10 Dec 2015 10:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 09 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 44,098 | 47.7700 USD | 46.4700 USD |
A ADSs | SALES | 99,874 | 47.7600 USD | 46.4300 USD |
B ADSs | PURCHASES | 3,125 | 47.6600 USD | 46.7700 USD |
B ADSs | SALES | 580 | 47.6700 USD | 46.7800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 45 | 46.4300 USD |
A ADSs | CFD | LONG | 400 | 46.6700 USD |
A ADSs | CFD | LONG | 10 | 46.7800 USD |
A ADSs | CFD | LONG | 6 | 46.7800 USD |
A ADSs | CFD | LONG | 8 | 46.7800 USD |
A ADSs | CFD | LONG | 5 | 46.7800 USD |
A ADSs | CFD | LONG | 3,300 | 46.8215 USD |
A ADSs | CFD | LONG | 200 | 46.8400 USD |
A ADSs | CFD | LONG | 95,000 | 46.9196 USD |
A ADSs | CFD | LONG | 900 | 47.2000 USD |
A ADSs | CFD | SHORT | 500 | 46.6460 USD |
A ADSs | CFD | SHORT | 600 | 46.6700 USD |
A ADSs | CFD | SHORT | 1,100 | 46.7158 USD |
A ADSs | CFD | SHORT | 6,400 | 46.7829 USD |
A ADSs | CFD | SHORT | 300 | 46.8066 USD |
A ADSs | CFD | SHORT | 601 | 46.9469 USD |
A ADSs | CFD | SHORT | 1,299 | 46.9809 USD |
A ADSs | CFD | SHORT | 33,298 | 47.1259 USD |
B ADSs | CFD | LONG | 200 | 46.7800 USD |
B ADSs | CFD | LONG | 100 | 46.7800 USD |
B ADSs | CFD | SHORT | 400 | 46.7800 USD |
B ADSs | CFD | SHORT | 1,225 | 46.8912 USD |
B ADSs | CFD | SHORT | 700 | 47.0757 USD |
B ADSs | CFD | SHORT | 200 | 47.2600 USD |
B ADSs | CFD | SHORT | 600 | 47.3383 USD |
EUR 0.07 A ordinary | CFD | LONG | 11 | 21.1855 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,900 | 21.2168 EUR |
EUR 0.07 A ordinary | CFD | LONG | 132 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 176 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21,300 | 21.4780 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,641 | 21.5860 EUR |
EUR 0.07 A ordinary | CFD | LONG | 956 | 21.5860 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,582 | 21.5860 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,116 | 21.3909 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,700 | 21.4011 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 21.6076 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,941 | 21.6076 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 136 | 21.6076 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38,293 | 15.0180 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,046 | 15.1896 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,470 | 15.2526 GBP |
EUR 0.07 A ordinary | CFD | LONG | 333 | 15.2526 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,405 | 15.2526 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41,604 | 15.4129 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,970 | 15.4775 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,194 | 15.0439 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,930 | 15.4753 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 80,560 | 15.4753 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,258 | 15.4929 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,030 | 15.4929 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,249 | 15.0773 GBP |
EUR 0.07 B ordinary | CFD | LONG | 92,721 | 15.5016 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,226 | 15.5395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,147 | 15.5794 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,952 | 15.5876 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,084 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,556 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,472 | 15.1252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,603 | 15.1268 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26 | 15.1311 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 346 | 15.1312 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 68 | 15.1313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,521 | 15.1339 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 502 | 15.1361 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,329 | 15.1362 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,984 | 15.1383 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 133 | 15.1511 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,559 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 55,852 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43,266 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,159 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,352 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,626 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,087 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,134 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 140,710 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 481,902 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 336,853 | 15.2145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,501 | 15.2766 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,499 | 15.3060 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,158 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,731 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 375 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,090 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,465 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 708 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,981 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 133,440 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,963 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,145 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 93,276 | 15.3131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,973 | 15.3479 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 462 | 15.3479 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,295 | 15.3479 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,014 | 15.5305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 459 | 15.6075 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,225 | 15.6356 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.