26 Jan 2016 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 25 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 54,187 | 40.3500 USD | 39.5400 USD |
A ADSs | SALES | 43,195 | 40.3800 USD | 39.5200 USD |
B ADSs | PURCHASES | 1,100 | 40.3438 USD | 39.5900 USD |
B ADSs | SALES | 7,300 | 40.4300 USD | 39.5400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 600 | 39.5567 USD |
A ADSs | CFD | LONG | 100 | 39.5700 USD |
A ADSs | CFD | LONG | 900 | 39.6500 USD |
A ADSs | CFD | LONG | 12,284 | 39.6693 USD |
A ADSs | CFD | LONG | 900 | 39.7755 USD |
A ADSs | CFD | LONG | 19,098 | 39.7899 USD |
A ADSs | CFD | LONG | 200 | 39.9606 USD |
A ADSs | CFD | LONG | 100 | 39.9700 USD |
A ADSs | CFD | LONG | 900 | 40.0138 USD |
A ADSs | CFD | LONG | 4,500 | 40.0450 USD |
A ADSs | CFD | LONG | 313 | 40.0728 USD |
A ADSs | CFD | LONG | 3,300 | 40.0903 USD |
A ADSs | CFD | SHORT | 1,987 | 39.8154 USD |
A ADSs | CFD | SHORT | 1,300 | 39.8867 USD |
A ADSs | CFD | SHORT | 300 | 39.9233 USD |
A ADSs | CFD | SHORT | 600 | 40.0267 USD |
A ADSs | CFD | SHORT | 50,000 | 40.2568 USD |
B ADSs | CFD | LONG | 400 | 39.7200 USD |
B ADSs | CFD | LONG | 2,600 | 39.9633 USD |
B ADSs | CFD | LONG | 100 | 40.0400 USD |
B ADSs | CFD | LONG | 2,700 | 40.0466 USD |
B ADSs | CFD | LONG | 1,100 | 40.2190 USD |
B ADSs | CFD | LONG | 400 | 40.2600 USD |
B ADSs | CFD | SHORT | 1,100 | 39.9184 USD |
EUR 0.07 A ordinary | CFD | LONG | 38 | 18.2400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36,531 | 18.3133 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 18.3744 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,100 | 18.4063 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 18.4600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,050 | 18.4600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 398 | 18.4747 EUR |
EUR 0.07 A ordinary | CFD | LONG | 300 | 18.4747 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,000 | 18.4761 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21,900 | 18.4835 EUR |
EUR 0.07 A ordinary | CFD | LONG | 353 | 18.5052 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,177 | 18.5055 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,532 | 18.5055 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 18.2802 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 762 | 18.2802 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41 | 18.4000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,633 | 18.4110 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,661 | 13.8453 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,942 | 13.8565 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,250 | 13.8577 GBP |
EUR 0.07 A ordinary | CFD | LONG | 370 | 13.9191 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,700 | 13.9242 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,706 | 13.7533 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,100 | 13.8712 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,900 | 13.9202 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 62,102 | 13.9202 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,559 | 13.9320 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,667 | 13.9320 GBP |
EUR 0.07 B ordinary | CFD | LONG | 849 | 13.7255 GBP |
EUR 0.07 B ordinary | CFD | LONG | 331 | 13.7267 GBP |
EUR 0.07 B ordinary | CFD | LONG | 192 | 13.7269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 628 | 13.7548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,284 | 13.7705 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.8070 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.8137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 595 | 13.8141 GBP |
EUR 0.07 B ordinary | CFD | LONG | 164 | 13.8142 GBP |
EUR 0.07 B ordinary | CFD | LONG | 241 | 13.8163 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 13.8176 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,043 | 13.8687 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,187 | 13.8687 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,050 | 13.8687 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,700 | 13.8709 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,791 | 13.8709 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,029 | 13.8709 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81,249 | 13.8793 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,023 | 13.8793 GBP |
EUR 0.07 B ordinary | CFD | LONG | 400 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,783 | 13.8861 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,174 | 13.8861 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,466 | 13.9094 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,663 | 13.9094 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,190 | 13.9094 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,645 | 13.9161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,591 | 13.9161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 559 | 13.9288 GBP |
EUR 0.07 B ordinary | CFD | LONG | 742 | 13.9288 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,699 | 13.9288 GBP |
EUR 0.07 B ordinary | CFD | LONG | 533 | 13.9498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,924 | 13.9531 GBP |
EUR 0.07 B ordinary | CFD | LONG | 62,328 | 13.9531 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 13.9620 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 13.9691 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,156 | 13.9886 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,284 | 13.9906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 137,232 | 13.9906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,752 | 13.9989 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,336 | 13.9989 GBP |
EUR 0.07 B ordinary | CFD | LONG | 285 | 14.0051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 375 | 13.7405 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 13.9145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,989 | 13.9578 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 116,170 | 14.0101 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 369,063 | 14.0101 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.