13 Jan 2016 16:14
AMENDMENT(Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 6,681 | 40.0044 USD | 40.0044 USD |
A ADSs | SALES | 6,681 | 40.0044 USD | 40.0044 USD |
EUR 0.07 A ordinary | PURCHASES | 3,534,909 | 19.3530 EUR | 18.2500 EUR |
EUR 0.07 A ordinary | SALES | 3,362,652 | 18.8500 EUR | 18.2500 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,111,706 | 13.9000 GBP | 13.4800 GBP |
EUR 0.07 A ordinary | SALES | 2,440,200 | 13.8900 GBP | 13.4800 GBP |
EUR 0.07 B ordinary | PURCHASES | 200 | 18.7700 EUR | 18.7700 EUR |
EUR 0.07 B ordinary | SALES | 340 | 18.7700 EUR | 18.5200 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,756,962 | 13.9300 GBP | 13.4800 GBP |
EUR 0.07 B ordinary | SALES | 3,131,357 | 14.5895 GBP | 13.4750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 99,795 | 18.3150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,374 | 18.3724 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79,278 | 18.3937 EUR |
EUR 0.07 A ordinary | CFD | LONG | 210 | 18.4848 EUR |
EUR 0.07 A ordinary | CFD | LONG | 108 | 18.5100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,038 | 18.5100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 825,240 | 18.5188 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,500 | 18.5221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,054 | 18.5308 EUR |
EUR 0.07 A ordinary | CFD | LONG | 241,000 | 18.5368 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,126 | 18.5531 EUR |
EUR 0.07 A ordinary | CFD | LONG | 372 | 18.6648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,170 | 18.7025 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 108 | 18.3150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 18.3150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,859 | 18.3150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,969 | 18.3160 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,588 | 18.4410 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,198 | 18.4410 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,532 | 18.4410 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 112,375 | 18.4774 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,921 | 18.4816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 458 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 802,718 | 18.5100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 132,185 | 18.5189 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,500 | 18.5247 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 241,000 | 18.5262 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 617 | 18.5901 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,000 | 19.3531 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,374 | 13.5744 GBP |
EUR 0.07 A ordinary | CFD | LONG | 161 | 13.5744 GBP |
EUR 0.07 A ordinary | CFD | LONG | 480 | 13.5744 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47,193 | 13.5756 GBP |
EUR 0.07 A ordinary | CFD | LONG | 124 | 13.5838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,381 | 13.5838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,270 | 13.6006 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,876 | 13.6255 GBP |
EUR 0.07 A ordinary | CFD | LONG | 655,000 | 13.6575 GBP |
EUR 0.07 A ordinary | CFD | LONG | 161,774 | 13.6585 GBP |
EUR 0.07 A ordinary | CFD | LONG | 267,263 | 13.6587 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37,000 | 13.6652 GBP |
EUR 0.07 A ordinary | CFD | LONG | 670,000 | 13.6655 GBP |
EUR 0.07 A ordinary | CFD | LONG | 100 | 13.6850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,000 | 13.7260 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 504 | 13.5400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 175 | 13.5400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 13.5400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23,066 | 13.5400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 69,978 | 13.5400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,186 | 13.5949 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,342 | 13.5949 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,005 | 13.5949 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29,000 | 13.6168 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 239,205 | 13.6625 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 136,316 | 13.6707 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,062 | 13.6761 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,381 | 13.6900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 508 | 13.7146 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 641 | 13.6506 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,869 | 13.5214 GBP |
EUR 0.07 B ordinary | CFD | LONG | 938 | 13.5214 GBP |
EUR 0.07 B ordinary | CFD | LONG | 359 | 13.5790 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,531 | 13.5790 GBP |
EUR 0.07 B ordinary | CFD | LONG | 121 | 13.5790 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,000 | 13.6127 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,846 | 13.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,977 | 13.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,224 | 13.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,018 | 13.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,098 | 13.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,070 | 13.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,111 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,219 | 13.6409 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,121 | 13.6409 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,310 | 13.6409 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,290 | 13.6409 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,637 | 13.6463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,308 | 13.6548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,296 | 13.6586 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,455 | 13.6715 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76,323 | 13.6764 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,560 | 13.6764 GBP |
EUR 0.07 B ordinary | CFD | LONG | 115,395 | 13.6848 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,667 | 13.6853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 148,738 | 13.6853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,374 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,492 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,317 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 62,169 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,565 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,269 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,568 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,374 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,887 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,823 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,855 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,771 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 158,000 | 13.7373 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.7481 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,781 | 13.7900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,114 | 13.8000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,000 | 14.4676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,483 | 14.5895 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 410 | 13.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,800 | 13.5306 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,794 | 13.5379 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,334 | 13.5500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,069 | 13.5879 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,383 | 13.5897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,469 | 13.5897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,849 | 13.5897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,100 | 13.6571 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,360 | 13.6571 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 217 | 13.6658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 317 | 13.6658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,989 | 13.6658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,356 | 13.6658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 655,000 | 13.6703 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 670,000 | 13.6767 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,000 | 13.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41,923 | 13.6802 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43,801 | 13.6802 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222,210 | 13.6833 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 307,200 | 13.6951 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,754 | 13.7086 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,000 | 13.7565 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 243 | 13.8850 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.