3 Dec 2015 15:55
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 30 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,072,760 | 23.8450 EUR | 23.3950 EUR |
EUR 0.07 A ordinary | SALES | 1,133,452 | 23.8550 EUR | 23.4000 EUR |
EUR 0.07 A ordinary | PURCHASES | 851,539 | 16.6800 GBP | 16.3650 GBP |
EUR 0.07 A ordinary | SALES | 903,367 | 16.6550 GBP | 16.3600 GBP |
EUR 0.07 B ordinary | PURCHASES | 415 | 23.8950 EUR | 23.6753 EUR |
EUR 0.07 B ordinary | SALES | 459 | 23.7500 EUR | 23.6750 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,348,303 | 16.9341 GBP | 16.5050 GBP |
EUR 0.07 B ordinary | SALES | 1,279,409 | 16.8150 GBP | 16.2500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,267 | 23.5099 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,299 | 23.5450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,057 | 23.5450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,609 | 23.5987 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,616 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,053 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,850 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,517 | 23.6338 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,148 | 23.6469 EUR |
EUR 0.07 A ordinary | CFD | LONG | 542,634 | 23.6469 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,247 | 23.7085 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,245 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 836 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 836 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 35 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 475 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 35 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,028 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 661 | 23.7435 EUR |
EUR 0.07 A ordinary | CFD | LONG | 63,130 | 23.7481 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,274 | 23.7579 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,514 | 23.7591 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,486 | 23.7737 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,510 | 23.7737 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,279 | 23.7737 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54 | 23.8036 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,299 | 23.5729 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 76 | 23.5729 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,883 | 23.5915 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 37,010 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,538 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,687 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 974 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 112 | 23.6400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,853 | 23.6471 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 542,634 | 23.6471 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,415 | 23.6985 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,603 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 200 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,350 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,516 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,033 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,583 | 16.4479 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,711 | 16.4948 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 16.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 16.6100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,047 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 264 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 757 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,222 | 16.4680 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 316 | 16.4769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,565 | 16.4769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 470 | 16.4769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,405 | 16.4769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42 | 16.4871 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 48,786 | 16.4940 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 133 | 16.5004 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,903 | 16.5004 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 478 | 16.5004 GBP |
EUR 0.07 B ordinary | CFD | LONG | 85,374 | 16.5152 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,919 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,004 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,293 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,848 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41 | 16.5700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13 | 16.5700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 275 | 16.5700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,241 | 16.5956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 239 | 16.6023 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,276 | 16.6060 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,627 | 16.6258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,676 | 16.6322 GBP |
EUR 0.07 B ordinary | CFD | LONG | 464 | 16.6359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,366 | 16.6359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 312 | 16.6359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,507 | 16.6359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 568 | 16.6403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,784 | 16.6575 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,400 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,000 | 16.5736 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 655 | 16.6250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,080 | 16.6250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 190 | 16.6250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61,431 | 16.6574 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 62,091 | 16.6716 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 115,313 | 16.6716 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 285 | 16.6719 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,563 | 16.6737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 202,657 | 16.6951 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 109,123 | 16.6951 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222,700 | 16.7305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 111,350 | 16.7391 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,121 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 391 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 748 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,724 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,414 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 853 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 214 | 16.7925 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 143 | 16.7934 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,611 | 16.7946 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.