15 Dec 2015 15:06
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 83,046 | 45.2800 USD | 44.5350 USD |
A ADSs | SALES | 3,215 | 45.2300 USD | 44.5400 USD |
B ADSs | PURCHASES | 7,877 | 45.3400 USD | 44.7400 USD |
B ADSs | SALES | 1,830 | 45.3900 USD | 44.8700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 44.5400 USD |
A ADSs | CFD | LONG | 100 | 44.5600 USD |
A ADSs | CFD | LONG | 57 | 44.6500 USD |
A ADSs | CFD | LONG | 600 | 44.6955 USD |
A ADSs | CFD | LONG | 400 | 44.7475 USD |
A ADSs | CFD | LONG | 100 | 44.7600 USD |
A ADSs | CFD | SHORT | 890 | 44.5724 USD |
A ADSs | CFD | SHORT | 1,181 | 44.5724 USD |
A ADSs | CFD | SHORT | 600 | 44.6566 USD |
A ADSs | CFD | SHORT | 300 | 44.6800 USD |
A ADSs | CFD | SHORT | 45,700 | 44.7454 USD |
A ADSs | CFD | SHORT | 700 | 44.7642 USD |
A ADSs | CFD | SHORT | 1,520 | 44.7660 USD |
A ADSs | CFD | SHORT | 200 | 44.8400 USD |
A ADSs | CFD | SHORT | 11,760 | 44.8569 USD |
A ADSs | CFD | SHORT | 100 | 45.0300 USD |
A ADSs | CFD | SHORT | 19,495 | 45.0781 USD |
A ADSs | CFD | SHORT | 600 | 45.1600 USD |
B ADSs | CFD | LONG | 100 | 45.0600 USD |
B ADSs | CFD | SHORT | 800 | 44.7500 USD |
B ADSs | CFD | SHORT | 598 | 44.7660 USD |
B ADSs | CFD | SHORT | 452 | 44.7660 USD |
B ADSs | CFD | SHORT | 500 | 44.8820 USD |
B ADSs | CFD | SHORT | 400 | 44.8975 USD |
B ADSs | CFD | SHORT | 2,200 | 44.9054 USD |
B ADSs | CFD | SHORT | 1,300 | 44.9976 USD |
B ADSs | CFD | SHORT | 1,100 | 45.1063 USD |
B ADSs | CFD | SHORT | 227 | 45.2900 USD |
B ADSs | CFD | SHORT | 100 | 45.2900 USD |
B ADSs | CFD | SHORT | 200 | 45.3350 USD |
EUR 0.07 A ordinary | CFD | LONG | 864 | 20.6654 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,169 | 20.6654 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 156 | 20.3550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,600 | 20.4229 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 229 | 20.5086 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,070 | 20.5086 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 82 | 20.5086 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 20.5165 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,500 | 20.5498 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,611 | 20.6118 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,518 | 20.6642 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 864 | 21.1117 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,321 | 21.1117 EUR |
EUR 0.07 A ordinary | CFD | LONG | 183 | 14.6615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37,950 | 14.9269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,380 | 14.9269 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 14.5902 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,970 | 14.5973 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 80,490 | 14.6667 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,300 | 14.6809 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,228 | 14.8223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,012 | 14.8223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,263 | 14.8303 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,386 | 14.8303 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26,924 | 14.9458 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,228 | 14.9458 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,434 | 14.6247 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,202 | 14.6616 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,986 | 14.6673 GBP |
EUR 0.07 B ordinary | CFD | LONG | 142 | 14.6804 GBP |
EUR 0.07 B ordinary | CFD | LONG | 883 | 14.6917 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,082 | 14.6956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,398 | 14.7343 GBP |
EUR 0.07 B ordinary | CFD | LONG | 338 | 14.8131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 541 | 14.8131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,354 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,124 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 946 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,521 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,547 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,407 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 142 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 87 | 15.2019 GBP |
EUR 0.07 B ordinary | CFD | LONG | 124 | 15.2019 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 137,183 | 14.6306 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,642 | 14.6765 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,643 | 14.6975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 527 | 14.7216 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 14.7250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63,543 | 14.7374 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 14.7679 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,998 | 14.8539 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,177 | 14.8539 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 581 | 14.8539 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,087 | 15.0391 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,521 | 15.0506 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,341 | 15.0506 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,095 | 15.0537 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 488 | 15.0542 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 230 | 15.0543 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 15.0600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 499 | 15.0630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 76 | 15.0630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 310 | 15.0630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 162 | 15.0630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 308 | 15.0641 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,577 | 15.0687 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,304 | 15.0698 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45 | 15.3320 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.