5 Jan 2016 16:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 Jan 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,098,960 | 0.53% | 17,995,314 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 13,399,616 | 0.34% | 15,333,008 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,508,000 | 0.04% | 882,000 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 36,006,576 | 0.90% | 34,210,322 | 0.86% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 17,111,153 | 0.70% | 5,327,661 | 0.22% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,520,425 | 0.27% | 7,290,379 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 23,631,578 | 0.97% | 12,917,676 | 0.53% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 17 | 20.9700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23 | 21.1050 EUR | ||||
| A ADSs | Purchase | 25 | 45.6200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 34 | 15.2050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 46 | 15.2863 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 51 | 15.2865 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 67 | 15.1796 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 70 | 20.9985 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 72 | 15.1897 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 81 | 15.2636 GBP | ||||
| B ADSs | Purchase | 100 | 46.0100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 114 | 15.2521 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 119 | 15.1400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 122 | 20.5650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 130 | 15.0650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 154 | 20.9025 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 162 | 15.5545 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 162 | 20.5900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 166 | 21.0186 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 170 | 15.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 173 | 15.5950 GBP | ||||
| A ADSs | Purchase | 177 | 45.0600 USD | ||||
| A ADSs | Purchase | 177 | 45.1300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 184 | 20.5750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 198 | 15.4125 GBP | ||||
| A ADSs | Purchase | 200 | 45.3600 USD | ||||
| B ADSs | Purchase | 200 | 45.9100 USD | ||||
| B ADSs | Purchase | 200 | 46.3125 USD | ||||
| A ADSs | Purchase | 208 | 45.3051 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 208 | 15.4250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 220 | 15.2100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 250 | 15.2182 GBP | ||||
| A ADSs | Purchase | 254 | 45.2735 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 256 | 20.8700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 260 | 15.1700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 280 | 15.3150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 15.2600 GBP | ||||
| B ADSs | Purchase | 300 | 45.9200 USD | ||||
| A ADSs | Purchase | 300 | 45.4900 USD | ||||
| A ADSs | Purchase | 300 | 45.1250 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 308 | 21.0850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 325 | 15.2500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 331 | 15.1850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 342 | 15.1450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 355 | 15.2400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 356 | 15.0550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 21.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 20.8300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 20.5350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 455 | 15.2864 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 456 | 15.2121 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 480 | 20.8600 EUR | ||||
| A ADSs | Purchase | 500 | 45.8090 USD | ||||
| A ADSs | Purchase | 500 | 45.2240 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 505 | 15.5900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 510 | 20.5600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 512 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 540 | 20.6250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 558 | 21.1000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 564 | 15.2635 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 593 | 20.5400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 594 | 15.4458 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 624 | 15.3622 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 630 | 20.6050 EUR | ||||
| A ADSs | Purchase | 668 | 45.3698 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 680 | 20.5000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 699 | 15.3275 GBP | ||||
| B ADSs | Purchase | 700 | 45.4842 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 704 | 20.4300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 718 | 15.4550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 740 | 15.1900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 760 | 20.4350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 795 | 20.6000 EUR | ||||
| B ADSs | Purchase | 800 | 46.0600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 808 | 15.3419 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 878 | 20.5100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 884 | 15.3775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 885 | 15.4450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 896 | 21.0050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 20.6750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 903 | 20.5050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 917 | 15.2650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 940 | 20.9596 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 950 | 21.0350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 950 | 20.6350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,004 | 20.8850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,005 | 15.2550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,020 | 15.3100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,020 | 20.4950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,026 | 15.2285 GBP | ||||
