George Frangeskides, Exec-Chair at Alba Mineral Resources, discusses grades at the Clogau Gold Mine. Watch the full video here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksRDSA.L Regulatory News (RDSA)

  • There is currently no data for RDSA

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Form 8.3 - Royal Dutch Shell plc

15 Dec 2015 15:19

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION
(a) Full name of discloser: Wellington Management Group LLP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Royal Dutch Shell plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

14 December 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES

BG Group plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: A Shares (GB00B03MLX29) – 3,191,665

Depository Receipts (US7802592060) – 8,979,185 (representing 17,958,370 shares on a converted basis)

Interests Short Positions
Number % Number %
(1) Relevant securities owned and/or controlled: 21,150,035 0.54 % 1,484 0.00 %
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
Total 21,150,035 * 0.54 % 1,484 0.00 %
*Wellington Management Group LLP does not have discretion regarding voting decisions in respect of 16,894,101 shares that are included in the total above.
Class of relevant security: B Shares (GB00B03MM408) – 26,391,182

Depository Receipts (US7802591070) – 31,937 (representing 63,874 shares on a converted basis)

Interests Short Positions
Number % Number %
(1) Relevant securities owned and/or controlled: 26,455,056 1.08 % 518 0.00 %
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 4,276 0.00 %
Total 26,459,332 * 1.08 % 518 0.00 %
*Wellington Management Group LLP does not have discretion regarding voting decisions in respect of 20,332,536 shares that are included in the total above.
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
A Shares (GB00B03MLX29) Purchase 2,579 14.1850 GBP
A Shares (GB00B03MLX29) Sale 36,769 14.1850 GBP
A Shares (GB00B03MLX29) Purchase 57,653 Depository Receipts (representing 115,306 shares on a converted basis) 43.8889 USD
A Shares (GB00B03MLX29) Purchase 6,736 Depository Receipts (representing 13,472 shares on a converted basis) 43.4267 USD
A Shares (GB00B03MLX29) Sale 5,882 Depository Receipts (representing 11,764 shares on a converted basis) 43.9500 USD
B Shares (GB00B03MM408) Purchase 824,611 14.4451 GBP
B Shares (GB00B03MM408) Purchase 100,000 14.4946 GBP
B Shares (GB00B03MM408) Sale 114,608 14.2800 GBP
B Shares (GB00B03MM408) Sale 1,119 Depository Receipts (representing 2,238 shares on a converted basis) 44.3800 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product description e.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure 15 December 2015
Contact name Mark O’Brien
Telephone number 44-20-7126-6310

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel?s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,

AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION
Full name of person making disclosure: Wellington Management Group LLP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Royal Dutch Shell plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type e.g. American, European etc. Expiry date
B Shares (GB00B03MM408) Equity Call Option Purchased 2,138 65.0000USD American 15 Jan 16
B Shares (GB00B03MM408) Equity Put Option Written 2,138 50.0000USD American 15 Jan 16
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
None

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives

The currency of all prices and other monetary amounts should be stated.

monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel?s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20151215006181/en/

Copyright Business Wire 2015

Date   Source Headline
20th Jan 20225:30 pmRNSRoyal Dutch Shell
7th Jan 20226:00 pmRNSRoyal Dutch Shell
30th Nov 20204:37 pmRNSPrice Monitoring Extension
27th Mar 20204:43 pmRNSSecond Price Monitoring Extn
27th Mar 20204:39 pmRNSPrice Monitoring Extension
23rd Mar 202012:08 pmRNSSecond Price Monitoring Extn
23rd Mar 202012:06 pmRNSPrice Monitoring Extension
13th Mar 20204:43 pmRNSSecond Price Monitoring Extn
13th Mar 20204:38 pmRNSPrice Monitoring Extension
12th Mar 20204:43 pmRNSSecond Price Monitoring Extn
12th Mar 20204:38 pmRNSPrice Monitoring Extension
24th Oct 20195:19 pmPRNPublication of Prospectus
17th Oct 20195:18 pmPRNTransaction in Own Shares
16th Oct 20195:51 pmPRNTransaction in Own Shares
15th Oct 20195:14 pmPRNTransaction in Own Shares
14th Oct 20195:35 pmPRNTransaction in Own Shares
11th Oct 20195:39 pmPRNTransaction in Own Shares
10th Oct 20195:20 pmPRNTransaction in Own Shares
9th Oct 20195:30 pmPRNTransaction in Own Shares
8th Oct 20195:34 pmPRNTransaction in Own Shares
7th Oct 20195:23 pmPRNTransaction in Own Shares
4th Oct 20195:28 pmPRNTransaction in Own Shares
3rd Oct 20195:37 pmPRNTransaction in Own Shares
2nd Oct 20195:37 pmPRNTransaction in Own Shares
1st Oct 20195:37 pmPRNTransaction in Own Shares
30th Sep 20195:47 pmPRNTransaction in Own Shares
30th Sep 20193:05 pmPRNVoting Rights and Capital
30th Sep 20197:00 amPRNShell enhances quarterly disclosures
27th Sep 20195:06 pmPRNTransaction in Own Shares
26th Sep 20195:39 pmPRNDirector/PDMR Shareholding
26th Sep 20195:33 pmPRNTransaction in Own Shares
26th Sep 20194:16 pmPRNDirector/PDMR Shareholding
25th Sep 20195:41 pmPRNTransaction in Own Shares
24th Sep 20195:39 pmPRNTransaction in Own Shares
23rd Sep 20195:24 pmPRNTransaction in Own Shares
20th Sep 20195:16 pmPRNTransaction in Own Shares
19th Sep 20194:59 pmPRNTransaction in Own Shares
18th Sep 20195:21 pmPRNTransaction in Own Shares
17th Sep 20195:01 pmPRNTransaction in Own Shares
16th Sep 20195:16 pmPRNTransaction in Own Shares
13th Sep 20195:03 pmPRNTransaction in Own Shares
12th Sep 20195:15 pmPRNTransaction in Own Shares
11th Sep 20195:08 pmPRNTransaction in Own Shares
10th Sep 20195:13 pmPRNTransaction in Own Shares
9th Sep 20195:17 pmPRNTransaction in Own Shares
9th Sep 20194:34 pmPRNSecond Quarter 2019 EUR GBP Equivalent Dividend Payments
6th Sep 20196:02 pmPRNTransaction in Own Shares
5th Sep 20195:09 pmPRNTransaction in Own Shares
4th Sep 20195:18 pmPRNTransaction in Own Shares
3rd Sep 20195:29 pmPRNTransaction in Own Shares

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.