19 Jan 2016 15:25
AMENDMENT (Section 2 a , 2 b & 2 c)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 18,799 | 39.4186 USD | 39.1500 USD |
A ADSs | SALES | 18,799 | 39.4186 USD | 39.1500 USD |
B ADSs | PURCHASES | 10,000 | 38.9150 USD | 38.9150 USD |
B ADSs | SALES | 10,000 | 38.9150 USD | 38.9150 USD |
EUR 0.07 A ordinary | PURCHASES | 3,422,743 | 23.0000 EUR | 17.7500 EUR |
EUR 0.07 A ordinary | SALES | 3,104,335 | 22.0000 EUR | 17.7500 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,605,973 | 14.0000 GBP | 13.4200 GBP |
EUR 0.07 A ordinary | SALES | 1,568,344 | 14.0000 GBP | 13.4150 GBP |
EUR 0.07 B ordinary | PURCHASES | 3,935 | 18.1000 EUR | 17.9050 EUR |
EUR 0.07 B ordinary | SALES | 4,056 | 18.1000 EUR | 17.9050 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,270,866 | 13.9200 GBP | 13.4150 GBP |
EUR 0.07 B ordinary | SALES | 2,418,618 | 13.9100 GBP | 13.4100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | SHORT | 1,319 | 39.3023 USD |
EUR 0.07 A ordinary | CFD | LONG | 10,497 | 17.8690 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,666 | 17.8700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,000 | 17.8700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 145,399 | 17.9301 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,000 | 17.9800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 148,151 | 17.9891 EUR |
EUR 0.07 A ordinary | CFD | LONG | 825,819 | 18.0028 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,098 | 18.0060 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,444 | 18.0109 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,611 | 18.0153 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,154 | 18.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 968 | 18.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 763 | 18.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,584 | 18.0307 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,956 | 18.0747 EUR |
EUR 0.07 A ordinary | CFD | LONG | 114,871 | 18.1122 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,238 | 18.2092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 145,399 | 17.9266 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,698 | 17.9456 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,071 | 17.9523 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 116 | 17.9523 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,836 | 17.9523 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,900 | 17.9528 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 440,831 | 17.9563 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 834,846 | 18.0016 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 494 | 18.0111 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 140 | 18.0277 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 135 | 18.3446 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,880 | 18.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65,113 | 13.4964 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,359 | 13.4983 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,457 | 13.5143 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,179 | 13.5143 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,769 | 13.5143 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,346 | 13.5299 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,017 | 13.5299 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,033 | 13.5299 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,405 | 13.5350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 226,147 | 13.5578 GBP |
EUR 0.07 A ordinary | CFD | LONG | 188,403 | 13.5584 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,477 | 13.7227 GBP |
EUR 0.07 A ordinary | CFD | LONG | 114 | 13.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,095 | 13.4790 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 13.4842 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 406 | 13.5017 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,525 | 13.5017 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,212 | 13.5017 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,186 | 13.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 58 | 13.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 414 | 13.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,515 | 13.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,957 | 13.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 95 | 13.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 124,243 | 13.5283 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,072 | 13.5299 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 195,121 | 13.5557 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,945 | 13.6228 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,068 | 13.7387 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,142 | 13.7421 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,562 | 13.8750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,136 | 13.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,711 | 13.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,286 | 13.4415 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,875 | 13.4415 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,875 | 13.4438 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,286 | 13.4438 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,088 | 13.4611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.4628 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,150 | 13.4695 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.4719 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,484 | 13.5032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 77,534 | 13.5032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 800 | 13.5150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,643 | 13.5164 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,438 | 13.5164 GBP |
EUR 0.07 B ordinary | CFD | LONG | 128,799 | 13.5189 GBP |
EUR 0.07 B ordinary | CFD | LONG | 71,750 | 13.5189 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,383 | 13.5189 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,066 | 13.5189 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,600 | 13.5189 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,150 | 13.5293 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.5296 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,458 | 13.5312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.5314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102,678 | 13.5337 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,424 | 13.5353 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,926 | 13.5353 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,252 | 13.5353 GBP |
EUR 0.07 B ordinary | CFD | LONG | 238 | 13.5450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 126,700 | 13.5630 GBP |
EUR 0.07 B ordinary | CFD | LONG | 126,939 | 13.5683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 75,578 | 13.5742 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100,965 | 13.5742 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,465 | 13.5770 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,129 | 13.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,490 | 13.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,115 | 13.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,522 | 13.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,864 | 13.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,430 | 13.6087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 383 | 13.8625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,041 | 13.8625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 261 | 13.8950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,000 | 13.4932 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,791 | 13.4983 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,300 | 13.4984 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,000 | 13.4984 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,064 | 13.5150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52,041 | 13.5199 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,416 | 13.5199 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 151,602 | 13.5615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,020 | 13.5658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,030 | 13.5658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,439 | 13.6447 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 356,260 | 13.6488 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 97,988 | 13.6488 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 139 | 13.8250 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 40,000 | 16.0000 | A | 20/05/2016 | 199.6580 GBP |
EUR 0.07 A ordinary | CALL | PURCHASE | 160,000 | 16.0000 | A | 20/05/2016 | 199.6580 GBP |
EUR 0.07 A ordinary | PUT | SALE | 145,000 | 15.5000 | E | 15/01/2016 | 1.9900 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | CALL | 150,000 | 25.0000 EUR |
EUR 0.07 A ordinary | PUT | 150,000 | 22.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.