| A ADSs | Purchase | 1,117 | 44.8700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,190 | 20.5700 EUR | ||||
| A ADSs | Purchase | 1,200 | 45.8300 USD | ||||
| A ADSs | Purchase | 1,200 | 45.3037 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,260 | 20.9950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,270 | 20.9000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,270 | 15.4113 GBP | ||||
| B ADSs | Purchase | 1,300 | 45.8638 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,313 | 21.0950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,313 | 20.7772 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,340 | 20.5450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,353 | 20.4200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,400 | 15.4950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400 | 15.2300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400 | 20.6150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,440 | 21.0300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,500 | 15.4050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,500 | 15.2150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,520 | 20.4150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,530 | 20.5850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,572 | 15.5450 GBP | ||||
| A ADSs | Purchase | 1,680 | 45.4146 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,769 | 21.0800 EUR | ||||
| B ADSs | Purchase | 1,800 | 45.8563 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,898 | 21.0900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,900 | 15.1500 GBP | ||||
| B ADSs | Purchase | 1,991 | 45.3728 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,998 | 15.3529 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,027 | 15.3985 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,040 | 20.5941 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,054 | 20.4100 EUR | ||||
| B ADSs | Purchase | 2,090 | 45.6618 USD | ||||
| A ADSs | Purchase | 2,100 | 45.3314 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,147 | 20.5800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,252 | 15.4042 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,285 | 15.1750 GBP | ||||
| A ADSs | Purchase | 2,293 | 44.8942 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,664 | 20.7051 EUR | ||||
| A ADSs | Purchase | 3,132 | 45.5828 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,322 | 15.4150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,671 | 15.4845 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,690 | 15.3196 GBP | ||||
| B ADSs | Purchase | 3,770 | 45.5251 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,851 | 15.2336 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,869 | 15.2912 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,923 | 20.3900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,938 | 15.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,020 | 15.4370 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,140 | 15.1807 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,419 | 15.2186 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,452 | 15.1600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,462 | 15.3663 GBP | ||||
| A ADSs | Purchase | 4,600 | 45.3346 USD | ||||
| A ADSs | Purchase | 4,600 | 45.3347 USD | ||||
| B ADSs | Purchase | 4,927 | 45.4928 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,146 | 15.2728 GBP | ||||
| B ADSs | Purchase | 5,251 | 45.7467 USD | ||||
| B ADSs | Purchase | 5,300 | 45.7849 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,531 | 15.1035 GBP | ||||
| A ADSs | Purchase | 5,900 | 45.4291 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,106 | 15.1078 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,106 | 15.4506 GBP | ||||
| B ADSs | Purchase | 6,300 | 45.7473 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,500 | 15.2414 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,698 | 15.1502 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,927 | 15.0231 GBP | ||||
| A ADSs | Purchase | 7,300 | 45.4338 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,400 | 20.6100 EUR | ||||
| B ADSs | Purchase | 7,500 | 45.8842 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,166 | 20.9171 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,624 | 21.0025 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,933 | 20.7815 EUR | ||||
| A ADSs | Purchase | 13,950 | 45.3516 USD | ||||
| A ADSs | Purchase | 15,166 | 45.7900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,409 | 20.6928 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 17,734 | 15.2637 GBP | ||||
| A ADSs | Purchase | 17,849 | 45.2764 USD | ||||
| B ADSs | Purchase | 19,257 | 45.6779 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 28,880 | 20.7746 EUR | ||||
| B ADSs | Purchase | 30,645 | 45.6051 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 31,794 | 15.4158 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,183 | 15.0646 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 33,306 | 15.4093 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,625 | 20.4071 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 35,649 | 20.9125 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 35,895 | 15.3585 GBP | ||||
| A ADSs | Purchase | 39,542 | 45.4056 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 46,606 | 15.4116 GBP | ||||
| A ADSs | Purchase | 56,590 | 45.3521 USD | ||||
| A ADSs | Purchase | 57,070 | 45.2403 USD | ||||
| A ADSs | Purchase | 58,187 | 45.2332 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 61,551 | 15.3907 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 84,818 | 20.7937 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 91,223 | 15.3583 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 121,422 | 20.9373 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 123,477 | 15.4038 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 166,000 | 15.2038 GBP | ||||
