11 Feb 2016 11:07
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 91,081 | 43.1600 USD | 42.0400 USD |
A ADSs | SALES | 985 | 42.8000 USD | 42.4600 USD |
B ADSs | PURCHASES | 25,300 | 43.0000 USD | 42.0800 USD |
B ADSs | SALES | 5,200 | 42.8000 USD | 42.1650 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 185 | 42.4784 USD |
A ADSs | CFD | LONG | 300 | 42.5400 USD |
A ADSs | CFD | LONG | 300 | 42.6600 USD |
A ADSs | CFD | LONG | 200 | 42.8000 USD |
A ADSs | CFD | SHORT | 300 | 42.2500 USD |
A ADSs | CFD | SHORT | 100 | 42.3000 USD |
A ADSs | CFD | SHORT | 500 | 42.4000 USD |
A ADSs | CFD | SHORT | 10,900 | 42.4564 USD |
A ADSs | CFD | SHORT | 100 | 42.4600 USD |
A ADSs | CFD | SHORT | 41,700 | 42.4725 USD |
A ADSs | CFD | SHORT | 1,500 | 42.5327 USD |
A ADSs | CFD | SHORT | 35,881 | 42.5477 USD |
A ADSs | CFD | SHORT | 100 | 42.8300 USD |
B ADSs | CFD | LONG | 300 | 42.4533 USD |
B ADSs | CFD | LONG | 1,900 | 42.4826 USD |
B ADSs | CFD | LONG | 700 | 42.4835 USD |
B ADSs | CFD | LONG | 2,300 | 42.4995 USD |
B ADSs | CFD | SHORT | 100 | 42.3200 USD |
B ADSs | CFD | SHORT | 4,100 | 42.4649 USD |
B ADSs | CFD | SHORT | 20,100 | 42.4846 USD |
B ADSs | CFD | SHORT | 1,000 | 42.5510 USD |
EUR 0.07 A ordinary | CFD | LONG | 423 | 18.9271 EUR |
EUR 0.07 A ordinary | CFD | LONG | 320 | 18.9271 EUR |
EUR 0.07 A ordinary | CFD | LONG | 791 | 19.0383 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,745 | 19.1730 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 19.2430 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,880 | 19.2430 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 19.2850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39 | 18.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,891 | 18.9584 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 19.0195 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 19.0619 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,871 | 14.5534 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,449 | 14.5534 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,004 | 14.5534 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,410 | 14.5701 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2 | 14.6366 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7 | 14.6366 GBP |
EUR 0.07 A ordinary | CFD | LONG | 306 | 14.7701 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 396 | 14.5299 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 14.6198 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,606 | 14.7138 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,835 | 14.7138 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,087 | 14.6596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51 | 14.4975 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,437 | 14.5257 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,536 | 14.5257 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,105 | 14.5541 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,520 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,234 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,412 | 14.5628 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,422 | 14.5628 GBP |
EUR 0.07 B ordinary | CFD | LONG | 210 | 14.5628 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,652 | 14.5704 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,972 | 14.5704 GBP |
EUR 0.07 B ordinary | CFD | LONG | 542 | 14.5709 GBP |
EUR 0.07 B ordinary | CFD | LONG | 277 | 14.5717 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,644 | 14.5717 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140,274 | 14.6041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 61,195 | 14.6101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,347 | 14.6101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,980 | 14.6639 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 14.7416 GBP |
EUR 0.07 B ordinary | CFD | LONG | 668 | 14.7588 GBP |
EUR 0.07 B ordinary | CFD | LONG | 332 | 14.7650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 317 | 14.7799 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,469 | 14.5739 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,951 | 14.5739 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 168 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80 | 14.5946 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,836 | 14.6059 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 200 | 14.6505 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,447 | 14.6587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,729 | 14.6587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47 | 14.6681 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 251 | 14.6692 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,429 | 15.0914 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,806 | 15.0914 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,331 | 15.1701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,889 | 15.1701 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.