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Form 8.3 - Plethora - Position Dealing Disclosure

Fri, 15th Jan 2016 15:00

FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code")1. KEY INFORMATION----------------------------------------------------------------------------(a) Full name of discloser: Baker Bros. Advisors LP----------------------------------------------------------------------------(b) Owner or controller of interests andshort positions disclosed, if different from1(a):The naming of nominee or vehicle companies isinsufficient. For a trust, the trustee(s),settlor and beneficiaries must be named.----------------------------------------------------------------------------(c) Name of offeror/offeree in relation to PLETHORA SOLUTIONS HOLDINGSwhose relevant securities this form relates: PLCUse a separate form for each offeror/offeree----------------------------------------------------------------------------(d) If an exempt fund manager connected withan offeror/offeree, state this and specifyidentity of offeror/offeree:----------------------------------------------------------------------------(e) Date position held/dealing undertaken: January 14, 2016For an opening position disclosure, state thelatest practicable date prior to thedisclosure----------------------------------------------------------------------------(f) In addition to the company in 1(c) above, NOis the discloser making disclosures inrespect of any other party to the offer?If it is a cash offer or possible cash offer,state "N/A"----------------------------------------------------------------------------2. POSITIONS OF THE PERSON MAKING THE DISCLOSUREIf there are positions or rights to subscribe to disclose in more than one class of relevant securities of theofferor or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevantsecurity.(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosurerelates following the dealing (if any)----------------------------------------------------------------------------Class of relevant security: 1p Ordinary---------------------------------------------------------------------------- Interests Short positions ------------------------------- Number % Number %---------------------------------------------------------------------------- (1) Relevant securities owned and/or 49,581,385 6.02controlled:---------------------------------------------------------------------------- (2) Cash-settled derivatives:---------------------------------------------------------------------------- (3) Stock-settled derivatives (includingoptions) and agreements to purchase/sell:---------------------------------------------------------------------------- 49,581,385 6.02 TOTAL:--------------------------------------------------------------------------------------------------------------------------------------------------------Class of relevant security: Fund raising warrants---------------------------------------------------------------------------- Interests Short positions ------------------------------- Number % Number %---------------------------------------------------------------------------- (1) Relevant securities owned and/or 28,619,528 28.29controlled:---------------------------------------------------------------------------- (2) Cash-settled derivatives:---------------------------------------------------------------------------- (3) Stock-settled derivatives (includingoptions) and agreements to purchase/sell:---------------------------------------------------------------------------- 28,619,528 28.29 TOTAL:----------------------------------------------------------------------------All interests and all short positions should be disclosed.Details of any open stock-settled derivative positions (including traded options), or agreements to purchase orsell relevant securities, should be given on a Supplemental Form 8 (Open Positions).(b) Rights to subscribe for new securities (including directors' and other employee options)----------------------------------------------------------------------------Class of relevant security in relation to which subscription right exists:----------------------------------------------------------------------------Details, including nature of the rights concerned and relevant percentages:----------------------------------------------------------------------------3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSUREWhere there have been dealings in more than one class of relevant securities of the offeror or offeree named in1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealtin.The currency of all prices and other monetary amounts should be stated.(a) Purchases and sales---------------------------------------------------------------------------- Class of relevant Purchase/sale Number of Price per unit security securities----------------------------------------------------------------------------Ordinary 1p Sale 250,000 4.00p----------------------------------------------------------------------------(b) Cash-settled derivative transactions---------------------------------------------------------------------------- Class of Product Nature of Number of Price per unit relevant description dealing reference security e.g. CFD e.g. securities opening/closing a long/short position, increasing/reduc ing a long/short position--------------------------------------------------------------------------------------------------------------------------------------------------------(c) Stock-settled derivative transactions (including options)(i) Writing, selling, purchasing or varying---------------------------------------------------------------------------- Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price per e.g. date money security e.g. call selling, to which unit American, paid/ option varying etc. option European received relates etc. per unit--------------------------------------------------------------------------------------------------------------------------------------------------------(ii) Exercise---------------------------------------------------------------------------- Class of Product Exercising/ Number of Exercise price relevant description exercised securities per unit security e.g. call against option--------------------------------------------------------------------------------------------------------------------------------------------------------(d) Other dealings (including subscribing for new securities)---------------------------------------------------------------------------- Class of relevant Nature of dealing Details Price per unit (if security e.g. subscription, applicable) conversion--------------------------------------------------------------------------------------------------------------------------------------------------------4. OTHER INFORMATION(a) Indemnity and other dealing arrangements----------------------------------------------------------------------------Details of any indemnity or option arrangement, or any agreement orunderstanding, formal or informal, relating to relevant securities which maybe an inducement to deal or refrain from dealing entered into by the personmaking the disclosure and any party to the offer or any person acting inconcert with a party to the offer:Irrevocable commitments and letters of intent should not be included. Ifthere are no such agreements, arrangements or understandings, state "none"----------------------------------------------------------------------------None----------------------------------------------------------------------------(b) Agreements, arrangements or understandings relating to options or derivatives--------------------------------------------------------------------------------------------------------------------------------------------------------NONE----------------------------------------------------------------------------(c) Attachments----------------------------------------------------------------------------Is a Supplemental Form 8 (Open Positions) attached? No--------------------------------------------------------------------------------------------------------------------------------------------------------Date of disclosure: 15 January 2016----------------------------------------------------------------------------Contact name: Alexandra A. Toohey----------------------------------------------------------------------------Telephone number: +1 212 339 5690----------------------------------------------------------------------------Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also beemailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit isavailable for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.Contact Information: Baker Bros. Advisors LP© 2016 Marketwire L.P. All rights reserved.
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