25 Jan 2016 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 22 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 10,650 | 40.5200 USD | 39.8400 USD |
A ADSs | SALES | 287,534 | 40.5600 USD | 39.7300 USD |
B ADSs | PURCHASES | 1,600 | 40.4200 USD | 40.0800 USD |
B ADSs | SALES | 5,439 | 40.5900 USD | 39.8200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 39.9700 USD |
A ADSs | CFD | LONG | 252,077 | 40.1161 USD |
A ADSs | CFD | LONG | 20,294 | 40.1208 USD |
A ADSs | CFD | LONG | 3,300 | 40.2230 USD |
A ADSs | CFD | LONG | 9,900 | 40.2992 USD |
A ADSs | CFD | LONG | 1,863 | 40.3504 USD |
A ADSs | CFD | SHORT | 2,011 | 40.1793 USD |
A ADSs | CFD | SHORT | 500 | 40.1880 USD |
A ADSs | CFD | SHORT | 300 | 40.2233 USD |
A ADSs | CFD | SHORT | 600 | 40.2550 USD |
A ADSs | CFD | SHORT | 1,900 | 40.2695 USD |
A ADSs | CFD | SHORT | 800 | 40.2788 USD |
A ADSs | CFD | SHORT | 2,000 | 40.3822 USD |
A ADSs | CFD | SHORT | 800 | 40.4500 USD |
A ADSs | CFD | SHORT | 1,639 | 40.4571 USD |
A ADSs | CFD | SHORT | 100 | 40.5200 USD |
B ADSs | CFD | LONG | 400 | 40.0875 USD |
B ADSs | CFD | LONG | 2,300 | 40.1930 USD |
B ADSs | CFD | LONG | 1,400 | 40.2537 USD |
B ADSs | CFD | LONG | 100 | 40.3100 USD |
B ADSs | CFD | LONG | 193 | 40.3823 USD |
B ADSs | CFD | LONG | 146 | 40.3823 USD |
B ADSs | CFD | LONG | 400 | 40.5400 USD |
B ADSs | CFD | LONG | 500 | 40.5400 USD |
B ADSs | CFD | SHORT | 1,600 | 40.3157 USD |
EUR 0.07 A ordinary | CFD | LONG | 12,607 | 18.2288 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,140 | 18.4447 EUR |
EUR 0.07 A ordinary | CFD | LONG | 320 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 48 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 320 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 242 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 35 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 242 | 18.4981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43 | 18.5391 EUR |
EUR 0.07 A ordinary | CFD | LONG | 42 | 18.5417 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37 | 18.5462 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,034 | 18.5533 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43 | 18.6100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 18.6399 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,170 | 18.6399 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,400 | 18.5482 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 18.5491 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 18.5500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 18.6285 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,756 | 13.8347 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,270 | 13.8654 GBP |
EUR 0.07 A ordinary | CFD | LONG | 150 | 13.8659 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,852 | 13.8980 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,080 | 13.8651 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,346 | 13.8780 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,719 | 13.8780 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,184 | 13.8780 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,200 | 13.8819 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 493 | 13.9072 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,756 | 13.9493 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,070 | 13.9493 GBP |
EUR 0.07 B ordinary | CFD | LONG | 157 | 18.4600 EUR |
EUR 0.07 B ordinary | CFD | LONG | 941 | 13.8120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 68 | 13.8120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 91 | 13.8120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,753 | 13.8387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,040 | 13.8387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,706 | 13.8387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,078 | 13.8432 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,774 | 13.8520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,515 | 13.8520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,706 | 13.8661 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,040 | 13.8661 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,753 | 13.8661 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,240 | 13.8789 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,706 | 13.8825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,753 | 13.8825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,040 | 13.8825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 13.8938 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,106 | 13.9084 GBP |
EUR 0.07 B ordinary | CFD | LONG | 49,816 | 13.9084 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,228 | 13.9113 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,550 | 13.9232 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,731 | 13.9232 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,056 | 13.9232 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,730 | 13.9382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,503 | 14.0019 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,809 | 14.0019 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,227 | 13.8620 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 579 | 13.8747 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,014 | 13.8830 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,609 | 13.9079 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,700 | 13.9182 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,203 | 13.9267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,178 | 13.9267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,682 | 13.9267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,093 | 13.9384 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,109 | 13.9457 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,928 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,024 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,912 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 375 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 744 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 306 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 592 | 13.8800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,240 | 13.8800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.