| A ADSs | Purchase | 168,430 | 45.6827 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 182,219 | 15.4146 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 182,867 | 15.0872 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 183,811 | 20.8157 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 202,050 | 15.3605 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 250,000 | 15.2747 GBP | ||||
| A ADSs | Purchase | 279,964 | 45.3653 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 300,000 | 15.4700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 450,000 | 15.4251 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 458,568 | 20.7936 EUR | ||||
| B ADSs | Purchase | 465,366 | 45.6510 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 475,390 | 15.3841 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,182,775 | 15.5800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,503,374 | 15.4600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17 | 20.9700 EUR | ||||
| A ADSs | Sale | 33 | 44.8800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 64 | 15.2138 GBP | ||||
| A ADSs | Sale | 85 | 45.3400 USD | ||||
| A ADSs | Sale | 100 | 44.9700 USD | ||||
| A ADSs | Sale | 100 | 45.3250 USD | ||||
| A ADSs | Sale | 100 | 45.9000 USD | ||||
| B ADSs | Sale | 100 | 46.3150 USD | ||||
| EUR 0.07 B Ordinary | Sale | 114 | 15.3146 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 119 | 15.1400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 122 | 20.5650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 154 | 20.9025 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 173 | 15.5950 GBP | ||||
| A ADSs | Sale | 177 | 45.1300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 184 | 20.5750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 198 | 15.4125 GBP | ||||
| B ADSs | Sale | 200 | 45.5000 USD | ||||
| A ADSs | Sale | 200 | 44.9550 USD | ||||
| EUR 0.07 A Ordinary | Sale | 208 | 15.4250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 210 | 20.5900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 220 | 15.2100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 236 | 15.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 256 | 20.8700 EUR | ||||
| A ADSs | Sale | 260 | 44.8900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 260 | 15.1700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 277 | 15.2935 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 280 | 15.3150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 299 | 15.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 15.3252 GBP | ||||
| B ADSs | Sale | 300 | 46.2416 USD | ||||
| B ADSs | Sale | 300 | 45.5100 USD | ||||
| B ADSs | Sale | 300 | 45.5166 USD | ||||
| B ADSs | Sale | 300 | 45.5200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 308 | 21.1100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 325 | 15.2500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 331 | 15.1850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 342 | 15.1450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 355 | 15.2400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 396 | 15.4949 GBP | ||||
| B ADSs | Sale | 400 | 45.6525 USD | ||||
| EUR 0.07 A Ordinary | Sale | 448 | 15.0081 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 21.1500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 20.8300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 20.5350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 480 | 20.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 510 | 20.5600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 512 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 540 | 20.6250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 540 | 20.5450 EUR | ||||
| A ADSs | Sale | 562 | 45.0600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 593 | 20.5400 EUR | ||||
| A ADSs | Sale | 600 | 45.3300 USD | ||||
| A ADSs | Sale | 600 | 45.3266 USD | ||||
| EUR 0.07 A Ordinary | Sale | 630 | 20.6050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 680 | 20.5000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 680 | 15.2209 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 699 | 15.3275 GBP | ||||
| A ADSs | Sale | 700 | 45.3364 USD | ||||
| EUR 0.07 A Ordinary | Sale | 702 | 21.1000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 704 | 20.5100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 704 | 20.4300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 740 | 15.1900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 760 | 20.4350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 795 | 20.6000 EUR | ||||
| A ADSs | Sale | 800 | 45.3325 USD | ||||
| A ADSs | Sale | 800 | 45.4243 USD | ||||
| B ADSs | Sale | 800 | 46.0600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 884 | 15.3775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 885 | 15.4450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 896 | 21.0050 EUR | ||||
| A ADSs | Sale | 900 | 45.3355 USD | ||||
| EUR 0.07 A Ordinary | Sale | 900 | 20.6750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 903 | 20.5050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 940 | 20.9596 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 950 | 20.6350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 950 | 21.0350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 985 | 21.0850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 20.8750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,004 | 20.8850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,005 | 15.2550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,020 | 15.3100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,020 | 20.4950 EUR | ||||
| A ADSs | Sale | 1,079 | 45.2645 USD | ||||
| B ADSs | Sale | 1,100 | 45.5154 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,186 | 20.7300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,190 | 20.5700 EUR | ||||
| A ADSs | Sale | 1,200 | 45.6016 USD | ||||
