23 Dec 2015 16:07
AMENDMENT (Section 2a & 2d)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 18 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 8,400 | 44.1100 USD | 43.5600 USD |
A ADSs | SALES | 130,028 | 44.0500 USD | 43.5400 USD |
B ADSs | PURCHASES | 5,200 | 44.3200 USD | 43.8300 USD |
B ADSs | SALES | 12,358 | 44.3000 USD | 43.8500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 6,200 | 43.7094 USD |
A ADSs | CFD | LONG | 1,101 | 43.7127 USD |
A ADSs | CFD | LONG | 114 | 43.7175 USD |
A ADSs | CFD | LONG | 1,630 | 43.7208 USD |
A ADSs | CFD | LONG | 2,161 | 43.7208 USD |
A ADSs | CFD | LONG | 21,040 | 43.7565 USD |
A ADSs | CFD | LONG | 999 | 43.8211 USD |
A ADSs | CFD | LONG | 93,485 | 43.8392 USD |
A ADSs | CFD | LONG | 98 | 43.8500 USD |
A ADSs | CFD | LONG | 3,200 | 44.0100 USD |
A ADSs | CFD | SHORT | 32 | 0.0000 USD |
A ADSs | CFD | SHORT | 200 | 43.7100 USD |
A ADSs | CFD | SHORT | 4,800 | 43.7604 USD |
A ADSs | CFD | SHORT | 1,100 | 43.7877 USD |
A ADSs | CFD | SHORT | 1,700 | 43.8064 USD |
A ADSs | CFD | SHORT | 500 | 44.0100 USD |
A ADSs | CFD | SHORT | 100 | 44.0600 USD |
B ADSs | CFD | LONG | 8,908 | 44.0088 USD |
B ADSs | CFD | LONG | 65 | 43.8900 USD |
B ADSs | CFD | LONG | 85 | 43.8900 USD |
B ADSs | CFD | LONG | 1,197 | 43.8978 USD |
B ADSs | CFD | LONG | 903 | 43.8978 USD |
B ADSs | CFD | LONG | 527 | 44.3000 USD |
B ADSs | CFD | LONG | 673 | 44.3000 USD |
B ADSs | CFD | SHORT | 500 | 44.0580 USD |
B ADSs | CFD | SHORT | 2,100 | 44.0780 USD |
B ADSs | CFD | SHORT | 1,600 | 44.0806 USD |
B ADSs | CFD | SHORT | 600 | 44.1300 USD |
B ADSs | CFD | SHORT | 100 | 44.2900 USD |
B ADSs | CFD | SHORT | 300 | 44.3000 USD |
EUR 0.07 A ordinary | CFD | LONG | 4,725 | 20.2453 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,058 | 20.2654 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28 | 20.2655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21 | 20.2655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,516 | 20.2655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,909 | 20.2795 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,433 | 20.2796 EUR |
EUR 0.07 A ordinary | CFD | LONG | 626 | 20.2796 EUR |
EUR 0.07 A ordinary | CFD | LONG | 110 | 20.3000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 75 | 20.3000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 99 | 20.3000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 145 | 20.3000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 20.3403 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,421 | 20.2647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,515 | 20.2972 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 106 | 20.3000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 60 | 20.3545 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 898 | 20.3545 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 20.3545 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,115 | 14.6029 GBP |
EUR 0.07 A ordinary | CFD | LONG | 133,348 | 14.6029 GBP |
EUR 0.07 A ordinary | CFD | LONG | 58,635 | 14.6029 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,400 | 14.6277 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,610 | 14.6293 GBP |
EUR 0.07 A ordinary | CFD | LONG | 80,150 | 14.6295 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,610 | 14.6295 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,231 | 14.6318 GBP |
EUR 0.07 A ordinary | CFD | LONG | 58,920 | 14.6318 GBP |
EUR 0.07 A ordinary | CFD | LONG | 450 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,231 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 88,590 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 350 | 14.6415 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,110 | 14.6434 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 654 | 14.5736 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 14.5850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111,804 | 14.5883 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 50,781 | 14.5883 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,506 | 14.6006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,544 | 14.6006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,561 | 14.6006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 127 | 14.6702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,903 | 14.6893 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,860 | 14.6893 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,263 | 14.6893 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,869 | 14.6900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,415 | 14.6900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,286 | 14.6900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 78,691 | 14.6925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 111,661 | 14.6925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,716 | 14.7050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,286 | 14.7079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,794 | 14.7396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,675 | 14.7424 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,641 | 14.7424 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,253 | 14.7676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 773 | 14.7676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,780 | 14.7676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 430 | 14.7909 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,676 | 14.8200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,419 | 14.8200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,179 | 14.8206 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,329 | 14.6612 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 671 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 14.7100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 367 | 14.7104 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,790 | 14.7104 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,153 | 14.7104 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,202 | 14.7130 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,434 | 14.7150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 136 | 14.7254 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 14.7320 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 985 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 929 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,701 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,056 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 209 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,805 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,472 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,351 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 147 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,605 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,064 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 72 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 619 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,858 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,211 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 266 | 14.7347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,329 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 91,053 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,288 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 371 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 203,027 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,322 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 734 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,753 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,095 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,023 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,361 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,044 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 130,278 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,504 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,643 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,925 | 14.7421 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,146 | 14.7516 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,337 | 14.7516 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,566 | 14.7553 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,852 | 14.7572 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,577 | 14.7572 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 417 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,970 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,857 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,402 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52,111 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,944 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,609 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,238 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,701 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,129 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 293 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81,211 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 150 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,715 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 36,421 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 532 | 14.7647 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 381 | 14.8373 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 343 | 14.8373 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
A ADSs | Corporate Action Outturn | Number of Securities = 4,198 | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.