4 Dec 2015 15:32
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,297,588 | 24.0000 EUR | 23.4300 EUR |
EUR 0.07 A ordinary | SALES | 1,515,756 | 24.0050 EUR | 23.4300 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,292,155 | 16.8400 GBP | 16.3750 GBP |
EUR 0.07 A ordinary | SALES | 1,124,392 | 16.8450 GBP | 16.4050 GBP |
EUR 0.07 B ordinary | PURCHASES | 2,048,511 | 17.0150 GBP | 16.5550 GBP |
EUR 0.07 B ordinary | SALES | 1,641,789 | 17.0050 GBP | 16.5350 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 697 | 50.7000 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,232 | 23.5758 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,373 | 23.6157 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,211 | 23.6187 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,539 | 23.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 635 | 23.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46,529 | 23.6820 EUR |
EUR 0.07 A ordinary | CFD | LONG | 591,613 | 23.6879 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 23.6879 EUR |
EUR 0.07 A ordinary | CFD | LONG | 68 | 23.6880 EUR |
EUR 0.07 A ordinary | CFD | LONG | 470 | 23.6880 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,628 | 23.6953 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,459 | 23.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,175 | 23.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 546 | 23.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 118,000 | 23.8888 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,750 | 23.9093 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,827 | 23.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,687 | 23.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 110 | 23.6794 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 319 | 23.6816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 591,613 | 23.6816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,962 | 23.6824 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,309 | 23.6927 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 695 | 23.7169 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,675 | 23.8567 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 118,000 | 23.8732 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,750 | 23.9285 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,056 | 16.5828 GBP |
EUR 0.07 A ordinary | CFD | LONG | 542 | 16.5940 GBP |
EUR 0.07 A ordinary | CFD | LONG | 539 | 16.5940 GBP |
EUR 0.07 A ordinary | CFD | LONG | 56,063 | 16.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 51,642 | 16.6571 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,500 | 16.7170 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,895 | 16.7538 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,491 | 16.7806 GBP |
EUR 0.07 A ordinary | CFD | LONG | 72 | 16.7806 GBP |
EUR 0.07 A ordinary | CFD | LONG | 222 | 16.7806 GBP |
EUR 0.07 A ordinary | CFD | LONG | 61,640 | 16.7875 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 47,572 | 16.5823 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38,950 | 16.5864 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 322 | 16.5940 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,163 | 16.5940 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 105 | 16.5940 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,915 | 16.5947 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,568 | 16.6202 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,481 | 16.6260 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,038 | 16.6260 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,568 | 16.6260 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,682 | 16.6260 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,412 | 16.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 477 | 16.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,759 | 16.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,797 | 16.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 16.6563 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,129 | 16.6905 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 545 | 16.6905 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,785 | 16.6905 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 366 | 16.6905 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23,134 | 16.6932 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,500 | 16.7698 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 61,640 | 16.8101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 16.5712 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,415 | 16.5712 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 16.5712 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,560 | 16.7663 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,050 | 16.7663 GBP |
EUR 0.07 B ordinary | CFD | LONG | 77,853 | 16.7754 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,655 | 16.7759 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,615 | 16.7759 GBP |
EUR 0.07 B ordinary | CFD | LONG | 241 | 16.7950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,984 | 16.7965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,483 | 16.7965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,485 | 16.7965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,684 | 16.7965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,100 | 16.8243 GBP |
EUR 0.07 B ordinary | CFD | LONG | 170 | 16.8363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16 | 16.8363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,694 | 16.8363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,525 | 16.8363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,700 | 16.8924 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35 | 16.9168 GBP |
EUR 0.07 B ordinary | CFD | LONG | 732 | 16.9168 GBP |
EUR 0.07 B ordinary | CFD | LONG | 109 | 16.9168 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222,700 | 16.5965 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 115,480 | 16.6495 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,900 | 16.6522 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 172,825 | 16.7141 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,887 | 16.7287 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 448 | 16.7550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 103 | 16.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47 | 16.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,351 | 16.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,783 | 16.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,400 | 16.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 903 | 16.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 482 | 16.8053 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,237 | 16.8053 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 156 | 16.8053 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 454 | 16.8069 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 84,926 | 16.8171 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 559 | 16.8286 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,845 | 16.8418 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 229 | 16.8438 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 200,000 | 26.0000 | A | 18/12/2015 | 0.0336 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 549,400 | 26.0000 | A | 18/12/2015 | 0.0336 EUR |
EUR 0.07 A ordinary | CALL | SALE | 549,400 | 26.0000 | A | 18/12/2015 | 0.0336 EUR |
EUR 0.07 A ordinary | CALL | SALE | 200,000 | 26.0000 | A | 18/12/2015 | 0.0336 EUR |
EUR 0.07 A ordinary | PUT | SALE | 150,000 | 22.0000 | A | 15/01/2016 | 0.2800 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 2,214,100 | 0.1763 | E | 18/12/2015 | 0.0950 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 1,431,100 | 0.1878 | E | 18/12/2015 | 0.0991 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.