10 Nov 2017 14:37
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | MEDICLINIC INTERNATIONAL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 November 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SPIRE HEALTHCARE GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,322,061 | 0.86% | 7,784,201 | 1.06% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,283,098 | 0.31% | 1,879,433 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 8,605,159 | 1.17% | 9,663,634 | 1.31% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 11 | 111.5000 ZAR | ||||
| 10p ordinary | Purchase | 19 | 6.0712 GBP | ||||
| 10p ordinary | Purchase | 19 | 6.0300 GBP | ||||
| 10p ordinary | Purchase | 24 | 6.1100 GBP | ||||
| 10p ordinary | Purchase | 30 | 112.0200 ZAR | ||||
| 10p ordinary | Purchase | 36 | 111.9800 ZAR | ||||
| 10p ordinary | Purchase | 46 | 113.4400 ZAR | ||||
| 10p ordinary | Purchase | 87 | 6.0783 GBP | ||||
| 10p ordinary | Purchase | 88 | 6.0225 GBP | ||||
| 10p ordinary | Purchase | 92 | 113.0800 ZAR | ||||
| 10p ordinary | Purchase | 92 | 6.0200 GBP | ||||
| 10p ordinary | Purchase | 92 | 111.8000 ZAR | ||||
| 10p ordinary | Purchase | 93 | 112.5000 ZAR | ||||
| 10p ordinary | Purchase | 96 | 111.8400 ZAR | ||||
| 10p ordinary | Purchase | 162 | 6.0550 GBP | ||||
| 10p ordinary | Purchase | 323 | 112.1400 ZAR | ||||
| 10p ordinary | Purchase | 342 | 112.1900 ZAR | ||||
| 10p ordinary | Purchase | 385 | 6.0693 GBP | ||||
| 10p ordinary | Purchase | 409 | 113.0000 ZAR | ||||
| 10p ordinary | Purchase | 424 | 111.5200 ZAR | ||||
| 10p ordinary | Purchase | 434 | 112.7800 ZAR | ||||
| 10p ordinary | Purchase | 434 | 112.0900 ZAR | ||||
| 10p ordinary | Purchase | 434 | 111.5800 ZAR | ||||
| 10p ordinary | Purchase | 462 | 6.0250 GBP | ||||
| 10p ordinary | Purchase | 514 | 6.1050 GBP | ||||
| 10p ordinary | Purchase | 515 | 6.0700 GBP | ||||
| 10p ordinary | Purchase | 574 | 112.9400 ZAR | ||||
| 10p ordinary | Purchase | 587 | 6.0850 GBP | ||||
| 10p ordinary | Purchase | 626 | 112.0100 ZAR | ||||
| 10p ordinary | Purchase | 662 | 6.0425 GBP | ||||
| 10p ordinary | Purchase | 662 | 112.9900 ZAR | ||||
| 10p ordinary | Purchase | 850 | 6.0474 GBP | ||||
| 10p ordinary | Purchase | 880 | 6.0600 GBP | ||||
| 10p ordinary | Purchase | 894 | 6.0825 GBP | ||||
| 10p ordinary | Purchase | 903 | 6.0275 GBP | ||||
| 10p ordinary | Purchase | 964 | 6.0575 GBP | ||||
| 10p ordinary | Purchase | 1,124 | 6.0900 GBP | ||||
| 10p ordinary | Purchase | 1,191 | 6.0750 GBP | ||||
| 10p ordinary | Purchase | 1,205 | 113.1100 ZAR | ||||
| 10p ordinary | Purchase | 1,260 | 6.0775 GBP | ||||
| 10p ordinary | Purchase | 1,357 | 6.0925 GBP | ||||
| 10p ordinary | Purchase | 1,403 | 112.0400 ZAR | ||||
| 10p ordinary | Purchase | 1,405 | 112.1800 ZAR | ||||
| 10p ordinary | Purchase | 1,419 | 112.9300 ZAR | ||||
| 10p ordinary | Purchase | 1,503 | 6.1025 GBP | ||||
| 10p ordinary | Purchase | 1,677 | 112.1500 ZAR | ||||
| 10p ordinary | Purchase | 1,680 | 112.0600 ZAR | ||||
| 10p ordinary | Purchase | 1,683 | 6.0875 GBP | ||||
| 10p ordinary | Purchase | 1,847 | 112.0300 ZAR | ||||
