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Form 8.3 - Plethora - Position Dealing Disclosure

Thu, 3rd Mar 2016 15:00

FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code")1. KEY INFORMATION----------------------------------------------------------------------------(a) Full name of discloser: Baker Bros. Advisors LP ----------------------------------------------------------------------------(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. ----------------------------------------------------------------------------(c) Name of offeror/offeree in PLETHORA SOLUTIONS HOLDINGS PLC relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree ----------------------------------------------------------------------------(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: ----------------------------------------------------------------------------(e) Date position held/dealing March 2, 2016 undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure ----------------------------------------------------------------------------(f) In addition to the company in 1(c) NO above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" ----------------------------------------------------------------------------2. POSITIONS OF THE PERSON MAKING THE DISCLOSUREIf there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)--------------------------------------------------------------------------------------------Class of relevant security: 1p Ordinary -------------------------------------------------------------------------------------------- Interests Short positions -------------------------------- Number % Number % --------------------------------------------------------------------------------------------(1) Relevant securities owned and/or controlled: 46,181,385 5.61 --------------------------------------------------------------------------------------------(2) Cash-settled derivatives: --------------------------------------------------------------------------------------------(3) Stock-settled derivatives (including options) and agreements to purchase/sell: -------------------------------------------------------------------------------------------- 46,181,385 5.61 TOTAL: -------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------Class of relevant security: Fund raising warrants --------------------------------------------------------------------------------------------- Interests Short positions --------------------------------- Number % Number % ---------------------------------------------------------------------------------------------(1) Relevant securities owned and/or controlled: 28,619,528 28.29 ---------------------------------------------------------------------------------------------(2) Cash-settled derivatives: ---------------------------------------------------------------------------------------------(3) Stock-settled derivatives (including options) and agreements to purchase/sell: --------------------------------------------------------------------------------------------- 28,619,528 28.29 TOTAL: ---------------------------------------------------------------------------------------------All interests and all short positions should be disclosed.Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).(b) Rights to subscribe for new securities (including directors' and other employee options) ----------------------------------------------------------------------------Class of relevant security in relation to which subscription right exists: ----------------------------------------------------------------------------Details, including nature of the rights concerned and relevant percentages: ----------------------------------------------------------------------------3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSUREWhere there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.The currency of all prices and other monetary amounts should be stated.(a) Purchases and sales---------------------------------------------------------------------------- Class of relevant Purchase/sale Number of Price per unit security securities ---------------------------------------------------------------------------- Ordinary 1p Sale 1,000,000 3.00p ----------------------------------------------------------------------------(b) Cash-settled derivative transactions-------------------------------------------------------------------------------- Class of Product Nature of dealing Number of Price per unit relevant description e.g. opening/closing reference security e.g. CFD a long/short securities position, increasing/reducing a long/short position -------------------------------------------------------------------------------- --------------------------------------------------------------------------------(c) Stock-settled derivative transactions (including options)(i) Writing, selling, purchasing or varying----------------------------------------------------------------------------------------------- Class of Product Writing, Number of Exercise Type Expiry date Option money relevant description purchasing, securities price per e.g. paid/ security e.g. call selling, to which unit American, received per option varying etc. option European unit relates etc. ----------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------(ii) Exercise---------------------------------------------------------------------------- Class of Product Exercising/ Number of Exercise price relevant description exercised securities per unit security e.g. call against option ---------------------------------------------------------------------------- ----------------------------------------------------------------------------(d) Other dealings (including subscribing for new securities)-------------------------------------------------------------------------------- Class of relevant Nature of dealing Details Price per unit (if security e.g. subscription, applicable) conversion -------------------------------------------------------------------------------- --------------------------------------------------------------------------------4. OTHER INFORMATION(a) Indemnity and other dealing arrangements----------------------------------------------------------------------------Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which maybe an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" ---------------------------------------------------------------------------- None ----------------------------------------------------------------------------(b) Agreements, arrangements or understandings relating to options or derivatives---------------------------------------------------------------------------- ----------------------------------------------------------------------------NONE ----------------------------------------------------------------------------(c) Attachments---------------------------------------------------------------------------Is a Supplemental Form 8 (Open Positions) attached? No --------------------------------------------------------------------------- ----------------------------------------------------------------------------Date of disclosure: 3 March 2016 ----------------------------------------------------------------------------Contact name: Alexandra A. Toohey` ----------------------------------------------------------------------------Telephone number: +1 212 339 5690 ----------------------------------------------------------------------------Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.Contact Information: Baker Bros. Advisors LP© 2016 Marketwire L.P. All rights reserved.
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