22 Dec 2015 14:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,453,137 | 0.61% | 18,530,262 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,015,271 | 0.18% | 10,341,550 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | |||||||
| TOTAL: | 32,801,408 | 0.82% | 29,578,812 | 0.74% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,485,450 | 0.88% | 14,834,239 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,350,895 | 0.47% | 7,253,130 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,836,345 | 1.35% | 22,387,005 | 0.92% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 4 | 20.2250 EUR | ||||
| A ADSs | Purchase | 75 | 43.5200 USD | ||||
| A ADSs | Purchase | 99 | 43.4300 USD | ||||
| B ADSs | Purchase | 100 | 44.1000 USD | ||||
| A ADSs | Purchase | 100 | 43.4400 USD | ||||
| A ADSs | Purchase | 100 | 43.5300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 14.5902 GBP | ||||
| A ADSs | Purchase | 100 | 44.1900 USD | ||||
| A ADSs | Purchase | 100 | 43.4800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 109 | 14.6300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 116 | 14.6339 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 128 | 14.5575 GBP | ||||
| B ADSs | Purchase | 200 | 43.6700 USD | ||||
| B ADSs | Purchase | 200 | 43.6050 USD | ||||
| B ADSs | Purchase | 200 | 43.9000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 206 | 14.6625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 207 | 14.5950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 213 | 14.5975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 225 | 14.6425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 227 | 14.7185 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 229 | 14.7200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 242 | 14.7325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 249 | 14.7350 GBP | ||||
| A ADSs | Purchase | 265 | 43.4811 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 276 | 14.7275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 292 | 20.2100 EUR | ||||
| B ADSs | Purchase | 300 | 43.7100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 394 | 14.5675 GBP | ||||
| B ADSs | Purchase | 400 | 44.0950 USD | ||||
| A ADSs | Purchase | 400 | 43.4587 USD | ||||
| A ADSs | Purchase | 400 | 43.4500 USD | ||||
| B ADSs | Purchase | 400 | 43.6900 USD | ||||
| B ADSs | Purchase | 400 | 43.6025 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 414 | 14.5750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 420 | 20.1950 EUR | ||||
| B ADSs | Purchase | 500 | 44.0850 USD | ||||
| A ADSs | Purchase | 500 | 43.4890 USD | ||||
| A ADSs | Purchase | 540 | 43.5400 USD | ||||
| B ADSs | Purchase | 600 | 43.6000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 632 | 14.7320 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 651 | 14.6325 GBP | ||||
| A ADSs | Purchase | 711 | 43.5818 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 721 | 14.7400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 739 | 20.0700 EUR | ||||
| B ADSs | Purchase | 800 | 43.6750 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 801 | 20.1068 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 823 | 14.6550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 840 | 14.4700 GBP | ||||
| A ADSs | Purchase | 860 | 43.9188 USD | ||||
| A ADSs | Purchase | 860 | 43.7706 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 952 | 20.2700 EUR | ||||
| B ADSs | Purchase | 1,000 | 44.0815 USD | ||||
| A ADSs | Purchase | 1,009 | 43.4646 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,043 | 14.5800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,062 | 14.6025 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,062 | 14.6025 GBP | ||||
| A ADSs | Purchase | 1,100 | 43.3700 USD | ||||
| A ADSs | Purchase | 1,192 | 43.6167 USD | ||||
| A ADSs | Purchase | 1,200 | 43.5216 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,233 | 14.6462 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,293 | 14.6000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,339 | 14.5925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,374 | 20.1000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,399 | 19.9900 EUR | ||||
| B ADSs | Purchase | 1,400 | 43.6078 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,429 | 14.6650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,451 | 20.1344 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,478 | 20.2350 EUR | ||||
| A ADSs | Purchase | 1,600 | 43.4525 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,601 | 14.5875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,601 | 14.5875 GBP | ||||
| B ADSs | Purchase | 1,662 | 43.9129 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,678 | 14.6113 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,791 | 14.6600 GBP | ||||
| B ADSs | Purchase | 1,900 | 43.7078 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,054 | 14.7450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,082 | 14.5850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,266 | 14.5937 GBP | ||||
| A ADSs | Purchase | 2,413 | 43.4725 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,576 | 14.4200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,660 | 14.6492 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,704 | 14.5638 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,736 | 14.5952 GBP | ||||
| B ADSs | Purchase | 2,758 | 43.6558 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,778 | 20.2230 EUR | ||||
