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Form 8.3 - Royal Dutch Shell Plc

3 Dec 2015 14:58

RNS Number : 9376H
AllianzGI-Global Equity Business
03 December 2015
 

FORM 8.3

 

PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

Allianz Global Investors - Global Equity Business Unit

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Royal Dutch Shell Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

02 December 2015

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

 

Yes - BG Group Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

 

EUR 0.07 A ordinary shares

(incl. A ADRs)

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

43,763,294

1.11%

(2) Cash-settled derivatives:

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

16,000

0.00003%

143,000

0.004%

 

TOTAL:

43,779,294

1.11%

143,000

0.004%

 

 

 

 

 

Class of relevant security:

 

EUR 0.07 B ordinary shares

(incl. B ADRs)

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,544,267

0.43%

(2) Cash-settled derivatives:

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

70,000

0.003%

 

TOTAL:

10,544,267

0.43%

70,000

0.003%

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

EUR 0.07A type ADRs

Sale

108

50.5390

EUR 0.07A type ADRs

Sale

258

50.4652

EUR 0.07A type ADRs

Sale

87

50.4592

EUR 0.07A type ADRs

Sale

211

50.4291

EUR 0.07A type ADRs

Sale

300

50.4191

EUR 0.07A type ADRs

Sale

873

50.4134

EUR 0.07A type ADRs

Sale

734

50.4127

EUR 0.07A type ADRs

Sale

200

50.3991

EUR 0.07A type ADRs

Sale

268

50.3791

EUR 0.07A type ADRs

Sale

326

50.3690

EUR 0.07A type ADRs

Sale

986

50.3596

EUR 0.07A type ADRs

Sale

147

50.3191

EUR 0.07A type ADRs

Sale

167

50.2090

EUR 0.07A type ADRs

Sale

197

50.1593

EUR 0.07A type ADRs

Sale

289

50.1495

EUR 0.07A type ADRs

Sale

2,316

50.1401

EUR 0.07A type ADRs

Sale

181

49.8191

EUR 0.07A type ADRs

Sale

104

49.8190

EUR 0.07A type ADRs

Sale

185

49.8114

EUR 0.07A type ADRs

Sale

43

49.7091

EUR 0.07A type ADRs

Sale

835

49.6941

EUR 0.07A type ADRs

Sale

327

49.6441

EUR 0.07A type ADRs

Sale

244

49.5891

EUR 0.07A type ADRs

Sale

1,312

49.5822

EUR 0.07A type ADRs

Sale

309

49.5723

EUR 0.07A type ADRs

Sale

317

49.5691

EUR 0.07A type ADRs

Sale

167

49.5520

EUR 0.07A type ADRs

Sale

1,028

49.5391

EUR 0.07A type ADRs

Sale

42

49.5390

EUR 0.07A type ADRs

Sale

79

49.5342

EUR 0.07A type ADRs

Sale

504

49.5329

EUR 0.07A type ADRs

Sale

212

49.5302

EUR 0.07A type ADRs

Sale

68

49.5293

EUR 0.07A type ADRs

Sale

37

49.5292

EUR 0.07A type ADRs

Sale

2,612

49.5291

EUR 0.07A type ADRs

Sale

265

49.5290

EUR 0.07A type ADRs

Sale

3,201

49.5270

EUR 0.07A type ADRs

Sale

516

49.5241

EUR 0.07A type ADRs

Sale

52

49.5240

EUR 0.07A type ADRs

Sale

325

49.5229

EUR 0.07A type ADRs

Sale

193

49.5208

EUR 0.07A type ADRs

Sale

32

49.5194

EUR 0.07A type ADRs

Sale

741

49.5193

EUR 0.07A type ADRs

Sale

152

49.5192

EUR 0.07A type ADRs

Sale

149

49.5191

EUR 0.07A type ADRs

Sale

73

49.5190

EUR 0.07A type ADRs

Sale

19

49.5189

EUR 0.07A type ADRs

Purchase

20

49.4365

EUR 0.07A type ADRs

Purchase

15

49.4367

EUR 0.07A type ADRs

Purchase

20

49.4370

EUR 0.07A type ADRs

Purchase

20

49.5400

EUR 0.07A type ADRs

Purchase

149

49.5800

EUR 0.07A type ADRs

Purchase

20

49.6500

EUR 0.07A type ADRs

Purchase

29

49.7152

EUR 0.07A type ADRs

Purchase

31

49.7300

EUR 0.07A type ADRs

Purchase

10

49.7470

EUR 0.07A type ADRs

Purchase

50

49.7472

EUR 0.07A type ADRs

Purchase

5

50.4680

EUR 0.07A type ADRs

Purchase

30

50.4683

EUR 0.07A type ADRs

Purchase

15

50.4687

 

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

EUR 0.07 A ordinary shares

Purchase

43,760

16.4835 GBP

EUR 0.07 A ordinary shares

Sale

790

16.4835 GBP

EUR 0.07 A ordinary shares

Purchase

1,297

23.4632 EUR

EUR 0.07 A ordinary shares

Sale

42,985

23.4918 EUR

EUR 0.07 B ordinary shares

Purchase

25,190

16.6519 GBP

EUR 0.07 B ordinary shares

Sale

620

16.6519 GBP

 

 

 

(b) Cash-settled derivative transactions

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

 

Date of disclosure:

03 December 2015

Contact name:

Sujith Sudevan

Telephone number:

+44 (0) 20 3246 7578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

 

 

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

Allianz Global Investors - Global Equity Business Unit

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Royal Dutch Shell Plc

 

 

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g.American, European etc.

Expiry date

A type shares

Call Option

Written

68,000

EUR 30

American

18 Dec 2015

A type shares

Call Option

Written

75,000

EUR 25.5

American

18 Dec 2015

A type shares

Call Option

Purchased

16,000

EUR 30

American

18 Dec 2015

B type shares

Put Option

Purchased

36,000

GBP 20

American

18 March 2016

B type shares

Put Option

Purchased

34,000

GBP 22

American

18 March 2016

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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