15 Jan 2016 10:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 15,348 | 40.7669 USD | 40.7669 USD |
A ADSs | SALES | 15,348 | 40.7669 USD | 40.7669 USD |
EUR 0.07 A ordinary | PURCHASES | 2,393,990 | 18.8750 EUR | 17.7150 EUR |
EUR 0.07 A ordinary | SALES | 2,414,332 | 18.8850 EUR | 17.7200 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,205,553 | 14.0450 GBP | 13.2600 GBP |
EUR 0.07 A ordinary | SALES | 1,700,520 | 14.0550 GBP | 13.2600 GBP |
EUR 0.07 A ordinary | PURCHASES | 208,879 | 19.9216 USD | 19.8823 USD |
EUR 0.07 B ordinary | SALES | 157 | 18.1350 EUR | 18.1350 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,903,866 | 14.0350 GBP | 13.2550 GBP |
EUR 0.07 B ordinary | SALES | 3,094,746 | 14.0400 GBP | 13.2550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 200 | 39.4150 USD |
EUR 0.07 A ordinary | CFD | LONG | 701 | 17.7630 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,722 | 17.7720 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,000 | 17.8308 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,069 | 17.9737 EUR |
EUR 0.07 A ordinary | CFD | LONG | 910,484 | 18.0411 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,927 | 18.1847 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,611 | 18.2173 EUR |
EUR 0.07 A ordinary | CFD | LONG | 221,455 | 18.3545 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,340 | 18.6800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,606 | 18.7216 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,600 | 18.7926 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,000 | 17.8079 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,758 | 17.8642 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,745 | 17.8669 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,509 | 17.8675 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41,762 | 17.8679 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,423 | 18.0200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 876,933 | 18.0406 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,764 | 18.1520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,321 | 18.1520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 187 | 18.1520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,412 | 18.1686 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 47,433 | 18.2157 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,134 | 18.2181 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 116,165 | 18.2461 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 250 | 18.2540 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,971 | 18.2622 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,104 | 18.6800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,523 | 18.6800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34,533 | 18.6800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,210 | 13.5472 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,116 | 13.5472 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,370 | 13.5472 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,629 | 13.5553 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,891 | 13.5638 GBP |
EUR 0.07 A ordinary | CFD | LONG | 104,334 | 13.5638 GBP |
EUR 0.07 A ordinary | CFD | LONG | 255,941 | 13.5867 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,890 | 13.6305 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,230 | 13.6488 GBP |
EUR 0.07 A ordinary | CFD | LONG | 56,400 | 13.6816 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,153 | 13.7344 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,035 | 13.7451 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,026 | 13.7451 GBP |
EUR 0.07 A ordinary | CFD | LONG | 63,582 | 13.7451 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71,200 | 13.7653 GBP |
EUR 0.07 A ordinary | CFD | LONG | 55,625 | 13.7736 GBP |
EUR 0.07 A ordinary | CFD | LONG | 212 | 13.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 115,479 | 13.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 609 | 13.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29 | 13.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,682 | 13.9535 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 235,293 | 13.3750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 13.4251 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,110 | 13.6100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,647 | 13.6468 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 109,163 | 13.6518 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 147,664 | 13.6518 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 135,168 | 13.6983 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,104 | 13.8141 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,189 | 13.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 430 | 13.8469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,012 | 13.8470 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,071 | 13.8470 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167,025 | 13.2871 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,982 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,765 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,761 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,295 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,008 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,564 | 13.3441 GBP |
EUR 0.07 B ordinary | CFD | LONG | 847 | 13.3739 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.4418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,815 | 13.4755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,455 | 13.4755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58,968 | 13.5204 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,795 | 13.5591 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,318 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 164,199 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 165,413 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,821 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,962 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,233 | 13.5606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.5770 GBP |
EUR 0.07 B ordinary | CFD | LONG | 162,138 | 13.5794 GBP |
EUR 0.07 B ordinary | CFD | LONG | 151,436 | 13.5818 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,405 | 13.5947 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.6014 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.6662 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,493 | 13.6775 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,849 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,862 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,019 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 534 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,530 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 528 | 13.6994 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,155 | 13.7117 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,397 | 13.7117 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,347 | 13.7117 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,228 | 13.7337 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,500 | 13.7505 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,559 | 13.9000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.9211 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,634 | 13.9400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,114 | 13.5860 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 940 | 13.6114 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 280 | 13.6114 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 170,014 | 13.6393 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,100 | 13.6816 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,500 | 13.6816 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81,978 | 13.6869 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,634 | 13.9000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,454 | 14.0133 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 40,000 | 16.0000 | A | 15/04/2016 | 202.8000 GBP |
EUR 0.07 A ordinary | CALL | PURCHASE | 160,000 | 16.0000 | A | 15/04/2016 | 202.8000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.