| A ADSs | Purchase | 2,896 | 43.4994 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,035 | 14.6446 GBP | ||||
| A ADSs | Purchase | 3,100 | 43.3450 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,155 | 14.5900 GBP | ||||
| A ADSs | Purchase | 3,316 | 43.7451 USD | ||||
| B ADSs | Purchase | 3,370 | 43.9520 USD | ||||
| B ADSs | Purchase | 3,530 | 43.6177 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,562 | 14.6342 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,937 | 14.6610 GBP | ||||
| B ADSs | Purchase | 4,220 | 43.9891 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,541 | 14.7300 GBP | ||||
| B ADSs | Purchase | 5,003 | 44.0134 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,091 | 14.6394 GBP | ||||
| A ADSs | Purchase | 5,500 | 43.7154 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,379 | 14.5709 GBP | ||||
| B ADSs | Purchase | 6,394 | 43.8209 USD | ||||
| A ADSs | Purchase | 6,500 | 43.4603 USD | ||||
| A ADSs | Purchase | 6,600 | 43.4701 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,983 | 20.2471 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,019 | 14.6428 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,019 | 14.6428 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,146 | 20.1550 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,271 | 14.7219 GBP | ||||
| A ADSs | Purchase | 8,518 | 43.5640 USD | ||||
| A ADSs | Purchase | 8,600 | 43.5817 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,391 | 20.2596 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 9,734 | 14.5050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,894 | 20.0783 EUR | ||||
| A ADSs | Purchase | 10,120 | 43.4519 USD | ||||
| B ADSs | Purchase | 10,580 | 43.8708 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,423 | 20.0535 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,345 | 14.6403 GBP | ||||
| A ADSs | Purchase | 13,217 | 43.5591 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 14,327 | 14.6849 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,957 | 14.5394 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,018 | 20.2445 EUR | ||||
| A ADSs | Purchase | 15,200 | 43.5100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,519 | 14.6894 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,243 | 14.6749 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,437 | 20.2123 EUR | ||||
| A ADSs | Purchase | 17,874 | 43.5348 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,167 | 19.8600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 19,145 | 14.6631 GBP | ||||
| A ADSs | Purchase | 21,307 | 43.4641 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,664 | 14.6877 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,920 | 20.0553 EUR | ||||
| A ADSs | Purchase | 24,879 | 43.5714 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 24,913 | 20.2562 EUR | ||||
| A ADSs | Purchase | 25,957 | 43.8315 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 26,485 | 20.1075 EUR | ||||
| B ADSs | Purchase | 29,229 | 43.6933 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 33,961 | 20.2609 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 36,900 | 20.2093 EUR | ||||
| B ADSs | Purchase | 41,737 | 43.7102 USD | ||||
| A ADSs | Purchase | 46,400 | 43.7600 USD | ||||
| B ADSs | Purchase | 47,870 | 43.6387 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 64,408 | 20.2420 EUR | ||||
| A ADSs | Purchase | 66,862 | 43.5157 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 68,462 | 14.6287 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 76,156 | 14.6699 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 90,442 | 14.6639 GBP | ||||
| A ADSs | Purchase | 91,420 | 43.4487 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 119,557 | 14.6626 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 125,081 | 20.2555 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 178,870 | 14.5168 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 243,962 | 14.6722 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 261,998 | 19.8820 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 264,055 | 14.4428 GBP | ||||
| A ADSs | Purchase | 271,670 | 43.4781 USD | ||||
| A ADSs | Purchase | 656,352 | 43.4655 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2 | 20.2250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12 | 14.6947 GBP | ||||
| B ADSs | Sale | 100 | 44.0400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 109 | 14.6300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 123 | 14.6700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 128 | 14.5575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 160 | 14.7705 GBP | ||||
| A ADSs | Sale | 175 | 43.6457 USD | ||||
| B ADSs | Sale | 200 | 43.6050 USD | ||||
| B ADSs | Sale | 200 | 44.0700 USD | ||||
| B ADSs | Sale | 200 | 43.9400 USD | ||||
| B ADSs | Sale | 200 | 43.6900 USD | ||||
| B ADSs | Sale | 200 | 43.6700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 206 | 14.6625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 207 | 14.6950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 207 | 14.5950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 213 | 14.5975 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 221 | 14.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 225 | 14.6425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 227 | 14.6550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 229 | 14.7200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 242 | 14.7325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 276 | 14.7275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 20.2100 EUR | ||||
