18 Feb 2020 13:05
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 14 FEBRUARY 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 1,852,018 | 8.4600 GBP | 7.5760 GBP |
10p ordinary | SALES | 876,732 | 8.2860 GBP | 7.5880 GBP |
10p ordinary | SALES | 1,127,241 | 10.1859 USD | 10.1249 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 421 | 7.5949 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.6058 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.6120 GBP |
10p ordinary | CFD | LONG | 974 | 7.6364 GBP |
10p ordinary | CFD | LONG | 20,700 | 7.6776 GBP |
10p ordinary | CFD | LONG | 287 | 7.7015 GBP |
10p ordinary | CFD | LONG | 287 | 7.7015 GBP |
10p ordinary | CFD | LONG | 287 | 7.7015 GBP |
10p ordinary | CFD | LONG | 8,729 | 7.7080 GBP |
10p ordinary | CFD | LONG | 1,050 | 7.7080 GBP |
10p ordinary | CFD | LONG | 354 | 7.7080 GBP |
10p ordinary | CFD | LONG | 20,008 | 7.7500 GBP |
10p ordinary | CFD | LONG | 20,008 | 7.7500 GBP |
10p ordinary | CFD | LONG | 4,062 | 7.7500 GBP |
10p ordinary | CFD | LONG | 1,588 | 7.7500 GBP |
10p ordinary | CFD | LONG | 2,000 | 7.7500 GBP |
10p ordinary | CFD | LONG | 500 | 7.7500 GBP |
10p ordinary | CFD | LONG | 973 | 7.7500 GBP |
10p ordinary | CFD | LONG | 6,000 | 7.7899 GBP |
10p ordinary | CFD | LONG | 6,000 | 7.7899 GBP |
10p ordinary | CFD | LONG | 8,000 | 7.7899 GBP |
10p ordinary | CFD | LONG | 47,625 | 7.7958 GBP |
10p ordinary | CFD | LONG | 56,189 | 7.8052 GBP |
10p ordinary | CFD | LONG | 15,313 | 7.8177 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.8237 GBP |
10p ordinary | CFD | LONG | 8,866 | 7.8448 GBP |
10p ordinary | CFD | LONG | 16,320 | 7.8448 GBP |
10p ordinary | CFD | LONG | 2,000 | 7.8560 GBP |
10p ordinary | CFD | LONG | 1,500 | 7.8560 GBP |
10p ordinary | CFD | LONG | 1,500 | 7.8560 GBP |
10p ordinary | CFD | LONG | 1,087 | 7.8669 GBP |
10p ordinary | CFD | LONG | 1,233 | 7.8801 GBP |
10p ordinary | CFD | LONG | 3,000 | 7.8805 GBP |
10p ordinary | CFD | LONG | 3,000 | 7.8805 GBP |
10p ordinary | CFD | LONG | 4,000 | 7.8805 GBP |
10p ordinary | CFD | LONG | 4,890 | 7.9004 GBP |
10p ordinary | CFD | LONG | 6,000 | 7.9005 GBP |
10p ordinary | CFD | LONG | 2,000 | 7.9020 GBP |
10p ordinary | CFD | LONG | 39,238 | 7.9060 GBP |
10p ordinary | CFD | LONG | 44,735 | 7.9286 GBP |
10p ordinary | CFD | LONG | 13,591 | 7.9434 GBP |
10p ordinary | CFD | LONG | 513 | 8.0014 GBP |
10p ordinary | CFD | LONG | 6 | 8.0071 GBP |
10p ordinary | CFD | LONG | 254 | 8.0737 GBP |
10p ordinary | CFD | LONG | 4,500 | 8.1094 GBP |
10p ordinary | CFD | LONG | 740 | 8.2676 GBP |
10p ordinary | CFD | SHORT | 655 | 7.6716 GBP |
10p ordinary | CFD | SHORT | 328 | 7.6717 GBP |
10p ordinary | CFD | SHORT | 2,356 | 7.6717 GBP |
10p ordinary | CFD | SHORT | 20,663 | 7.7055 GBP |
10p ordinary | CFD | SHORT | 29,337 | 7.7055 GBP |
10p ordinary | CFD | SHORT | 4,777 | 7.7240 GBP |
10p ordinary | CFD | SHORT | 5,962 | 7.7420 GBP |
10p ordinary | CFD | SHORT | 433 | 7.7500 GBP |
10p ordinary | CFD | SHORT | 25,156 | 7.7507 GBP |
10p ordinary | CFD | SHORT | 42,082 | 7.7832 GBP |
10p ordinary | CFD | SHORT | 15,888 | 7.7953 GBP |
10p ordinary | CFD | SHORT | 1,588 | 7.8006 GBP |
10p ordinary | CFD | SHORT | 254 | 7.8006 GBP |
10p ordinary | CFD | SHORT | 15,313 | 7.8177 GBP |
10p ordinary | CFD | SHORT | 29,337 | 7.8341 GBP |
10p ordinary | CFD | SHORT | 20,663 | 7.8341 GBP |
10p ordinary | CFD | SHORT | 896 | 7.8979 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.9820 GBP |
10p ordinary | CFD | SHORT | 3,000 | 7.9960 GBP |
10p ordinary | CFD | SHORT | 3,000 | 8.0020 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0060 GBP |
10p ordinary | CFD | SHORT | 3,000 | 8.0800 GBP |
10p ordinary | CFD | SHORT | 1,232 | 8.1245 GBP |
10p ordinary | CFD | SHORT | 4,500 | 8.1811 GBP |
10p ordinary | CFD | SHORT | 3,002 | 8.1940 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 18 FEBRUARY 2020
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.