6 Jan 2016 16:27
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 04 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 41,500 | 44.9135 USD | 44.9135 USD |
A ADSs | SALES | 41,500 | 44.9475 USD | 44.9475 USD |
EUR 0.07 A ordinary | PURCHASES | 1,698,916 | 21.1900 EUR | 20.3900 EUR |
EUR 0.07 A ordinary | SALES | 1,583,802 | 21.1950 EUR | 20.3850 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,046,501 | 15.4600 GBP | 14.9200 GBP |
EUR 0.07 A ordinary | SALES | 1,330,049 | 15.4588 GBP | 14.9150 GBP |
EUR 0.07 A ordinary | PURCHASES | 83,000 | 22.4900 USD | 22.4900 USD |
EUR 0.07 B ordinary | PURCHASES | 1,788,120 | 15.6000 GBP | 15.1150 GBP |
EUR 0.07 B ordinary | SALES | 2,613,777 | 15.6100 GBP | 15.1200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 3,330 | 45.8300 USD |
A ADSs | CFD | SHORT | 3,330 | 45.8300 USD |
EUR 0.07 A ordinary | CFD | LONG | 16,504 | 20.6695 EUR |
EUR 0.07 A ordinary | CFD | LONG | 113,119 | 20.6849 EUR |
EUR 0.07 A ordinary | CFD | LONG | 487,169 | 20.7375 EUR |
EUR 0.07 A ordinary | CFD | LONG | 101 | 20.7663 EUR |
EUR 0.07 A ordinary | CFD | LONG | 52,289 | 20.8175 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,427 | 20.9120 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,656 | 20.9150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 20.9150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,268 | 20.9150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,679 | 20.9181 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 20.9647 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,163 | 20.9989 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,553 | 20.9989 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,660 | 20.9989 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,690 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,120 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,397 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 182 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,614 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 315 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 938 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 647 | 21.1007 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,346 | 20.5494 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 274 | 20.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,405 | 20.5935 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 334,499 | 20.6143 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 168 | 20.6550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 355 | 20.6782 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,040 | 20.6782 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,027 | 20.6782 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,154 | 20.7411 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 490,334 | 20.7411 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 97 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,849 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,479 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 189 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 109 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 971 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 561 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,017 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 389 | 20.8250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,998 | 20.8261 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 20.9330 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,679 | 21.1050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 145 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,421 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 984 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 382 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 981 | 15.1419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 204 | 15.1526 GBP |
EUR 0.07 A ordinary | CFD | LONG | 823 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 287 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,020 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 176,621 | 15.1629 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,085 | 15.2096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 193 | 15.2096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20 | 15.2096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 744 | 15.2096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 51 | 15.2096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23 | 15.2096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,656 | 15.2430 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,875 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,131 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,671 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 714 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 408 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 243 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 238 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 137 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 79 | 15.3009 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,249 | 14.9564 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,164 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 103 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,875 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 408 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 306 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 137 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 15.0377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,501 | 15.0471 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,690 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,534 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,715 | 15.1600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,652 | 15.1659 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 98,976 | 15.2002 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 105 | 15.2225 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 683 | 15.2225 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,669 | 15.2298 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,300 | 15.1600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,883 | 15.1767 GBP |
EUR 0.07 B ordinary | CFD | LONG | 434,913 | 15.1767 GBP |
EUR 0.07 B ordinary | CFD | LONG | 790 | 15.2663 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,365 | 15.2820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,313 | 15.3011 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,076 | 15.3275 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,683 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,844 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,559 | 15.3720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 90,467 | 15.3720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 110 | 15.3754 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,921 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,443 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,063 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 632 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 204 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83,866 | 15.3842 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,000 | 15.3850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,630 | 15.3891 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,368 | 15.4956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,748 | 15.4956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 796 | 15.4956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 259 | 15.4956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 15.4956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 79 | 15.4956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 709 | 15.2527 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,754 | 15.2527 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 230 | 15.2527 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,051 | 15.3379 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 58,160 | 15.3428 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 912 | 15.3708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,469 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,246 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,741 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,510 | 15.3800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,775 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,049 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,453 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,946 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,394 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,540 | 15.5178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,700 | 15.3800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.