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Form 8.3 - Plethora - Position Dealing Disclosure

Wed, 6th Jan 2016 15:00

FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code")1. KEY INFORMATION----------------------------------------------------------------------------(a) Full name of discloser: Baker Bros. Advisors LP----------------------------------------------------------------------------(b) Owner or controller of interests and shortpositions disclosed, if different from 1(a):The naming of nominee or vehicle companies isinsufficient. For a trust, the trustee(s), settlorand beneficiaries must be named.----------------------------------------------------------------------------(c) Name of offeror/offeree in relation to whose PLETHORA SOLUTIONSrelevant securities this form relates: HOLDINGS PLCUse a separate form for each offeror/offeree----------------------------------------------------------------------------(d) If an exempt fund manager connected with anofferor/offeree, state this and specify identityof offeror/offeree:----------------------------------------------------------------------------(e) Date position held/dealing undertaken: January 5, 2016For an opening position disclosure, state thelatest practicable date prior to the disclosure----------------------------------------------------------------------------(f) In addition to the company in 1(c) above, is NOthe discloser making disclosures in respect of anyother party to the offer?If it is a cash offer or possible cash offer,state "N/A"----------------------------------------------------------------------------2. POSITIONS OF THE PERSON MAKING THE DISCLOSUREIf there are positions or rights to subscribe to disclose in more than one class of relevant securities of theofferor or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevantsecurity.(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosurerelates following the dealing (if any)----------------------------------------------------------------------------Class of relevant security: 1p Ordinary---------------------------------------------------------------------------- Interests Short positions ------------------------------------------ Number % Number %----------------------------------------------------------------------------(1) Relevant securities owned 52,331,385 6.36 and/or controlled:----------------------------------------------------------------------------(2) Cash-settled derivatives:----------------------------------------------------------------------------(3) Stock-settled derivatives (including options) and agreements to purchase/sell:---------------------------------------------------------------------------- TOTAL: 52,331,385 6.36--------------------------------------------------------------------------------------------------------------------------------------------------------Class of relevant security: Fund raising warrants---------------------------------------------------------------------------- Interests Short positions ------------------------------------------ Number % Number %----------------------------------------------------------------------------(1) Relevant securities owned 28,619,528 28.29 and/or controlled:----------------------------------------------------------------------------(2) Cash-settled derivatives:----------------------------------------------------------------------------(3) Stock-settled derivatives (including options) and agreements to purchase/sell:---------------------------------------------------------------------------- TOTAL: 28,619,528 28.29----------------------------------------------------------------------------All interests and all short positions should be disclosed.Details of any open stock-settled derivative positions (including traded options), or agreements to purchase orsell relevant securities, should be given on a Supplemental Form 8 (Open Positions).(b) Rights to subscribe for new securities (including directors' and other employee options)----------------------------------------------------------------------------Class of relevant security in relationto which subscription right exists:----------------------------------------------------------------------------Details, including nature of therights concerned and relevantpercentages:----------------------------------------------------------------------------3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSUREWhere there have been dealings in more than one class of relevant securities of the offeror or offeree named in1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealtin.The currency of all prices and other monetary amounts should be stated.(a) Purchases and sales---------------------------------------------------------------------------- Class of relevant Purchase/sale Number of Price per unit security securities---------------------------------------------------------------------------- Ordinary 1p Sale 1,250,000 4.00p----------------------------------------------------------------------------(b) Cash-settled derivative transactions---------------------------------------------------------------------------- Nature of dealing e.g. Class of Product opening/closing Number of relevant description a long/short reference Price per unit security e.g. CFD position, securities increasing/reduc ing a long/short position--------------------------------------------------------------------------------------------------------------------------------------------------------(c) Stock-settled derivative transactions (including options)(i) Writing, selling, purchasing or varying---------------------------------------------------------------------------- Writing, Number of Type OptionClass of Product purchasing, securities Exercise e.g. moneyrelevant description selling, to which price American, Expiry paid/security e.g. call varying option per unit European date received option etc. relates etc. per unit--------------------------------------------------------------------------------------------------------------------------------------------------------(ii) Exercise---------------------------------------------------------------------------- Product Class of description Exercising/ Number of Exercise price relevant e.g. call exercised securities per unit security option against--------------------------------------------------------------------------------------------------------------------------------------------------------(d) Other dealings (including subscribing for new securities)---------------------------------------------------------------------------- Nature of dealing Class of relevant e.g. subscription, Details Price per unit (if security conversion applicable)--------------------------------------------------------------------------------------------------------------------------------------------------------4. OTHER INFORMATION(a) Indemnity and other dealing arrangements----------------------------------------------------------------------------Details of any indemnity or option arrangement, or any agreement orunderstanding, formal or informal, relating to relevant securities which maybe an inducement to deal or refrain from dealing entered into by the personmaking the disclosure and any party to the offer or any person acting inconcert with a party to the offer:Irrevocable commitments and letters of intent should not be included. Ifthere are no such agreements, arrangements or understandings, state "none"----------------------------------------------------------------------------None----------------------------------------------------------------------------(b) Agreements, arrangements or understandings relating to options or derivatives--------------------------------------------------------------------------------------------------------------------------------------------------------NONE----------------------------------------------------------------------------(c) Attachments----------------------------------------------------------------------------Is a Supplemental Form 8 (Open Positions) attached? No--------------------------------------------------------------------------------------------------------------------------------------------------------Date of disclosure: 6 January 2016----------------------------------------------------------------------------Contact name: Alexandra A. Toohey`----------------------------------------------------------------------------Telephone number: +1 212 339 5690----------------------------------------------------------------------------Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also beemailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit isavailable for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.Contact Information: Baker Bros. Advisors LP© 2016 Marketwire L.P. All rights reserved.
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