17 Dec 2015 14:35
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 109,271 | 44.6834 USD | 44.6200 USD |
A ADSs | SALES | 109,271 | 44.6834 USD | 44.6200 USD |
EUR 0.07 A ordinary | PURCHASES | 2,611,376 | 20.5400 EUR | 19.9000 EUR |
EUR 0.07 A ordinary | SALES | 2,587,404 | 20.5450 EUR | 19.9000 EUR |
EUR 0.07 A ordinary | PURCHASES | 828,727 | 14.7777 GBP | 14.3700 GBP |
EUR 0.07 A ordinary | SALES | 703,170 | 14.7100 GBP | 14.3650 GBP |
EUR 0.07 A ordinary | PURCHASES | 1,978 | 22.2267 USD | 22.2267 USD |
EUR 0.07 B ordinary | PURCHASES | 11,838 | 20.4261 EUR | 20.4261 EUR |
EUR 0.07 B ordinary | SALES | 11,838 | 20.6000 EUR | 20.3400 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,796,969 | 14.8100 GBP | 14.5050 GBP |
EUR 0.07 B ordinary | SALES | 2,341,339 | 14.8150 GBP | 14.5150 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 20.0965 EUR |
EUR 0.07 A ordinary | CFD | LONG | 62,000 | 20.1150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33,750 | 20.2023 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58,722 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,778 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,781 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,939 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,739 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39,338 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,704 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,999 | 20.2587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51,719 | 20.2960 EUR |
EUR 0.07 A ordinary | CFD | LONG | 484,334 | 20.3005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 932 | 20.3182 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,444 | 20.3440 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,200 | 20.3640 EUR |
EUR 0.07 A ordinary | CFD | LONG | 319,620 | 20.3668 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,502 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,524 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,130 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 216 | 20.4290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39 | 20.4600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,023 | 19.9150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,200 | 19.9150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 62,000 | 20.0028 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 33,750 | 20.1427 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 484,411 | 20.2774 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 81 | 20.2774 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 42 | 20.2874 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,163 | 20.2874 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,280 | 20.2952 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 30,186 | 20.3121 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 110,000 | 20.3253 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,739 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 58,722 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,939 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,781 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,778 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39,338 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,704 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,999 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 89,165 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,409 | 20.3711 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 78,445 | 20.3734 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51,383 | 20.3828 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,225 | 14.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 558 | 14.4450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 900 | 14.5900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,292 | 14.5904 GBP |
EUR 0.07 A ordinary | CFD | LONG | 361 | 14.6150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 129,229 | 14.6191 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,077 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 116 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,105 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 215 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,715 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,718 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 418 | 14.6197 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,603 | 14.6205 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,013 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,954 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,667 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 43,717 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,842 | 14.6438 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,296 | 14.6438 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,398 | 14.6438 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,576 | 14.6138 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 151,534 | 14.6187 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 80,513 | 14.6209 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,225 | 14.6224 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 40,601 | 14.6246 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,455 | 14.6246 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,764 | 14.6246 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,279 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 171 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 492 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 75 | 14.6797 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 881 | 14.6797 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 594 | 14.6797 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 114 | 14.6797 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,735 | 14.5250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 787 | 14.5632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,686 | 14.6271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,436 | 14.6271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,566 | 14.6271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,423 | 14.6271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,810 | 14.6336 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,029 | 14.6428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,355 | 14.6463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,324 | 14.6463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 14.6463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 665 | 14.6463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 665 | 14.6703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,355 | 14.6703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 14.6703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,324 | 14.6703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,510 | 14.6816 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102,962 | 14.6816 GBP |
EUR 0.07 B ordinary | CFD | LONG | 145,299 | 14.6926 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54,600 | 14.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,082 | 14.7069 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,012 | 14.7222 GBP |
EUR 0.07 B ordinary | CFD | LONG | 981 | 14.7222 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,229 | 14.7222 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,767 | 14.7350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,723 | 14.7350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,711 | 14.7350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 839 | 14.7597 GBP |
EUR 0.07 B ordinary | CFD | LONG | 72 | 14.7597 GBP |
EUR 0.07 B ordinary | CFD | LONG | 565 | 14.7597 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107 | 14.7597 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 153 | 14.6715 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,028 | 14.6715 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50 | 14.6715 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 93,401 | 14.6787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,042 | 14.6787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 263 | 14.6797 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 84,322 | 14.6859 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,659 | 14.6859 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 86,237 | 14.6922 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,711 | 14.6942 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,851 | 14.6956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,931 | 14.6981 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,021 | 14.7276 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,831 | 14.7277 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,372 | 14.7350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,982 | 14.7350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 676 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,850 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,938 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,363 | 14.7137 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.