2 Feb 2016 15:31
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 44,274 | 43.9300 USD | 42.7700 USD |
A ADSs | SALES | 75,356 | 43.9100 USD | 42.7900 USD |
B ADSs | PURCHASES | 2,100 | 44.1300 USD | 43.2400 USD |
B ADSs | SALES | 4,600 | 44.1300 USD | 42.9100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 500 | 42.7900 USD |
A ADSs | CFD | LONG | 100 | 43.1900 USD |
A ADSs | CFD | LONG | 100 | 43.4400 USD |
A ADSs | CFD | LONG | 200 | 43.4900 USD |
A ADSs | CFD | LONG | 6,500 | 43.4929 USD |
A ADSs | CFD | LONG | 1,000 | 43.5680 USD |
A ADSs | CFD | LONG | 7,500 | 43.6949 USD |
A ADSs | CFD | LONG | 59,456 | 43.7994 USD |
A ADSs | CFD | SHORT | 27,745 | 43.1385 USD |
A ADSs | CFD | SHORT | 159 | 43.1897 USD |
A ADSs | CFD | SHORT | 11,500 | 43.2283 USD |
A ADSs | CFD | SHORT | 570 | 43.2954 USD |
A ADSs | CFD | SHORT | 800 | 43.5624 USD |
A ADSs | CFD | SHORT | 1,600 | 43.7695 USD |
A ADSs | CFD | SHORT | 100 | 43.8100 USD |
A ADSs | CFD | SHORT | 1,600 | 43.8624 USD |
A ADSs | CFD | SHORT | 200 | 43.9300 USD |
B ADSs | CFD | LONG | 100 | 42.9100 USD |
B ADSs | CFD | LONG | 600 | 43.3916 USD |
B ADSs | CFD | LONG | 1,300 | 43.4746 USD |
B ADSs | CFD | LONG | 2,000 | 43.5005 USD |
B ADSs | CFD | LONG | 400 | 43.5983 USD |
B ADSs | CFD | LONG | 100 | 43.6100 USD |
B ADSs | CFD | LONG | 100 | 43.8800 USD |
B ADSs | CFD | SHORT | 500 | 43.9220 USD |
B ADSs | CFD | SHORT | 1,400 | 43.9595 USD |
B ADSs | CFD | SHORT | 100 | 44.0688 USD |
B ADSs | CFD | SHORT | 100 | 44.1200 USD |
EUR 0.07 A ordinary | CFD | LONG | 93 | 19.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 400 | 19.7949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,399 | 19.8889 EUR |
EUR 0.07 A ordinary | CFD | LONG | 317 | 19.9929 EUR |
EUR 0.07 A ordinary | CFD | LONG | 800 | 19.9950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 19.7457 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,093 | 19.7944 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 131 | 19.8177 EUR |
EUR 0.07 A ordinary | CFD | LONG | 47,500 | 14.9455 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,400 | 14.9681 GBP |
EUR 0.07 A ordinary | CFD | LONG | 335 | 15.0461 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,360 | 15.1061 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,750 | 14.9967 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 15.0388 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,590 | 15.0573 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,760 | 15.1111 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59,114 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,400 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,400 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,055 | 15.1830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 285 | 15.1830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,960 | 15.1830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 247 | 15.2078 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 530 | 15.2078 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 45,000 | 15.1110 GBP |
EUR 0.07 B ordinary | CFD | LONG | 884 | 14.7117 GBP |
EUR 0.07 B ordinary | CFD | LONG | 223 | 14.7373 GBP |
EUR 0.07 B ordinary | CFD | LONG | 91 | 14.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,296 | 14.7527 GBP |
EUR 0.07 B ordinary | CFD | LONG | 506 | 14.7814 GBP |
EUR 0.07 B ordinary | CFD | LONG | 338 | 14.7836 GBP |
EUR 0.07 B ordinary | CFD | LONG | 253 | 14.8888 GBP |
EUR 0.07 B ordinary | CFD | LONG | 926 | 14.9225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 553 | 14.9270 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,186 | 14.9295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,926 | 14.9371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 156 | 14.9587 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,600 | 14.9768 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,666 | 15.0086 GBP |
EUR 0.07 B ordinary | CFD | LONG | 149,079 | 15.0201 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,196 | 15.1190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 372 | 15.2399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 527 | 15.2399 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,202 | 14.8474 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 169 | 14.8779 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,241 | 14.8883 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 186,202 | 14.9032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 131,221 | 14.9032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,064 | 14.9262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,890 | 14.9262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,500 | 14.9737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,737 | 15.0124 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,728 | 15.0124 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43,375 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61,550 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,493 | 15.0509 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 15.0514 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 221 | 15.0627 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 127,966 | 15.0652 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,590 | 15.1043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,411 | 15.1043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,274 | 15.1043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 906 | 15.2160 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.