15 Jan 2016 10:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 44,076 | 41.6200 USD | 39.5600 USD |
A ADSs | SALES | 123,050 | 41.6000 USD | 39.6500 USD |
B ADSs | PURCHASES | 7,307 | 41.2800 USD | 39.2000 USD |
B ADSs | SALES | 2,800 | 41.3300 USD | 39.4150 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 39.7067 USD |
A ADSs | CFD | LONG | 200 | 40.2950 USD |
A ADSs | CFD | LONG | 116,750 | 40.7213 USD |
A ADSs | CFD | LONG | 3,800 | 41.1103 USD |
A ADSs | CFD | LONG | 2,000 | 41.3253 USD |
A ADSs | CFD | SHORT | 600 | 39.9000 USD |
A ADSs | CFD | SHORT | 20,992 | 40.4045 USD |
A ADSs | CFD | SHORT | 800 | 40.7363 USD |
A ADSs | CFD | SHORT | 1,300 | 40.8300 USD |
A ADSs | CFD | SHORT | 7,300 | 40.9060 USD |
A ADSs | CFD | SHORT | 3,200 | 40.9575 USD |
A ADSs | CFD | SHORT | 2,600 | 40.9948 USD |
A ADSs | CFD | SHORT | 4,300 | 41.2856 USD |
A ADSs | CFD | SHORT | 1,473 | 41.3018 USD |
A ADSs | CFD | SHORT | 1,111 | 41.3018 USD |
A ADSs | CFD | SHORT | 300 | 41.3300 USD |
A ADSs | CFD | SHORT | 100 | 41.3700 USD |
B ADSs | CFD | LONG | 200 | 39.4150 USD |
B ADSs | CFD | LONG | 900 | 40.8666 USD |
B ADSs | CFD | LONG | 1,700 | 41.0281 USD |
B ADSs | CFD | SHORT | 300 | 39.4700 USD |
B ADSs | CFD | SHORT | 700 | 40.1900 USD |
B ADSs | CFD | SHORT | 300 | 40.3255 USD |
B ADSs | CFD | SHORT | 400 | 40.5575 USD |
B ADSs | CFD | SHORT | 4,100 | 40.5881 USD |
B ADSs | CFD | SHORT | 200 | 40.8700 USD |
B ADSs | CFD | SHORT | 100 | 40.9800 USD |
B ADSs | CFD | SHORT | 1,207 | 41.0703 USD |
EUR 0.07 A ordinary | CFD | LONG | 12,927 | 18.1847 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,900 | 18.2575 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,400 | 18.7032 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 17.9220 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 76,909 | 17.9441 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6 | 18.1520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 655 | 18.1520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 18.3213 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,100 | 18.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 18.7185 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,579 | 18.7300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46,237 | 13.6493 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,410 | 13.8565 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,067 | 13.5781 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,753 | 13.5969 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,250 | 13.7539 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,660 | 13.8681 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,638 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,872 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,081 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,304 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 430 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,345 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,145 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 39,132 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,413 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,984 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,213 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,401 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,080 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200,000 | 19.8823 GBP |
EUR 0.07 B ordinary | CFD | LONG | 157 | 18.1350 EUR |
EUR 0.07 B ordinary | CFD | LONG | 1,451 | 13.3367 GBP |
EUR 0.07 B ordinary | CFD | LONG | 439 | 13.3367 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,095 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,579 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 195 | 13.4336 GBP |
EUR 0.07 B ordinary | CFD | LONG | 805 | 13.4388 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.4418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 416 | 13.4736 GBP |
EUR 0.07 B ordinary | CFD | LONG | 584 | 13.4800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 137 | 13.4859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 182 | 13.4859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,881 | 13.4859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,394 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,258 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.5770 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,405 | 13.5947 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.6014 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,746 | 13.6428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,580 | 13.6434 GBP |
EUR 0.07 B ordinary | CFD | LONG | 924 | 13.6434 GBP |
EUR 0.07 B ordinary | CFD | LONG | 696 | 13.6434 GBP |
EUR 0.07 B ordinary | CFD | LONG | 459 | 13.6554 GBP |
EUR 0.07 B ordinary | CFD | LONG | 610 | 13.6554 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,331 | 13.6554 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,465 | 13.6580 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.6662 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,164 | 13.6775 GBP |
EUR 0.07 B ordinary | CFD | LONG | 918 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 774 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,571 | 13.7173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,317 | 13.7173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,447 | 13.7314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,784 | 13.7314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,118 | 13.7314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,995 | 13.7362 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,436 | 13.8065 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,346 | 13.3804 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 48 | 13.5225 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,697 | 13.5743 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,200 | 13.5871 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61 | 13.6399 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 13.7183 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 732 | 13.9449 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.