22 Jan 2016 15:12
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 29,679 | 39.6400 USD | 38.2322 USD |
A ADSs | SALES | 46,351 | 39.0400 USD | 38.1600 USD |
B ADSs | PURCHASES | 3,814 | 39.5700 USD | 38.0700 USD |
B ADSs | SALES | 1,900 | 39.0900 USD | 38.3300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 38.1900 USD |
A ADSs | CFD | LONG | 32,200 | 38.4783 USD |
A ADSs | CFD | LONG | 1,700 | 38.4944 USD |
A ADSs | CFD | LONG | 6,000 | 38.5135 USD |
A ADSs | CFD | LONG | 300 | 38.5267 USD |
A ADSs | CFD | LONG | 1,563 | 38.5267 USD |
A ADSs | CFD | LONG | 1,178 | 38.5267 USD |
A ADSs | CFD | LONG | 800 | 38.5666 USD |
A ADSs | CFD | LONG | 2,510 | 38.6707 USD |
A ADSs | CFD | SHORT | 100 | 38.4900 USD |
A ADSs | CFD | SHORT | 200 | 38.4900 USD |
A ADSs | CFD | SHORT | 600 | 38.6733 USD |
A ADSs | CFD | SHORT | 600 | 38.6908 USD |
A ADSs | CFD | SHORT | 5,200 | 38.7629 USD |
A ADSs | CFD | SHORT | 900 | 38.7789 USD |
A ADSs | CFD | SHORT | 400 | 38.9650 USD |
A ADSs | CFD | SHORT | 20,579 | 39.0282 USD |
A ADSs | CFD | SHORT | 700 | 39.0342 USD |
A ADSs | CFD | SHORT | 400 | 39.6400 USD |
B ADSs | CFD | LONG | 600 | 38.4753 USD |
B ADSs | CFD | LONG | 600 | 38.8216 USD |
B ADSs | CFD | LONG | 500 | 38.9380 USD |
B ADSs | CFD | LONG | 200 | 39.0850 USD |
B ADSs | CFD | SHORT | 7 | 38.5600 USD |
B ADSs | CFD | SHORT | 7 | 38.5600 USD |
B ADSs | CFD | SHORT | 3,400 | 38.7553 USD |
B ADSs | CFD | SHORT | 400 | 39.5500 USD |
EUR 0.07 A ordinary | CFD | LONG | 500 | 17.9300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,800 | 18.0527 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,884 | 18.0803 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,618 | 18.0821 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,593 | 18.1600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 271 | 18.1600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,778 | 18.1917 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,977 | 18.2185 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13 | 18.2540 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,478 | 18.2540 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 17.8993 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,178 | 17.8993 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 93 | 18.0028 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 192 | 18.0028 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 18.0543 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,900 | 18.0728 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,900 | 13.6600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,219 | 13.6681 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,450 | 13.6681 GBP |
EUR 0.07 A ordinary | CFD | LONG | 88,306 | 13.6681 GBP |
EUR 0.07 A ordinary | CFD | LONG | 900 | 13.7069 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 950 | 13.5671 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,870 | 13.6371 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,120 | 13.6422 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,983 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,711 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 255 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,958 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23,219 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,827 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,189 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,208 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,550 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,381 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,842 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,593 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,904 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 251,000 | 13.6556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 143 | 18.1000 EUR |
EUR 0.07 B ordinary | CFD | LONG | 2,064 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,415 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,417 | 13.6360 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,428 | 13.6360 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,416 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,064 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 401 | 13.6597 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,370 | 13.6763 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,351 | 13.6763 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,022 | 13.6763 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,442 | 13.6991 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,678 | 13.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,405 | 13.7067 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,609 | 13.7152 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,949 | 13.7152 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,110 | 13.7389 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,472 | 13.7514 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,351 | 13.7596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,022 | 13.7596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,370 | 13.7596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.7755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,702 | 13.7774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,741 | 13.7774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,044 | 13.7774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,299 | 13.7887 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,843 | 13.7887 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,888 | 13.7887 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,463 | 13.8313 GBP |
EUR 0.07 B ordinary | CFD | LONG | 726 | 13.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,528 | 13.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 546 | 13.8498 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 418 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 768 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,107 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,377 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,497 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,848 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,413 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,347 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,295 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,299 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,985 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,530 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,387 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 97,970 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 136,713 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 210,336 | 13.5654 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,767 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 397 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 101 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 685 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,318 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,420 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,268 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,182 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 975 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 256 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,022 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 355 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,165 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81 | 13.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,116 | 13.6346 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,960 | 13.6375 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,857 | 13.6843 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,210 | 13.6862 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,014 | 13.6862 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,771 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,741 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,997 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,077 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 306 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 93 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 777 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,954 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,844 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 171 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,077 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,381 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 246 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,562 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,203 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,420 | 13.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 561 | 13.7307 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,615 | 13.7971 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,605 | 13.7971 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.