10 Nov 2017 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 09 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 167,868
207,932 | 6.1100
6.1100 | 6.0070
6.0046 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 783 19,204 20,783 3,005 53,423 5,867 1,066 1,401 1,459 62 11,986 19,700 3,979 1,468 3,569 1,324 1,418 36,238 2,459 8,400 7,200 2,298 88 25,361
26,943 22 1,244 786 662 9,865 2,122 1,327 44 30,062 1,497 1,083 350 220 8 111 9,834 1,401 2,151 1,755 9,315 103 2,099 4,480 3,400 2,640 589 7,062 2,088 24 5,227 528 374 33,471 47 1,291 5,787 521 40,075 | 6.0073 GBP 6.0326 GBP 6.0446 GBP 6.0490 GBP 6.0497 GBP 6.0501 GBP 6.0510 GBP 6.0560 GBP 6.0598 GBP 6.0600 GBP 6.0602 GBP 6.0627 GBP 6.0642 GBP 6.0672 GBP 6.0681 GBP 6.0698 GBP 6.0700 GBP 6.0732 GBP 6.0756 GBP 6.0884 GBP 6.0966 GBP 6.1006 GBP 111.3467 ZAR 112.4758 ZAR
6.0204 GBP 6.0315 GBP 6.0318 GBP 6.0320 GBP 6.0427 GBP 6.0533 GBP 6.0560 GBP 6.0561 GBP 6.0576 GBP 6.0582 GBP 6.0585 GBP 6.0600 GBP 6.0633 GBP 6.0634 GBP 6.0652 GBP 6.0657 GBP 6.0666 GBP 6.0691 GBP 6.0712 GBP 6.0776 GBP 6.0785 GBP 6.0789 GBP 6.0795 GBP 6.0846 GBP 6.0850 GBP 6.0862 GBP 6.0878 GBP 6.0897 GBP 6.0913 GBP 6.0952 GBP 6.0977 GBP 6.1002 GBP 6.1005 GBP 6.1007 GBP 6.1040 GBP 6.1080 GBP 6.1103 GBP 6.1104 GBP 112.0840 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.