| A ADSs | Sale | 1,200 | 45.8300 USD | ||||
| A ADSs | Sale | 1,200 | 45.3208 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,248 | 15.3532 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,260 | 20.9950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,270 | 20.9000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,346 | 15.2650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,353 | 20.4200 EUR | ||||
| B ADSs | Sale | 1,400 | 45.8957 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 20.6150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 15.2300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,404 | 15.3020 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,440 | 21.0300 EUR | ||||
| A ADSs | Sale | 1,500 | 45.5560 USD | ||||
| B ADSs | Sale | 1,500 | 45.6920 USD | ||||
| B ADSs | Sale | 1,500 | 45.7793 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,500 | 15.2150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,500 | 15.4050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,520 | 20.4150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,530 | 20.5850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,572 | 15.5450 GBP | ||||
| B ADSs | Sale | 1,600 | 45.7200 USD | ||||
| A ADSs | Sale | 1,600 | 45.4612 USD | ||||
| A ADSs | Sale | 1,700 | 44.7300 USD | ||||
| B ADSs | Sale | 1,751 | 45.8393 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,769 | 21.0800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,780 | 15.1870 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,900 | 15.1500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,900 | 15.2651 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,983 | 15.1423 GBP | ||||
| A ADSs | Sale | 2,000 | 44.8950 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,027 | 15.3985 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,054 | 20.4100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,144 | 15.1821 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,147 | 20.5800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,168 | 15.4950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,204 | 15.5306 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,285 | 15.1750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,302 | 15.4124 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,413 | 15.2890 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,611 | 15.1014 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,614 | 15.2410 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,623 | 15.4150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,624 | 15.1654 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,890 | 20.8145 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,892 | 21.0900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,029 | 15.4155 GBP | ||||
| A ADSs | Sale | 3,100 | 45.2267 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,130 | 15.3572 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,389 | 15.4550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,505 | 15.3144 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,675 | 20.6100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,923 | 20.3900 EUR | ||||
| A ADSs | Sale | 4,000 | 44.8282 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,077 | 20.9287 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,259 | 15.1795 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,374 | 15.2517 GBP | ||||
| A ADSs | Sale | 4,600 | 45.1376 USD | ||||
| A ADSs | Sale | 4,600 | 45.3346 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,766 | 15.1251 GBP | ||||
| A ADSs | Sale | 5,000 | 45.3987 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,004 | 20.7289 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,266 | 15.4290 GBP | ||||
| A ADSs | Sale | 5,300 | 45.6309 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,341 | 21.0950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,447 | 20.6469 EUR | ||||
| B ADSs | Sale | 5,600 | 45.1585 USD | ||||
| A ADSs | Sale | 6,000 | 45.4271 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,101 | 20.6476 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,306 | 15.2505 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,723 | 20.5409 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,864 | 20.7612 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,977 | 20.6575 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,011 | 15.1600 GBP | ||||
| A ADSs | Sale | 9,515 | 45.3441 USD | ||||
| A ADSs | Sale | 9,700 | 45.6650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,839 | 15.2004 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,285 | 20.7515 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,365 | 21.0068 EUR | ||||
| A ADSs | Sale | 10,574 | 45.2473 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,363 | 20.4161 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,500 | 20.6705 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,961 | 20.9285 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,279 | 20.6270 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,413 | 15.4525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,560 | 20.8250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,966 | 15.3439 GBP | ||||
| A ADSs | Sale | 13,016 | 45.1830 USD | ||||
| A ADSs | Sale | 15,166 | 45.7900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,229 | 20.6913 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,832 | 15.1327 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 19,121 | 20.7463 EUR | ||||
| B ADSs | Sale | 21,790 | 45.8004 USD | ||||
| EUR 0.07 B Ordinary | Sale | 24,585 | 15.3715 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,282 | 15.3800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,295 | 15.4006 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 42,422 | 20.7602 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 47,639 | 21.0271 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 48,579 | 15.1399 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 49,707 | 15.4046 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 55,679 | 15.4092 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 57,570 | 15.3948 GBP | ||||
