9 Dec 2015 18:19
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 5 Nov for dealings on 4 Nov has been updated. Section 2(a) and Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 04 November 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 947,675596,68566,527 | 25.5050 EUR17.9300 GBP27.1955 USD | 24.9800 EUR17.5600 GBP27.1955 USD |
EUR 0.07 A ordinary | Sales | 1,042,1481,051,0432,929 | 18.0111 GBP25.5100 EUR27.3755 USD | 17.5600 GBP24.9800 EUR27.3755 USD |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,848,605 | 18.0200 GBP | 17.6450 GBP |
EUR 0.07 B ordinary | Sales | 1,459,761 | 18.0050 GBP | 17.6713 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,715 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | Increasing a long position | 3,500 | 17.6588 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,715 | 17.7037 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 1,320 | 17.6075 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 1,090 | 17.6075 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 393 | 17.7977 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 100,510 | 17.8503 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 97,624 | 17.8503 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 123,567 | 17.8503 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 13,655 | 17.8503 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 6,372 | 25.1916 EUR |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 111,428 | 25.2735 EUR |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 602 | 27.1603 USD |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 3,051 | 27.2228 USD |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 2,929 | 27.3755 USD |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Reducing a short position | 19 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 150 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 50 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,120 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 265 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 310 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 1,194 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 66,068 | 17.7114 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 48,370 | 17.7114 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 990 | 17.7157 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 15,682 | 17.7157 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 94 | 17.7167 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 20,355 | 17.7394 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 1,120 | 17.7650 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 200 | 17.7714 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 9,195 | 17.8075 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 104 | 17.8126 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 6,935 | 17.8151 USD |
EUR 0.07 B ordinary | CFD | Reducing a long position | 158 | 17.8313 USD |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,520 | 17.8514 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 7,814 | 17.8514 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,235 | 17.8998 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 65,000 | 17.9159 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 29,212 | 17.8672 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 23,761 | 17.8672 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 3,228 | 17.8672 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 23,079 | 17.8672 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 123,567 | 17.9303 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 100,510 | 17.9303 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 13,655 | 17.9303 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 97,624 | 17.9303 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 10,881 | 17.9688 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 24,162 | 17.9688 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Call Warrant | Purchasing | 12,000 | 20.0558 EUR | AMERICAN | 31/12/2030 | 4.8000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 09 December 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.