2 Feb 2016 11:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 01 February 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 441,444724,378 | 20.1500 EUR15.2650 GBP | 19.5200 EUR14.7150 GBP |
EUR 0.07 A ordinary | Sales | 418,092364,787 | 15.2600 GBP20.1500 EUR | 14.7050 GBP19.5400 EUR |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 4,044,835115,660 | 15.2350 GBP21.8726 USD | 14.7400 GBP21.6951 USD |
EUR 0.07 B ordinary | Sales | 719,041415,660 | 15.3150 GBP21.8726 USD | 14.7200 GBP21.2898 USD |
ADR / (1.00 : 2.00) | Purchases | 200,000 (400,000) | 42.9500 USD | 42.9500 USD |
ADR / (1.00 : 2.00) | Sales | 200,000 (400,000) | 42.9637 USD | 42.9637 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a short position | 4,782 | 14.8105 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 2,600 | 14.9306 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 200,000 | 14.9353 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 10,858 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 4,782 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 833 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 9 | 15.0156 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 100 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 5,131 | 19.8750 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 2 | 14.8350 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 2 | 14.9154 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 3 | 14.9154 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 12 | 14.9154 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 6 | 14.9154 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 72 | 14.9319 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 84 | 14.9319 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 38 | 14.9320 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,420 | 14.7797 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 683 | 14.8004 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 74 | 14.8700 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 183 | 14.8934 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 90 | 14.8934 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 6,910 | 14.9118 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 6,078 | 14.9586 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 8 | 14.9603 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 417 | 14.9720 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 3,359 | 14.9786 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 8,410 | 14.9942 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 978 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 74 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 309 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 3,420 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 37 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 342 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,041 | 15.0223 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 818 | 15.0223 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 818 | 15.0295 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 1,647 | 15.0295 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 5 | 15.0980 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 3 | 15.1010 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 100,000 | 21.6951 USD |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 490 | 15.0305 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 1,250 | 15.0305 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 02 February 2016 |
| Contact name: | Joanna Foley and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.