17 Dec 2015 10:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,328 | 44.4800 USD | 44.3900 USD |
A ADSs | SALES | 2,328 | 44.4800 USD | 44.3900 USD |
EUR 0.07 A ordinary | PURCHASES | 1,494,602 | 20.5950 EUR | 20.1850 EUR |
EUR 0.07 A ordinary | SALES | 1,808,637 | 20.6100 EUR | 20.1950 EUR |
EUR 0.07 A ordinary | PURCHASES | 724,269 | 14.8400 GBP | 14.5750 GBP |
EUR 0.07 A ordinary | SALES | 773,691 | 14.8550 GBP | 14.5700 GBP |
EUR 0.07 A ordinary | PURCHASES | 22,919 | 22.0515 USD | 22.0515 USD |
EUR 0.07 B ordinary | PURCHASES | 1,054,276 | 14.9350 GBP | 14.6350 GBP |
EUR 0.07 B ordinary | SALES | 1,157,637 | 14.9300 GBP | 14.6400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 40 | 44.8400 USD |
EUR 0.07 A ordinary | CFD | LONG | 82,537 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,764 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,643 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,764 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,460 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,124 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 900 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 900 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,577 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,991 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,394 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,394 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65 | 20.2838 EUR |
EUR 0.07 A ordinary | CFD | LONG | 665 | 20.2964 EUR |
EUR 0.07 A ordinary | CFD | LONG | 531 | 20.2964 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,250 | 20.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,600 | 20.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,084 | 20.3526 EUR |
EUR 0.07 A ordinary | CFD | LONG | 172,916 | 20.3883 EUR |
EUR 0.07 A ordinary | CFD | LONG | 47,632 | 20.3961 EUR |
EUR 0.07 A ordinary | CFD | LONG | 657,261 | 20.3961 EUR |
EUR 0.07 A ordinary | CFD | LONG | 890 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,393 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,462 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,363 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,670 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,852 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,369 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,001 | 20.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 269,661 | 20.4490 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,001 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,825 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,470 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,227 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39,151 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,948 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,191 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,187 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,998 | 20.2319 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,718 | 20.2661 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,250 | 20.3300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,689 | 20.3401 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,114 | 20.3401 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,771 | 20.3401 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35,123 | 20.3530 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,194 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,322 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 68,514 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 45,897 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,584 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,077 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,410 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,002 | 20.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 288 | 20.3737 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 657,184 | 20.4230 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,363 | 20.4519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,608 | 20.4519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 201 | 20.4519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,910 | 20.4562 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,680 | 20.4754 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 489 | 20.4793 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32,796 | 20.5000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43,880 | 20.5138 EUR |
EUR 0.07 A ordinary | CFD | LONG | 450 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,822 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 131 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 85 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 45,377 | 14.6513 GBP |
EUR 0.07 A ordinary | CFD | LONG | 240 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 136 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,286 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,313 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,804 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,313 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 493 | 14.6679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,042 | 14.6708 GBP |
EUR 0.07 A ordinary | CFD | LONG | 58 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 304 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 781 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,133 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 781 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 117 | 14.7231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 124,877 | 14.7291 GBP |
EUR 0.07 A ordinary | CFD | LONG | 460 | 14.7773 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,412 | 14.7773 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,482 | 14.7773 GBP |
EUR 0.07 A ordinary | CFD | LONG | 213 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 450 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 157 | 14.6200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 569 | 14.6259 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,747 | 14.6259 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,750 | 14.6259 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 14.6300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,615 | 14.6363 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53,099 | 14.7145 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,423 | 14.7212 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,802 | 14.7368 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 75,767 | 14.8138 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,223 | 14.6984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,462 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,133 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,236 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 731 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,874 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,835 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 386,229 | 14.7598 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,725 | 14.7778 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,587 | 14.7778 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,429 | 14.8138 GBP |
EUR 0.07 B ordinary | CFD | LONG | 466 | 14.8505 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,624 | 14.8505 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,433 | 14.8505 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,431 | 14.8567 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 118 | 14.6755 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5 | 14.6755 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,523 | 14.6755 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 220 | 14.6755 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,416 | 14.6940 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 598 | 14.6956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,836 | 14.6956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,330 | 14.6956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,820 | 14.7254 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,615 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 89,992 | 14.7641 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,468 | 14.7750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,393 | 14.7895 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,030 | 14.7918 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,150 | 14.7918 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,245 | 14.8139 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,776 | 14.8205 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 36,337 | 14.8273 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 101 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,601 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,560 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,538 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 216 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 102 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,222 | 14.8838 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 72,058 | 14.8924 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,511 | 14.8953 GBP |
EUR 0.07 B ordinary | CFD | LONG | 850 | 14.7634 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.