22 Jan 2016 11:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 40,701 | 38.4100 USD | 36.6200 USD |
A ADSs | SALES | 74,954 | 38.4000 USD | 36.6000 USD |
B ADSs | PURCHASES | 4,500 | 38.2900 USD | 36.5700 USD |
B ADSs | SALES | 4,000 | 38.3500 USD | 36.6100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 199 | 36.9586 USD |
A ADSs | CFD | LONG | 21,054 | 37.4333 USD |
A ADSs | CFD | LONG | 301 | 37.6364 USD |
A ADSs | CFD | LONG | 50,900 | 38.1568 USD |
A ADSs | CFD | LONG | 2,300 | 38.1832 USD |
A ADSs | CFD | LONG | 200 | 38.3000 USD |
A ADSs | CFD | SHORT | 700 | 36.7500 USD |
A ADSs | CFD | SHORT | 13,600 | 37.3484 USD |
A ADSs | CFD | SHORT | 200 | 37.3737 USD |
A ADSs | CFD | SHORT | 2,961 | 37.5632 USD |
A ADSs | CFD | SHORT | 500 | 37.6140 USD |
A ADSs | CFD | SHORT | 800 | 37.6400 USD |
A ADSs | CFD | SHORT | 600 | 37.9450 USD |
A ADSs | CFD | SHORT | 277 | 37.9620 USD |
A ADSs | CFD | SHORT | 1,000 | 38.0435 USD |
A ADSs | CFD | SHORT | 19,340 | 38.0540 USD |
A ADSs | CFD | SHORT | 400 | 38.1325 USD |
A ADSs | CFD | SHORT | 323 | 38.2524 USD |
B ADSs | CFD | LONG | 300 | 36.6200 USD |
B ADSs | CFD | LONG | 100 | 36.8200 USD |
B ADSs | CFD | LONG | 200 | 36.8550 USD |
B ADSs | CFD | LONG | 700 | 37.0200 USD |
B ADSs | CFD | LONG | 2,200 | 38.1211 USD |
B ADSs | CFD | LONG | 400 | 38.2225 USD |
B ADSs | CFD | LONG | 100 | 38.2900 USD |
B ADSs | CFD | SHORT | 400 | 36.5700 USD |
B ADSs | CFD | SHORT | 4,000 | 37.7959 USD |
B ADSs | CFD | SHORT | 100 | 38.1200 USD |
EUR 0.07 A ordinary | CFD | LONG | 74 | 16.8501 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,085 | 16.8663 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,884 | 17.1838 EUR |
EUR 0.07 A ordinary | CFD | LONG | 320 | 17.4096 EUR |
EUR 0.07 A ordinary | CFD | LONG | 423 | 17.4096 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 16.9683 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,056 | 17.0630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17 | 17.0630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,226 | 17.0878 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,100 | 17.1290 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 900 | 17.4015 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,800 | 12.9795 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,520 | 13.0593 GBP |
EUR 0.07 A ordinary | CFD | LONG | 166,926 | 13.1025 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,717 | 13.1025 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,974 | 12.7025 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,717 | 12.8387 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,200 | 13.0400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 160,254 | 13.0441 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,656 | 13.0441 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 55,259 | 13.0441 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,950 | 13.0726 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 270,000 | 12.9952 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 17.1000 EUR |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 12.8224 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,757 | 12.8250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 906 | 12.8250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,421 | 12.8250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 226 | 12.8403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 170 | 12.8403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,397 | 12.8403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 12.8546 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,041 | 12.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,729 | 12.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,707 | 12.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,254 | 12.9077 GBP |
EUR 0.07 B ordinary | CFD | LONG | 49,637 | 12.9077 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,670 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,505 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,114 | 12.9135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 838 | 12.9135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,548 | 12.9135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 12.9607 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,054 | 12.9977 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,189 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,182 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 168 | 13.0426 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,507 | 13.0426 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,210 | 13.0426 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,209 | 13.0669 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,653 | 13.0770 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,937 | 13.0878 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,412 | 13.0906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 145 | 13.1850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,463 | 13.1850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,259 | 12.7753 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,668 | 12.7884 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,475 | 12.8560 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 770 | 12.9231 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,800 | 13.0389 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 386 | 13.1102 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.