| B ADSs | Sale | 300 | 43.6016 USD | ||||
| A ADSs | Sale | 300 | 43.5000 USD | ||||
| A ADSs | Sale | 329 | 43.5447 USD | ||||
| EUR 0.07 B Ordinary | Sale | 394 | 14.5675 GBP | ||||
| A ADSs | Sale | 400 | 43.4500 USD | ||||
| B ADSs | Sale | 401 | 43.9278 USD | ||||
| EUR 0.07 A Ordinary | Sale | 414 | 14.5750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 420 | 20.1950 EUR | ||||
| A ADSs | Sale | 446 | 43.7772 USD | ||||
| B ADSs | Sale | 500 | 43.6000 USD | ||||
| B ADSs | Sale | 500 | 43.8000 USD | ||||
| A ADSs | Sale | 500 | 43.8000 USD | ||||
| B ADSs | Sale | 600 | 43.5500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 651 | 14.6325 GBP | ||||
| A ADSs | Sale | 700 | 44.0242 USD | ||||
| EUR 0.07 B Ordinary | Sale | 721 | 14.7400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 739 | 20.0700 EUR | ||||
| A ADSs | Sale | 860 | 43.9188 USD | ||||
| EUR 0.07 B Ordinary | Sale | 861 | 14.6473 GBP | ||||
| A ADSs | Sale | 863 | 43.6167 USD | ||||
| EUR 0.07 A Ordinary | Sale | 987 | 20.1244 EUR | ||||
| B ADSs | Sale | 990 | 43.5891 USD | ||||
| B ADSs | Sale | 1,019 | 43.5817 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,043 | 14.5800 GBP | ||||
| A ADSs | Sale | 1,100 | 43.6590 USD | ||||
| A ADSs | Sale | 1,140 | 43.5400 USD | ||||
| B ADSs | Sale | 1,150 | 43.7569 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,159 | 20.1153 EUR | ||||
| A ADSs | Sale | 1,200 | 43.7800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,208 | 20.2915 EUR | ||||
| A ADSs | Sale | 1,307 | 43.6550 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,315 | 14.6692 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,339 | 14.5925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,399 | 19.9900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,402 | 14.6023 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,402 | 14.5978 GBP | ||||
| A ADSs | Sale | 1,411 | 43.5433 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,429 | 14.6650 GBP | ||||
| B ADSs | Sale | 1,443 | 43.7351 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,480 | 20.2350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,583 | 14.5840 GBP | ||||
| A ADSs | Sale | 1,600 | 43.7167 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,601 | 14.5875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,601 | 14.5875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,646 | 20.1772 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,650 | 14.5500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,680 | 14.4700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,750 | 20.1782 EUR | ||||
| A ADSs | Sale | 1,756 | 43.7553 USD | ||||
| A ADSs | Sale | 1,787 | 43.9233 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,791 | 14.6600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,795 | 14.6025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,795 | 14.6025 GBP | ||||
| A ADSs | Sale | 1,940 | 43.6351 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,993 | 14.6000 GBP | ||||
| B ADSs | Sale | 2,000 | 44.0860 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,054 | 14.7450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,082 | 14.5850 GBP | ||||
| A ADSs | Sale | 2,100 | 43.4715 USD | ||||
| A ADSs | Sale | 2,280 | 43.6262 USD | ||||
| A ADSs | Sale | 2,300 | 43.6484 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,558 | 14.5900 GBP | ||||
| A ADSs | Sale | 2,650 | 43.6022 USD | ||||
| A ADSs | Sale | 2,800 | 43.7368 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,800 | 20.1803 EUR | ||||
| A ADSs | Sale | 2,840 | 43.9198 USD | ||||
| A ADSs | Sale | 2,913 | 43.9722 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,996 | 14.5700 GBP | ||||
| A ADSs | Sale | 3,100 | 43.3450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,400 | 20.2106 EUR | ||||
| A ADSs | Sale | 3,600 | 43.7190 USD | ||||
| B ADSs | Sale | 3,600 | 43.7190 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,621 | 20.1894 EUR | ||||
| B ADSs | Sale | 3,987 | 43.5613 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,993 | 14.5339 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,159 | 14.7300 GBP | ||||
| A ADSs | Sale | 4,300 | 43.6974 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,404 | 14.5249 GBP | ||||
| A ADSs | Sale | 4,500 | 43.4695 USD | ||||
| A ADSs | Sale | 4,500 | 43.4793 USD | ||||
| B ADSs | Sale | 4,600 | 43.7928 USD | ||||
| A ADSs | Sale | 4,849 | 43.7527 USD | ||||
| B ADSs | Sale | 4,901 | 43.5795 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,971 | 14.7373 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,086 | 19.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,122 | 14.5155 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,994 | 14.7381 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,157 | 14.5327 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,839 | 14.7377 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,223 | 14.6595 GBP | ||||
| A ADSs | Sale | 7,287 | 43.4380 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,400 | 20.1900 EUR | ||||
