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 41150 | 5.139 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 31274 | 4.919 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 28805 | 5.029 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 23867 | 4.972 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 22221 | 4.947 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 19752 | 5.048 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 16460 | 5.183 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 16460 | 5.184 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 15226 | 5.128 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 13168 | 4.963 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 12345 | 4.997 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 10339 | 5.108 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 8230 | 5.001 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 7391 | 5.013 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 4938 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 4115 | 4.997 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 4080 | 4.997 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 50000 | 4.945 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 50000 | 5.131 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 50000 | 5.196 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 45000 | 5 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 50000 | 4.983 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 95000 | 4.866 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 136000 | 4.907 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 72704 | 5.027 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 200 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 366 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 760 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 908 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 2660 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 3048 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 5105 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 6796 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 8072 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 10328 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 12597 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 16320 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 21356 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 39034 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 40493 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 86255 | 4.979 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 56888 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 28945 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 21796 | 5.184 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 19690 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 17268 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 15634 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 14243 | 4.931 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 13391 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 10210 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 278 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 150 | 5.169 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 5531 | 5.06 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 10000 | 4.841 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 14631 | 5.185 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 24000 | 4.9 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 64905 | 4.958 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 80000 | 4.94 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 386440 | 4.964 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 21579 | 4.899 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 16184 | 4.909 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 1610 | 4.909 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 41 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 49 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 109 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 143 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 156 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 2897 | 4.999 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 2743 | 5.105 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 4001 | 4.95 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 28450 | 4.9 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 1452 | 4.897 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 9116 | 4.922 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 16467 | 4.964 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 25188 | 4.966 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 1321095 | 4.956 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 5352 | 4.956 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 1321095 | 4.954 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 16448 | 4.877 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 17090 | 4.899 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 7809 | 4.877 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 8114 | 4.899 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 9428 | 4.877 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 9796 | 4.899 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 150000 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 100000 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 50000 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 45873 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 28673 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 21327 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 4127 | 4.881 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 4127 | 5.129 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 199588 | 5.129 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 2243 | 5.092 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 3281 | 4.921 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 45000 | 5.001 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 59393 | 4.86 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 27000 | 4.907 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 22192 | 5.203 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Long | 164600 | 5.150 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 1965 | 4.925 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 6882 | 4.886 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 26646 | 4.898 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 29760 | 4.886 GBP |
Common - ISIN GB00BKKMKR23 | Swaps | Short | 131987 | 4.999 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 10/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.