9 Dec 2015 10:12
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 403 | 46.2200 USD | 46.2200 USD |
A ADSs | SALES | 403 | 46.2200 USD | 46.2200 USD |
EUR 0.07 A ordinary | PURCHASES | 3,685,555 | 21.3700 EUR | 20.6300 EUR |
EUR 0.07 A ordinary | SALES | 3,670,436 | 21.3650 EUR | 20.6300 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,276,479 | 15.3600 GBP | 14.8800 GBP |
EUR 0.07 A ordinary | SALES | 1,533,288 | 15.3600 GBP | 14.8650 GBP |
EUR 0.07 B ordinary | PURCHASES | 5,576,404 | 15.4250 GBP | 14.9200 GBP |
EUR 0.07 B ordinary | SALES | 5,378,650 | 15.4150 GBP | 14.9150 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 24,180 | 20.9054 EUR |
EUR 0.07 A ordinary | CFD | LONG | 362 | 20.9069 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,031 | 20.9069 EUR |
EUR 0.07 A ordinary | CFD | LONG | 68 | 20.9069 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9 | 20.9233 EUR |
EUR 0.07 A ordinary | CFD | LONG | 859,633 | 20.9971 EUR |
EUR 0.07 A ordinary | CFD | LONG | 260,000 | 21.0699 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,323 | 21.0805 EUR |
EUR 0.07 A ordinary | CFD | LONG | 461 | 21.0836 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,929 | 21.1021 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,760 | 21.2150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 156 | 21.2926 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 322 | 20.7446 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,576 | 20.7455 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,160 | 20.7470 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,929 | 20.7478 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,088 | 20.7500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,886 | 20.7707 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28,741 | 20.7707 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 246,970 | 20.9148 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 878,346 | 20.9876 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,906 | 20.9876 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,225 | 20.9886 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 244 | 21.0343 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,142 | 21.0343 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,184 | 21.0343 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,532 | 21.0457 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,347 | 21.0694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,929 | 21.0992 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 255 | 21.1050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,467 | 21.1156 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,158 | 21.1199 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 312 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,652 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,546 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 484 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 584 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,050 | 21.1695 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,920 | 14.9757 GBP |
EUR 0.07 A ordinary | CFD | LONG | 46,316 | 15.0122 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,168 | 15.0603 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,349 | 15.0603 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,879 | 15.0603 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,236 | 15.0738 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,794 | 15.0738 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,148 | 15.0738 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128,695 | 15.0982 GBP |
EUR 0.07 A ordinary | CFD | LONG | 57,500 | 15.1140 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,000 | 15.1283 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,627 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,563 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,051 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,742 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,538 | 15.1835 GBP |
EUR 0.07 A ordinary | CFD | LONG | 579 | 15.2087 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,935 | 15.2087 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,777 | 15.2087 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,104 | 14.9529 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,414 | 14.9529 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 360 | 14.9529 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,102 | 15.0661 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 46 | 15.0750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 84,990 | 15.0777 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,480 | 15.1189 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,480 | 15.1189 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 323 | 15.1197 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 15.1736 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 507 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 176 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,366 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,366 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,314 | 15.1750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,331 | 15.1932 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 264 | 15.1932 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,905 | 15.1932 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,540 | 15.0688 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,606 | 15.0913 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,144 | 15.1229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 111,350 | 15.1551 GBP |
EUR 0.07 B ordinary | CFD | LONG | 150,591 | 15.1631 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,671 | 15.1715 GBP |
EUR 0.07 B ordinary | CFD | LONG | 222,700 | 15.1759 GBP |
EUR 0.07 B ordinary | CFD | LONG | 445,400 | 15.1760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,327 | 15.1871 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 15.1871 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,322 | 15.2021 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,227 | 15.2487 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,032 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,598 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,463 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,001 | 15.2619 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,681 | 15.2625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,177 | 15.2670 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,547 | 15.2670 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,846 | 15.3066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,393 | 15.3066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 601 | 15.3066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,631 | 15.4010 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,302 | 15.0235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 424 | 15.0235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,741 | 15.0235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,864 | 15.0573 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,398 | 15.0707 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,716 | 15.1146 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 205,600 | 15.1412 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 105,720 | 15.1619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,486 | 15.1868 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 57,500 | 15.2026 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,724 | 15.2275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,204 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,293 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,739 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,460 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,007 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,932 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,734 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,603 | 15.2700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,833 | 15.3049 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | PUT | PURCHASE | 130,000 | 16.0000 | A | 18/03/2016 | 1.4200 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.