22 Dec 2015 15:57
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 17 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 3,047 | 43.9400 USD | 43.9400 USD |
A ADSs | SALES | 3,047 | 43.9400 USD | 43.9400 USD |
B ADSs | PURCHASES | 2,800 | 44.0775 USD | 44.0100 USD |
B ADSs | SALES | 2,800 | 44.0775 USD | 44.0100 USD |
EUR 0.07 A ordinary | PURCHASES | 2,094,622 | 20.6600 EUR | 20.0600 EUR |
EUR 0.07 A ordinary | SALES | 2,010,967 | 20.6600 EUR | 20.0650 EUR |
EUR 0.07 A ordinary | PURCHASES | 858,237 | 14.8950 GBP | 14.4750 GBP |
EUR 0.07 A ordinary | SALES | 580,048 | 14.8650 GBP | 14.4750 GBP |
EUR 0.07 B ordinary | PURCHASES | 11,000 | 20.2776 EUR | 20.2776 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,480,029 | 15.0000 GBP | 14.5400 GBP |
EUR 0.07 B ordinary | SALES | 3,005,167 | 14.9850 GBP | 14.5300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 100 | 20.0750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,588 | 20.1686 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,100 | 20.1950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,217 | 20.2038 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,570 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 90,690 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,102 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,707 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,834 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,673 | 20.3285 EUR |
EUR 0.07 A ordinary | CFD | LONG | 656,899 | 20.3333 EUR |
EUR 0.07 A ordinary | CFD | LONG | 149 | 20.3557 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,137 | 20.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,170 | 20.1603 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,000 | 20.2813 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 20.2950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 20.2950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 47,632 | 20.3363 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 663,841 | 20.3363 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 262 | 20.3764 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,855 | 20.4298 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 719 | 20.4300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,246 | 20.4644 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,300 | 20.4753 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,036 | 20.4946 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,545 | 14.6207 GBP |
EUR 0.07 A ordinary | CFD | LONG | 76,865 | 14.6575 GBP |
EUR 0.07 A ordinary | CFD | LONG | 466 | 14.6600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 243 | 14.6634 GBP |
EUR 0.07 A ordinary | CFD | LONG | 747 | 14.6634 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,012 | 14.6634 GBP |
EUR 0.07 A ordinary | CFD | LONG | 75,767 | 14.6715 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,208 | 14.6992 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 278 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 430 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,544 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,469 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 109 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 313 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,977 | 14.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,051 | 14.5582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 827 | 14.5582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,540 | 14.5582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 323 | 14.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,688 | 14.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,505 | 14.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 217 | 14.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 91,524 | 14.6344 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,032 | 14.6484 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,679 | 14.7169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,098 | 14.7169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,635 | 14.7169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,545 | 14.7169 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,700 | 14.5000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,000 | 20.2776 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,284 | 14.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,808 | 14.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,503 | 14.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 823 | 14.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,475 | 14.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,029 | 14.6320 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,307 | 14.6588 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,866 | 14.6791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,688 | 14.6791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81,807 | 14.6791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,665 | 14.6791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,276 | 14.6905 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,113 | 14.6905 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,396 | 14.6905 GBP |
EUR 0.07 B ordinary | CFD | LONG | 325 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,697 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | LONG | 218 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,519 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | LONG | 911 | 14.7178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 297 | 14.7178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,117 | 14.7178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,195 | 14.7274 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,903 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,084 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,300 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,818 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,487 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,242 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 129 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,985 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,586 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,617 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,336 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 88,365 | 14.7409 GBP |
EUR 0.07 B ordinary | CFD | LONG | 394 | 14.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,786 | 14.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 596 | 14.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,576 | 14.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,222 | 14.7517 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,724 | 14.8032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,099 | 14.8032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,574 | 14.8032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,639 | 14.8032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,263 | 14.9850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,671 | 14.5819 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,333 | 14.6300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 840 | 14.6300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,581 | 14.6300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,285 | 14.6601 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 120,541 | 14.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,200 | 14.6946 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,380 | 14.6946 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 112,200 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,243 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,581 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 756 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,645 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,249 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,107 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,882 | 14.7537 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,154 | 14.7576 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,700 | 14.6000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.