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Pin to quick picksRoyal Dutch Shell A Regulatory News (RDSA)

Share Price Information for Royal Dutch Shell A (RDSA)

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Share Price: 1,401.00
Bid: 1,400.80
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Change: 75.80 (5.72%)
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Form 8 (DD) - [Royal Dutch Shell Plc]

Mon, 14th Dec 2015 10:50

RNS Number : 9461I
Goldman Sachs & Co.
14 December 2015

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

(GS) GOLDMAN, SACHS & CO.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

ROYAL DUTCH SHELL PLC

(d) Status of person making the disclosure:

e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

Advisor to BG GROUP PLC

(e) Date dealing undertaken:

11 December 2015

(f) In addition to the company in 1(c) above, is discoloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:

EUR 0.07 A ordinary and ADRs

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

559,359

0.01

12,828

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

40,400

0.00

15,400

0.00

TOTAL:

599,759

0.01

28,228

0.00

Class of relevant security:

EUR 0.07 B ordinary and ADRs

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,220

0.00

3,982

0.00

(2) Cash-settled derivatives:

3,982

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

294,200

0.00

TOTAL:

27,202

0.00

298,182

0.00

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ADR / (1.00 : 2.00)

Purchases

31,619 (63,238)

45.1800 USD

44.5300 USD

ADR / (1.00 : 2.00)

Sales

7,181 (14,362)

45.2000 USD

44.5400 USD

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ADR / (1.00 : 2.00)

Purchases

9,723 (19,446)

45.0000 USD

44.7500 USD

ADR / (1.00 : 2.00)

Sales

2,615 (5,230)

45.3600 USD

44.7400 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ADR / (1.00 : 2.00)

Put Option / (1.00 : 200.00)

Purchasing

6 (1,200)

42.5000 USD

AMERICAN

19/01/2018

7.3000 USD

ADR / (1.00 : 2.00)

Put Option / (1.00 : 200.00)

Purchasing

8 (1,600)

42.5000 USD

AMERICAN

19/01/2018

7.3000 USD

ADR / (1.00 : 2.00)

Put Option / (1.00 : 200.00)

Selling

2 (400)

45.0000 USD

AMERICAN

20/01/2017

6.7000 USD

ADR / (1.00 : 2.00)

Put Option / (1.00 : 200.00)

Selling

6 (1,200)

45.0000 USD

AMERICAN

15/01/2016

1.7500 USD

ADR / (1.00 : 2.00)

Put Option / (1.00 : 200.00)

Selling

3 (600)

45.0000 USD

AMERICAN

20/01/2017

6.7000 USD

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)

YES

Supplemental Form 8 (SBL)

NO

14 December 2015

Aadithya Rao and Yiannis Bardis

+44(20) 7051 9046 / +44(20) 7774 7107

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8(OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

(GS) GOLDMAN, SACHS & CO.

Name of offeror/offeree in relation to whose relevant securities disclosure relates:

ROYAL DUTCH SHELL PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

EUR 0.07 A ordinary

Call Option

Sold

200

70.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Sold

200

75.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Sold

400

55.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Purchased

400

65.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Sold

400

72.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Purchased

600

50.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Sold

600

65.0000 USD

AMER

20/01/2017

EUR 0.07 A ordinary

Call Option

Purchased

600

67.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Sold

1,000

50.0000 USD

AMER

18/12/2015

EUR 0.07 A ordinary

Call Option

Purchased

1,200

57.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Purchased

1,200

77.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Purchased

2,000

52.5000 USD

AMER

18/12/2015

EUR 0.07 A ordinary

Call Option

Purchased

3,000

62.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Purchased

3,400

50.0000 USD

AMER

15/04/2016

EUR 0.07 A ordinary

Call Option

Purchased

4,800

52.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Call Option

Purchased

7,400

60.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Sold

400

50.0000 USD

AMER

15/04/2016

EUR 0.07 A ordinary

Put Option

Purchased

400

52.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Sold

600

42.5000 USD

AMER

18/12/2015

EUR 0.07 A ordinary

Put Option

Sold

600

50.0000 USD

AMER

20/01/2017

EUR 0.07 A ordinary

Put Option

Sold

600

65.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Purchased

800

57.5000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Sold

1,000

45.0000 USD

AMER

20/01/2017

EUR 0.07 A ordinary

Put Option

Sold

1,200

45.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Sold

2,000

40.0000 USD

AMER

15/04/2016

EUR 0.07 A ordinary

Put Option

Sold

2,000

45.0000 USD

AMER

18/12/2015

EUR 0.07 A ordinary

Put Option

Purchased

2,000

47.5000 USD

AMER

15/04/2016

EUR 0.07 A ordinary

Put Option

Purchased

2,200

55.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Purchased

2,800

42.5000 USD

AMER

19/01/2018

EUR 0.07 A ordinary

Put Option

Purchased

4,400

50.0000 USD

AMER

15/01/2016

EUR 0.07 A ordinary

Put Option

Sold

7,400

50.0000 USD

AMER

18/12/2015

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

EUR 0.07 B ordinary

Call Option

Sold

294,200

65.0000 USD

AMER

15/01/2016

3. AGREEMENTS TO PURCHASE OR SELL

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.

The currency of all pieces and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
END
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