10 Nov 2017 16:32
AMENDMENT
INCREASED EQUITY PURCHASES BY 5,172 TO 361,842
DECREASED EQUITY SALES BY 400 TO 176,322
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 08 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 361,842
176,322 | 6.1030
6.1000 | 5.9551
5.9626 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 2,122 6,395 8,201 18,248 12,329 21,464 6,000 3,522 40,363 4,575 17,178 1,834 521 346 2,400 1,253 9,800 1,567 20,370 7,814
493 494 533 589 10,877 3,182 30,348 14,342 26 3,132 424 688 13 950 34,108 10,492 617 1,874 1,161 21 2,117 794 128,117 528 15,980 15,212 1,850 17 585 129 77 2 938 50,543 10 423 1,304 4,682 20,370 7,814 | 5.9702 GBP 6.0101 GBP 6.0180 GBP 6.0257 GBP 6.0457 GBP 6.0517 GBP 6.0546 GBP 6.0577 GBP 6.0580 GBP 6.0634 GBP 6.0636 GBP 6.0646 GBP 6.0648 GBP 6.0650 GBP 6.0699 GBP 6.0713 GBP 6.0727 GBP 6.0763 GBP 111.9469 ZAR 112.9384 ZAR
5.9551 GBP 5.9556 GBP 5.9850 GBP 5.9921 GBP 6.0013 GBP 6.0192 GBP 6.0250 GBP 6.0389 GBP 6.0496 GBP 6.0502 GBP 6.0516 GBP 6.0517 GBP 6.0525 GBP 6.0532 GBP 6.0535 GBP 6.0550 GBP 6.0557 GBP 6.0558 GBP 6.0560 GBP 6.0594 GBP 6.0604 GBP 6.0635 GBP 6.0650 GBP 6.0652 GBP 6.0653 GBP 6.0672 GBP 6.0680 GBP 6.0686 GBP 6.0688 GBP 6.0692 GBP 6.0695 GBP 6.0700 GBP 6.0710 GBP 6.0713 GBP 6.0716 GBP 6.0718 GBP 6.0820 GBP 6.1032 GBP 111.9502 ZAR 112.9418 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.