5 Jan 2016 10:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 04 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 188,875 | 45.9100 USD | 44.8000 USD |
A ADSs | SALES | 86,298 | 45.8700 USD | 44.8000 USD |
B ADSs | PURCHASES | 2,525 | 46.3700 USD | 45.4100 USD |
B ADSs | SALES | 11,500 | 46.3900 USD | 45.3800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 79,700 | 45.0533 USD |
A ADSs | CFD | LONG | 1,300 | 45.4957 USD |
A ADSs | CFD | LONG | 700 | 45.5642 USD |
A ADSs | CFD | LONG | 1,500 | 45.6240 USD |
A ADSs | CFD | LONG | 3,057 | 45.6992 USD |
A ADSs | CFD | LONG | 17 | 45.8000 USD |
A ADSs | CFD | LONG | 24 | 45.8000 USD |
A ADSs | CFD | SHORT | 1,300 | 45.4115 USD |
A ADSs | CFD | SHORT | 25,687 | 45.4350 USD |
A ADSs | CFD | SHORT | 5,500 | 45.4593 USD |
A ADSs | CFD | SHORT | 800 | 45.4600 USD |
A ADSs | CFD | SHORT | 1,000 | 45.4670 USD |
A ADSs | CFD | SHORT | 1,100 | 45.5318 USD |
A ADSs | CFD | SHORT | 1,200 | 45.5591 USD |
A ADSs | CFD | SHORT | 149,188 | 45.6350 USD |
A ADSs | CFD | SHORT | 700 | 45.6765 USD |
A ADSs | CFD | SHORT | 200 | 45.7825 USD |
A ADSs | CFD | SHORT | 400 | 45.7900 USD |
A ADSs | CFD | SHORT | 1,400 | 45.8064 USD |
A ADSs | CFD | SHORT | 400 | 45.8300 USD |
B ADSs | CFD | LONG | 2,400 | 45.9699 USD |
B ADSs | CFD | LONG | 300 | 46.0133 USD |
B ADSs | CFD | LONG | 8,800 | 46.1947 USD |
B ADSs | CFD | SHORT | 300 | 45.7433 USD |
B ADSs | CFD | SHORT | 400 | 45.9875 USD |
B ADSs | CFD | SHORT | 300 | 46.0066 USD |
B ADSs | CFD | SHORT | 100 | 46.3300 USD |
B ADSs | CFD | SHORT | 300 | 46.3300 USD |
B ADSs | CFD | SHORT | 483 | 46.3328 USD |
B ADSs | CFD | SHORT | 642 | 46.3328 USD |
EUR 0.07 A ordinary | CFD | LONG | 34,433 | 20.7249 EUR |
EUR 0.07 A ordinary | CFD | LONG | 101 | 20.7663 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 20.7872 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,200 | 20.8243 EUR |
EUR 0.07 A ordinary | CFD | LONG | 194 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,040 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,040 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,575 | 20.8267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,777 | 20.8681 EUR |
EUR 0.07 A ordinary | CFD | LONG | 431 | 20.9077 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,974 | 20.9079 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,127 | 20.9080 EUR |
EUR 0.07 A ordinary | CFD | LONG | 700 | 20.9168 EUR |
EUR 0.07 A ordinary | CFD | LONG | 56 | 20.9989 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,475 | 20.9989 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,212 | 21.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 52 | 20.6782 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,172 | 20.6782 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 68,208 | 20.8110 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,611 | 20.8110 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,212 | 21.0950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,138 | 15.1189 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,251 | 15.1880 GBP |
EUR 0.07 A ordinary | CFD | LONG | 53,337 | 15.1880 GBP |
EUR 0.07 A ordinary | CFD | LONG | 230 | 15.2286 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,100 | 15.2326 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,207 | 15.2402 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 113 | 15.0169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,972 | 15.0925 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 15.2260 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,600 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 400 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,400 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,300 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,200 | 15.1600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,125 | 15.3438 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,984 | 15.3456 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,332 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,454 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,007 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,404 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,984 | 15.3866 GBP |
EUR 0.07 B ordinary | CFD | LONG | 79,411 | 15.3866 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,419 | 15.4385 GBP |
EUR 0.07 B ordinary | CFD | LONG | 173 | 15.4877 GBP |
EUR 0.07 B ordinary | CFD | LONG | 105 | 15.5419 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,043 | 15.1948 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,073 | 15.2001 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 957 | 15.2011 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 370 | 15.2495 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,629 | 15.3071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,047 | 15.3071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,031 | 15.3426 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,926 | 15.3426 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 495 | 15.3426 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,469 | 15.3630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 53 | 15.3726 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,826 | 15.3902 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 280 | 15.4196 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 430 | 15.5020 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,600 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,717 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,100 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,900 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 15.3800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.