| A ADSs | Sale | 7,560 | 43.9533 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,594 | 20.1821 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,106 | 14.7385 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,000 | 14.7354 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,022 | 14.5829 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,534 | 14.5860 GBP | ||||
| B ADSs | Sale | 12,238 | 43.7012 USD | ||||
| A ADSs | Sale | 12,874 | 43.4973 USD | ||||
| A ADSs | Sale | 13,345 | 43.4403 USD | ||||
| A ADSs | Sale | 13,591 | 43.4805 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,957 | 14.4188 GBP | ||||
| A ADSs | Sale | 15,200 | 43.5100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,441 | 14.7350 GBP | ||||
| B ADSs | Sale | 21,315 | 43.9147 USD | ||||
| B ADSs | Sale | 23,935 | 43.6387 USD | ||||
| EUR 0.07 A Ordinary | Sale | 24,018 | 20.1219 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 29,029 | 14.6532 GBP | ||||
| A ADSs | Sale | 34,420 | 43.4585 USD | ||||
| EUR 0.07 B Ordinary | Sale | 34,587 | 14.6576 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 35,075 | 14.6298 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 37,242 | 20.1776 EUR | ||||
| A ADSs | Sale | 41,605 | 43.4467 USD | ||||
| A ADSs | Sale | 46,400 | 43.7600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 49,500 | 14.6458 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 49,863 | 20.2377 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 51,785 | 14.6345 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 64,665 | 14.5607 GBP | ||||
| A ADSs | Sale | 66,862 | 43.5157 USD | ||||
| A ADSs | Sale | 67,600 | 43.5688 USD | ||||
| EUR 0.07 B Ordinary | Sale | 72,659 | 14.6551 GBP | ||||
| B ADSs | Sale | 83,474 | 43.7102 USD | ||||
| EUR 0.07 B Ordinary | Sale | 89,796 | 14.6545 GBP | ||||
| A ADSs | Sale | 91,420 | 43.4487 USD | ||||
| EUR 0.07 A Ordinary | Sale | 106,847 | 20.1596 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 117,569 | 14.6597 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 144,022 | 14.6153 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 147,841 | 14.5050 GBP | ||||
| A ADSs | Sale | 160,516 | 43.4806 USD | ||||
| A ADSs | Sale | 174,364 | 43.4569 USD | ||||
| EUR 0.07 A Ordinary | Sale | 239,912 | 14.4200 GBP | ||||
| A ADSs | Sale | 459,262 | 43.4660 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 12 | 14.6950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 600 | 20.3273 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,534 | 14.6314 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,750 | 20.1758 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 20.2528 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,317 | 14.7293 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,256 | 14.6605 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,000 | 14.5280 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,629 | 20.1329 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,976 | 14.5835 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 13,589 | 14.6309 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 14,957 | 14.4188 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 16,962 | 14.4845 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 23,014 | 14.5688 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 26,085 | 20.2118 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 33,701 | 14.6083 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 36,756 | 14.5834 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 38,296 | 20.1808 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 46,489 | 14.6776 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 27,521 | 14.5271 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 95,879 | 14.6051 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 14.5903 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 116 | 14.6339 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 900 | 14.6121 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,000 | 14.5613 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 14.6059 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,210 | 19.9734 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,317 | 14.6518 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,790 | 14.6273 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 11,161 | 14.7148 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,422 | 20.2705 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 14,921 | 14.7166 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,957 | 14.5394 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,231 | 14.6933 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 16,359 | 14.7088 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 19,723 | 14.5831 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 26,485 | 20.1075 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 27,226 | 20.2133 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 33,862 | 20.2726 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,517 | 14.6433 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 47,079 | 14.6798 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 55,274 | 20.2542 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 73,694 | 14.6548 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 44,308 | 14.6636 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 96,236 | 20.2537 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 59,732 | 14.7212 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 22 Dec 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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