1 Feb 2016 15:36
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 28 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 3,900 | 43.4200 USD | 43.1800 USD |
A ADSs | SALES | 46,431 | 43.9000 USD | 42.8000 USD |
B ADSs | PURCHASES | 2,700 | 43.5545 USD | 43.3200 USD |
B ADSs | SALES | 7,800 | 43.9900 USD | 43.0500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 25,285 | 43.2652 USD |
A ADSs | CFD | LONG | 400 | 43.3075 USD |
A ADSs | CFD | LONG | 4,500 | 43.3085 USD |
A ADSs | CFD | LONG | 2,900 | 43.3162 USD |
A ADSs | CFD | LONG | 600 | 43.3300 USD |
A ADSs | CFD | LONG | 1,147 | 43.3710 USD |
A ADSs | CFD | LONG | 865 | 43.3710 USD |
A ADSs | CFD | LONG | 10 | 43.3900 USD |
A ADSs | CFD | LONG | 14 | 43.3900 USD |
A ADSs | CFD | LONG | 2,401 | 43.3983 USD |
A ADSs | CFD | LONG | 1,100 | 43.4131 USD |
A ADSs | CFD | LONG | 149 | 43.4133 USD |
A ADSs | CFD | LONG | 1,099 | 43.4732 USD |
A ADSs | CFD | LONG | 5,461 | 43.4995 USD |
A ADSs | CFD | LONG | 500 | 43.9000 USD |
A ADSs | CFD | SHORT | 400 | 43.2775 USD |
A ADSs | CFD | SHORT | 100 | 43.3000 USD |
A ADSs | CFD | SHORT | 2,400 | 43.3142 USD |
A ADSs | CFD | SHORT | 1,000 | 43.3490 USD |
B ADSs | CFD | LONG | 300 | 43.3766 USD |
B ADSs | CFD | LONG | 1,400 | 43.3985 USD |
B ADSs | CFD | LONG | 4,700 | 43.4513 USD |
B ADSs | CFD | LONG | 1,200 | 43.4891 USD |
B ADSs | CFD | LONG | 100 | 43.5600 USD |
B ADSs | CFD | LONG | 100 | 43.9900 USD |
B ADSs | CFD | SHORT | 300 | 43.4233 USD |
B ADSs | CFD | SHORT | 2,400 | 43.4645 USD |
EUR 0.07 A ordinary | CFD | LONG | 37 | 19.6118 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,187 | 19.6118 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,330 | 19.6268 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,320 | 19.7303 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 19.7325 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,390 | 19.7663 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,120 | 19.7663 EUR |
EUR 0.07 A ordinary | CFD | LONG | 861 | 19.7664 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,000 | 19.7738 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,300 | 19.7933 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,643 | 19.8220 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,985 | 19.7336 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 19.8902 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,290 | 14.9556 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,850 | 14.9648 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,620 | 14.9691 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,400 | 15.0179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 52,500 | 15.0231 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 126 | 14.9029 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 272 | 14.9029 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,650 | 14.9443 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 97,531 | 14.9443 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 33,625 | 14.9443 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,428 | 14.9529 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 642 | 14.9529 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,630 | 14.9529 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 14.9653 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,401 | 14.9821 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,200 | 15.1823 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,000 | 15.1823 GBP |
EUR 0.07 B ordinary | CFD | LONG | 132 | 14.8550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55 | 14.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,000 | 14.9024 GBP |
EUR 0.07 B ordinary | CFD | LONG | 284 | 14.9063 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,716 | 14.9120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,480 | 14.9305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,917 | 14.9339 GBP |
EUR 0.07 B ordinary | CFD | LONG | 319 | 14.9671 GBP |
EUR 0.07 B ordinary | CFD | LONG | 453 | 14.9671 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,708 | 14.9974 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,909 | 14.9974 GBP |
EUR 0.07 B ordinary | CFD | LONG | 224,587 | 15.4256 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,889 | 14.7544 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,063 | 14.7544 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,373 | 14.7961 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,652 | 14.7961 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,280 | 14.9348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,654 | 14.9651 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 400 | 14.9672 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,822 | 14.9778 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,307 | 15.0071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 132,010 | 15.0071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,521 | 15.0071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52,500 | 15.0615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,041 | 15.0851 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,386 | 15.0851 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,843 | 15.0851 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 118 | 15.0866 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,090 | 15.0913 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 54,051 | 15.0913 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,100 | 15.1748 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,404 | 15.4077 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.