21 Dec 2015 16:49
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 17 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 14,009 | 44.1800 USD | 43.5400 USD |
A ADSs | SALES | 86,817 | 44.2300 USD | 43.4700 USD |
B ADSs | PURCHASES | 3,430 | 44.3900 USD | 43.6900 USD |
B ADSs | SALES | 900 | 44.3900 USD | 43.7100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 43.5100 USD |
A ADSs | CFD | LONG | 13,470 | 43.6193 USD |
A ADSs | CFD | LONG | 71,008 | 43.6362 USD |
A ADSs | CFD | LONG | 18 | 43.6400 USD |
A ADSs | CFD | LONG | 24 | 43.6400 USD |
A ADSs | CFD | LONG | 1,000 | 43.7220 USD |
A ADSs | CFD | LONG | 300 | 43.7752 USD |
A ADSs | CFD | LONG | 200 | 43.7900 USD |
A ADSs | CFD | LONG | 97 | 43.9700 USD |
A ADSs | CFD | LONG | 500 | 44.1700 USD |
A ADSs | CFD | SHORT | 400 | 43.6325 USD |
A ADSs | CFD | SHORT | 4,000 | 43.6466 USD |
A ADSs | CFD | SHORT | 6,503 | 43.6607 USD |
A ADSs | CFD | SHORT | 1,035 | 43.8010 USD |
A ADSs | CFD | SHORT | 1,371 | 43.8010 USD |
A ADSs | CFD | SHORT | 700 | 43.8157 USD |
B ADSs | CFD | LONG | 600 | 43.8350 USD |
B ADSs | CFD | LONG | 300 | 44.3900 USD |
B ADSs | CFD | SHORT | 200 | 43.6900 USD |
B ADSs | CFD | SHORT | 800 | 43.8487 USD |
B ADSs | CFD | SHORT | 400 | 43.8500 USD |
B ADSs | CFD | SHORT | 1,000 | 43.8930 USD |
B ADSs | CFD | SHORT | 271 | 43.9844 USD |
B ADSs | CFD | SHORT | 359 | 43.9844 USD |
B ADSs | CFD | SHORT | 100 | 44.0500 USD |
B ADSs | CFD | SHORT | 300 | 44.3900 USD |
EUR 0.07 A ordinary | CFD | LONG | 398 | 20.1077 EUR |
EUR 0.07 A ordinary | CFD | LONG | 165 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 124 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,725 | 20.2118 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,900 | 20.2796 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,052 | 20.3073 EUR |
EUR 0.07 A ordinary | CFD | LONG | 149 | 20.3557 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 398 | 20.1077 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 717 | 20.1581 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,476 | 20.1582 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 302 | 20.1583 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 121 | 20.2050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 20.2579 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32,674 | 20.3377 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 253 | 20.4224 EUR |
EUR 0.07 A ordinary | CFD | LONG | 850 | 14.5600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,179 | 14.6111 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,623 | 14.6111 GBP |
EUR 0.07 A ordinary | CFD | LONG | 59,536 | 14.6111 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,190 | 14.6122 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 940 | 14.5152 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,340 | 14.5230 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,329 | 14.6049 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,362 | 14.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,201 | 14.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26,323 | 14.7169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,956 | 14.7169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,700 | 14.5000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 117 | 14.5783 GBP |
EUR 0.07 B ordinary | CFD | LONG | 353 | 14.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,454 | 14.6056 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,560 | 14.6613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,544 | 14.6613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,506 | 14.6613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89,301 | 14.6791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 126,668 | 14.6791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,505 | 14.6841 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,545 | 14.6841 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,561 | 14.6841 GBP |
EUR 0.07 B ordinary | CFD | LONG | 274 | 14.7104 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,230 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,686 | 14.7159 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,055 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,472 | 14.7278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,773 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,536 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,861 | 14.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,132 | 14.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,956 | 14.7485 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,033 | 14.7488 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,549 | 14.7488 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,709 | 14.7488 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,872 | 14.7537 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,172 | 14.7621 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,463 | 14.8032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,650 | 14.8032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,846 | 14.7205 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,773 | 14.7367 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 14.7446 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,375 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,391 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 14.7503 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 14.7538 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,700 | 14.6000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.