16 Dec 2015 10:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 156,727 | 44.9600 USD | 44.4400 USD |
A ADSs | SALES | 6,857 | 44.9700 USD | 44.4700 USD |
B ADSs | PURCHASES | 3,025 | 45.0400 USD | 44.7000 USD |
B ADSs | SALES | 1,700 | 45.0900 USD | 44.7500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 57 | 44.4700 USD |
A ADSs | CFD | LONG | 3,600 | 44.6686 USD |
A ADSs | CFD | LONG | 200 | 44.6800 USD |
A ADSs | CFD | LONG | 1,799 | 44.7076 USD |
A ADSs | CFD | LONG | 601 | 44.7614 USD |
A ADSs | CFD | LONG | 600 | 44.7833 USD |
A ADSs | CFD | SHORT | 100 | 44.4800 USD |
A ADSs | CFD | SHORT | 600 | 44.6200 USD |
A ADSs | CFD | SHORT | 500 | 44.6480 USD |
A ADSs | CFD | SHORT | 68,962 | 44.6619 USD |
A ADSs | CFD | SHORT | 282 | 44.6632 USD |
A ADSs | CFD | SHORT | 214 | 44.6632 USD |
A ADSs | CFD | SHORT | 1,600 | 44.6718 USD |
A ADSs | CFD | SHORT | 51 | 44.6896 USD |
A ADSs | CFD | SHORT | 2,400 | 44.6896 USD |
A ADSs | CFD | SHORT | 800 | 44.6914 USD |
A ADSs | CFD | SHORT | 81,118 | 44.7050 USD |
A ADSs | CFD | SHORT | 100 | 44.7200 USD |
B ADSs | CFD | LONG | 400 | 44.7600 USD |
B ADSs | CFD | LONG | 300 | 44.8800 USD |
B ADSs | CFD | LONG | 1,000 | 44.8957 USD |
B ADSs | CFD | SHORT | 500 | 44.7760 USD |
B ADSs | CFD | SHORT | 299 | 44.7886 USD |
B ADSs | CFD | SHORT | 226 | 44.7886 USD |
B ADSs | CFD | SHORT | 1,400 | 44.8600 USD |
B ADSs | CFD | SHORT | 600 | 44.9850 USD |
EUR 0.07 A ordinary | CFD | LONG | 387 | 20.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,777 | 20.3697 EUR |
EUR 0.07 A ordinary | CFD | LONG | 158 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 208 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25 | 20.3990 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30 | 20.4020 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28 | 20.4034 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39 | 20.4600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,555 | 20.3104 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,631 | 20.3154 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 125 | 20.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,200 | 20.3817 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,445 | 20.3879 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,887 | 14.5967 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38,696 | 14.6069 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,355 | 14.6069 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,016 | 14.6069 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,100 | 14.6082 GBP |
EUR 0.07 A ordinary | CFD | LONG | 400 | 14.6232 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 14.5791 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 33,732 | 14.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,676 | 14.6416 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,285 | 14.6416 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,860 | 14.6450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 510 | 14.6514 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 831 | 14.6797 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,829 | 14.6797 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,772 | 14.6271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,139 | 14.6271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,844 | 14.6703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,940 | 14.6703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21 | 14.7200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,919 | 14.7243 GBP |
EUR 0.07 B ordinary | CFD | LONG | 332 | 14.7395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,236 | 14.7597 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,755 | 14.7597 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20 | 14.6150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,555 | 14.6262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,552 | 14.6408 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 800 | 14.6443 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,347 | 14.6548 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 14.6564 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 441 | 14.6624 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 105 | 14.6762 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,450 | 14.6797 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,287 | 14.6860 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,602 | 14.6917 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 535 | 14.6917 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,451 | 14.6917 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,414 | 14.6996 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,730 | 14.7126 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 470 | 14.7164 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,800 | 14.7238 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,908 | 14.7262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 503 | 14.7274 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 785 | 14.7277 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,822 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,667 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,700 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 767 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,173 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,483 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,017 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 72,733 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,363 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,597 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,484 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,945 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,289 | 14.7137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,775 | 14.7137 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.