7 Dec 2015 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 04 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 23,672 | 48.6400 USD | 47.8800 USD |
A ADSs | SALES | 96,734 | 48.8800 USD | 47.8700 USD |
B ADSs | PURCHASES | 3,710 | 49.0400 USD | 48.2200 USD |
B ADSs | SALES | 4,425 | 49.1600 USD | 48.2800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 900 | 48.1133 USD |
A ADSs | CFD | LONG | 34 | 48.1700 USD |
A ADSs | CFD | LONG | 7,100 | 48.2552 USD |
A ADSs | CFD | LONG | 4,000 | 48.3065 USD |
A ADSs | CFD | LONG | 100 | 48.3400 USD |
A ADSs | CFD | LONG | 800 | 48.4363 USD |
A ADSs | CFD | LONG | 200 | 48.4544 USD |
A ADSs | CFD | LONG | 83,200 | 48.4607 USD |
A ADSs | CFD | LONG | 400 | 48.8800 USD |
A ADSs | CFD | SHORT | 200 | 48.0200 USD |
A ADSs | CFD | SHORT | 400 | 48.1400 USD |
A ADSs | CFD | SHORT | 500 | 48.1860 USD |
A ADSs | CFD | SHORT | 100 | 48.1900 USD |
A ADSs | CFD | SHORT | 13,600 | 48.2180 USD |
A ADSs | CFD | SHORT | 700 | 48.2442 USD |
A ADSs | CFD | SHORT | 4,901 | 48.2670 USD |
A ADSs | CFD | SHORT | 2,140 | 48.2807 USD |
A ADSs | CFD | SHORT | 598 | 48.2966 USD |
A ADSs | CFD | SHORT | 29 | 48.3400 USD |
A ADSs | CFD | SHORT | 39 | 48.3400 USD |
A ADSs | CFD | SHORT | 94 | 48.3518 USD |
A ADSs | CFD | SHORT | 71 | 48.3518 USD |
A ADSs | CFD | SHORT | 200 | 48.4300 USD |
A ADSs | CFD | SHORT | 100 | 48.4900 USD |
B ADSs | CFD | LONG | 100 | 48.4800 USD |
B ADSs | CFD | LONG | 1,500 | 48.6836 USD |
B ADSs | CFD | LONG | 700 | 48.7344 USD |
B ADSs | CFD | LONG | 1,925 | 48.8390 USD |
B ADSs | CFD | LONG | 200 | 49.1600 USD |
B ADSs | CFD | SHORT | 200 | 48.2600 USD |
B ADSs | CFD | SHORT | 1,000 | 48.6650 USD |
B ADSs | CFD | SHORT | 300 | 48.6900 USD |
B ADSs | CFD | SHORT | 200 | 48.7700 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,400 | 22.4929 EUR |
EUR 0.07 A ordinary | CFD | LONG | 50 | 22.7150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 49 | 23.0082 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 23.0082 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 22.1276 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 159 | 22.1276 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 22.1276 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,305 | 22.1687 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43 | 22.1764 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40 | 22.1776 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41 | 22.1799 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,510 | 22.3028 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,843 | 22.5463 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,041 | 15.8799 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49,871 | 15.8959 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,270 | 16.4153 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,230 | 15.8862 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 290 | 15.8929 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,977 | 15.9055 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,150 | 16.0574 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,867 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42,655 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,484 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,921 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 449 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,388 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,439 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,333 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,160 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,025 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,567 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,409 | 15.8772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,253 | 15.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,758 | 15.9257 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,817 | 16.0031 GBP |
EUR 0.07 B ordinary | CFD | LONG | 343 | 16.0035 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,580 | 16.1184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 993 | 16.2101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,793 | 16.4363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,862 | 16.4363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,533 | 16.4860 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 143,487 | 15.9959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,202 | 16.0092 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,307 | 16.0416 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,362 | 16.0442 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,610 | 16.0469 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,103 | 16.0469 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,972 | 16.0602 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,003 | 16.2228 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,690 | 16.2234 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 86 | 16.3655 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 145 | 16.3655 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,855 | 16.3927 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 914 | 16.4019 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 59,236 | 16.4345 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,997 | 16.4435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 767 | 16.5414 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.