| B ADSs | Sale | 61,290 | 45.6051 USD | ||||
| EUR 0.07 A Ordinary | Sale | 66,448 | 20.9529 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 70,000 | 20.9500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 74,083 | 15.4262 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 76,856 | 15.4181 GBP | ||||
| A ADSs | Sale | 78,221 | 45.3730 USD | ||||
| EUR 0.07 B Ordinary | Sale | 78,326 | 15.4345 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 89,330 | 20.7409 EUR | ||||
| A ADSs | Sale | 116,374 | 45.2332 USD | ||||
| EUR 0.07 A Ordinary | Sale | 117,274 | 21.0185 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 133,805 | 15.4194 GBP | ||||
| A ADSs | Sale | 134,282 | 45.3894 USD | ||||
| A ADSs | Sale | 139,982 | 45.3653 USD | ||||
| EUR 0.07 B Ordinary | Sale | 150,075 | 15.3628 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 166,000 | 14.9963 GBP | ||||
| A ADSs | Sale | 168,430 | 45.6827 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200,000 | 15.0062 GBP | ||||
| B ADSs | Sale | 224,883 | 45.6646 USD | ||||
| B ADSs | Sale | 232,683 | 45.6510 USD | ||||
| EUR 0.07 A Ordinary | Sale | 250,000 | 15.0762 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 300,000 | 15.2686 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 450,000 | 15.2346 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,182,775 | 15.5800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,502,966 | 15.4600 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 300 | 15.3252 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 956 | 15.2896 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,186 | 20.7275 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,000 | 15.2882 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,076 | 15.3416 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,519 | 15.3655 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,369 | 15.3166 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,663 | 15.4319 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,566 | 15.1419 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,607 | 15.4603 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,281 | 15.2862 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,723 | 20.5409 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,517 | 15.3679 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,152 | 20.8873 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,404 | 15.0613 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,513 | 20.7184 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,926 | 15.3022 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,999 | 15.3947 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,639 | 20.6958 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,164 | 20.7460 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,315 | 15.3170 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 14,906 | 15.3600 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 17,806 | 20.6267 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,900 | 15.2473 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 30,295 | 15.4006 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 48,579 | 15.1399 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 53,585 | 15.4084 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 58,143 | 20.7123 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 166,000 | 14.9962 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200,000 | 15.0062 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 250,000 | 15.0762 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300,000 | 15.2686 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 450,000 | 15.2346 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13 | 15.2950 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,419 | 15.2186 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,147 | 15.2370 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,927 | 15.0231 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,076 | 15.2649 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,258 | 15.0542 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,408 | 15.3985 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,285 | 20.8700 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,917 | 15.0569 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,947 | 20.6896 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,457 | 15.3533 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,073 | 15.3405 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 25,015 | 15.3655 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 25,341 | 15.3190 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 28,576 | 15.4305 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 46,081 | 15.4033 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 46,895 | 20.7179 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 51,155 | 15.4284 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 54,772 | 20.7955 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 62,140 | 15.0655 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 84,818 | 20.7937 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 117,422 | 20.9300 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 139,888 | 15.0932 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 287,361 | 15.4048 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 287,533 | 20.6658 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 172,990 | 15.2875 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| EUR 0.07 A ordinary | Call Options | Selling | 175,000 | 23 EUR | American | 17 Jun 16 | 0.7000 EUR | ||||||||
| EUR 0.07 A ordinary | Put Options | Selling | 175,000 | 23 EUR | American | 17 Jun 16 | 3.3200 EUR |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 Jan 16 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | NA | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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