15 Feb 2016 10:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 10,000 | 44.3500 USD | 43.1700 USD |
A ADSs | SALES | 10,387 | 44.3200 USD | 43.2200 USD |
B ADSs | PURCHASES | 18,800 | 44.4600 USD | 43.2200 USD |
B ADSs | SALES | 8,800 | 44.4600 USD | 43.2300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 43.3700 USD |
A ADSs | CFD | LONG | 1,900 | 43.8174 USD |
A ADSs | CFD | LONG | 100 | 43.8600 USD |
A ADSs | CFD | LONG | 2,400 | 43.8885 USD |
A ADSs | CFD | LONG | 1,000 | 43.9315 USD |
A ADSs | CFD | LONG | 1,100 | 43.9536 USD |
A ADSs | CFD | LONG | 487 | 43.9901 USD |
A ADSs | CFD | LONG | 3,100 | 43.9948 USD |
A ADSs | CFD | SHORT | 300 | 43.3300 USD |
A ADSs | CFD | SHORT | 9,300 | 43.7692 USD |
A ADSs | CFD | SHORT | 300 | 43.9676 USD |
A ADSs | CFD | SHORT | 100 | 44.0200 USD |
B ADSs | CFD | LONG | 100 | 43.4200 USD |
B ADSs | CFD | LONG | 1,300 | 43.9268 USD |
B ADSs | CFD | LONG | 3,100 | 43.9850 USD |
B ADSs | CFD | LONG | 3,300 | 43.9948 USD |
B ADSs | CFD | LONG | 1,000 | 44.0420 USD |
B ADSs | CFD | SHORT | 18,800 | 44.0792 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,082 | 19.2448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 19.2448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 19.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,426 | 19.3091 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,217 | 19.3211 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 19.3211 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 19.3232 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26 | 19.4221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,016 | 19.4221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,150 | 19.4359 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 19.2400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,090 | 19.2750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,624 | 14.8877 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,631 | 15.1296 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,960 | 14.8800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,862 | 14.8863 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,472 | 14.8863 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,110 | 15.0493 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,417 | 15.1076 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,813 | 15.1076 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 14.8450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 14.8500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 326 | 14.8831 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,874 | 14.8831 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500 | 15.0099 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,183 | 15.0320 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,183 | 15.0320 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,657 | 15.0320 GBP |
EUR 0.07 B ordinary | CFD | LONG | 552 | 15.1472 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,721 | 15.1505 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100 | 15.2000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,183 | 15.2169 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,524 | 15.2249 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,674 | 14.8406 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,388 | 14.8540 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 130,889 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 14.8900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 282 | 14.9271 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,785 | 14.9682 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,779 | 15.0739 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.