10 Nov 2017 16:35
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,977 TO 228,811
INCREASED EQUITY SALES BY 29,546 TO 364,215
REMOVED EQUITY SWAP PURCHASES OF 10,819
REMOVED EQUITY SWAP SALES OF 9,039
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 06 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received
| Lowest price per unit paid/received
|
Ordinary Shares
| Purchases
Sales | 228,811 233,991
364,215 233,991 | 6.0103 GBP 110.7828 ZAR
6.0100 GBP 110.7100 ZAR | 5.9200 GBP 110.6464 ZAR
5.9200 GBP 110.7100 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 10,819 18,779 13,250 1,370 6,803 28,842 24,222 1,042 182,109 2,009 32,942 3,060 305 2,886 4,420 415 240 1,390 887 583 3,702 4,836 55,509
804 8,448 2,522 4,112 49,066 1,374 83,584 2,492 1,532 2,766 4,255 2,128 10,143 15,174 6,109 7,587 1,492 3,492 11,138 214 1,608 905 2,144 2,680 378 536 5,248 1,461 4,836 55,509 | 5.9262 GBP 5.9277 GBP 5.9423 GBP 5.9445 GBP 5.9479 GBP 5.9548 GBP 5.9553 GBP 5.9588 GBP 5.9599 GBP 5.9610 GBP 5.9634 GBP 5.9738 GBP 5.9768 GBP 5.9775 GBP 5.9785 GBP 5.9798 GBP 5.9826 GBP 5.9882 GBP 5.9923 GBP 5.9973 GBP 6.0096 GBP 110.4628 ZAR 110.6763 ZAR
5.9204 GBP 5.9455 GBP 5.9566 GBP 5.9567 GBP 5.9571 GBP 5.9602 GBP 5.9663 GBP 5.9666 GBP 5.9668 GBP 5.9671 GBP 5.9686 GBP 5.9747 GBP 5.9748 GBP 5.9769 GBP 5.9789 GBP 5.9800 GBP 5.9809 GBP 5.9885 GBP 5.9899 GBP 5.9900 GBP 5.9952 GBP 5.9956 GBP 5.9964 GBP 5.9972 GBP 5.9981 GBP 6.0002 GBP 6.0103 GBP 6.0104 GBP 110.4661 ZAR 110.6796 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.