| 10p ordinary | Purchase | 2,000 | 111.2500 ZAR | ||||
| 10p ordinary | Purchase | 2,000 | 112.9800 ZAR | ||||
| 10p ordinary | Purchase | 2,000 | 111.2800 ZAR | ||||
| 10p ordinary | Purchase | 2,000 | 111.4000 ZAR | ||||
| 10p ordinary | Purchase | 2,033 | 6.0950 GBP | ||||
| 10p ordinary | Purchase | 2,119 | 113.3000 ZAR | ||||
| 10p ordinary | Purchase | 2,298 | 6.1005 GBP | ||||
| 10p ordinary | Purchase | 2,369 | 111.4400 ZAR | ||||
| 10p ordinary | Purchase | 2,568 | 113.0700 ZAR | ||||
| 10p ordinary | Purchase | 2,816 | 6.0821 GBP | ||||
| 10p ordinary | Purchase | 3,315 | 112.9700 ZAR | ||||
| 10p ordinary | Purchase | 3,321 | 113.1000 ZAR | ||||
| 10p ordinary | Purchase | 3,899 | 6.1000 GBP | ||||
| 10p ordinary | Purchase | 4,527 | 111.9000 ZAR | ||||
| 10p ordinary | Purchase | 5,136 | 6.0672 GBP | ||||
| 10p ordinary | Purchase | 5,768 | 6.0800 GBP | ||||
| 10p ordinary | Purchase | 7,514 | 112.0000 ZAR | ||||
| 10p ordinary | Purchase | 8,058 | 6.0771 GBP | ||||
| 10p ordinary | Purchase | 9,167 | 6.0625 GBP | ||||
| 10p ordinary | Purchase | 9,531 | 6.0650 GBP | ||||
| 10p ordinary | Purchase | 10,290 | 6.0975 GBP | ||||
| 10p ordinary | Purchase | 11,793 | 6.0595 GBP | ||||
| 10p ordinary | Purchase | 16,681 | 6.0867 GBP | ||||
| 10p ordinary | Purchase | 16,803 | 6.0855 GBP | ||||
| 10p ordinary | Purchase | 24,172 | 6.0766 GBP | ||||
| 10p ordinary | Purchase | 26,531 | 6.0729 GBP | ||||
| 10p ordinary | Purchase | 32,204 | 6.1041 GBP | ||||
| 10p ordinary | Purchase | 40,493 | 6.0732 GBP | ||||
| 10p ordinary | Purchase | 47,283 | 6.0799 GBP | ||||
| 10p ordinary | Purchase | 51,042 | 112.9428 ZAR | ||||
| 10p ordinary | Purchase | 126,485 | 6.0890 GBP | ||||
| 10p ordinary | Purchase | 148,877 | 6.0680 GBP | ||||
| 10p ordinary | Sale | 24 | 6.1100 GBP | ||||
| 10p ordinary | Sale | 38 | 6.0300 GBP | ||||
| 10p ordinary | Sale | 54 | 111.4300 ZAR | ||||
| 10p ordinary | Sale | 69 | 111.4900 ZAR | ||||
| 10p ordinary | Sale | 73 | 6.0100 GBP | ||||
| 10p ordinary | Sale | 88 | 6.0225 GBP | ||||
| 10p ordinary | Sale | 92 | 112.2600 ZAR | ||||
| 10p ordinary | Sale | 92 | 112.4000 ZAR | ||||
| 10p ordinary | Sale | 92 | 6.0200 GBP | ||||
| 10p ordinary | Sale | 92 | 112.4300 ZAR | ||||
| 10p ordinary | Sale | 93 | 113.2400 ZAR | ||||
| 10p ordinary | Sale | 134 | 113.6800 ZAR | ||||
| 10p ordinary | Sale | 138 | 111.6000 ZAR | ||||
| 10p ordinary | Sale | 162 | 6.0550 GBP | ||||
| 10p ordinary | Sale | 183 | 113.3700 ZAR | ||||
| 10p ordinary | Sale | 183 | 112.0600 ZAR | ||||
| 10p ordinary | Sale | 183 | 111.4600 ZAR | ||||
| 10p ordinary | Sale | 183 | 113.2800 ZAR | ||||
| 10p ordinary | Sale | 184 | 113.0500 ZAR | ||||
| 10p ordinary | Sale | 184 | 112.1700 ZAR | ||||
| 10p ordinary | Sale | 184 | 111.8400 ZAR | ||||
| 10p ordinary | Sale | 184 | 113.2700 ZAR | ||||
| 10p ordinary | Sale | 185 | 112.5000 ZAR | ||||
| 10p ordinary | Sale | 185 | 113.1100 ZAR | ||||
| 10p ordinary | Sale | 185 | 113.0700 ZAR | ||||
| 10p ordinary | Sale | 194 | 6.0748 GBP | ||||
| 10p ordinary | Sale | 200 | 112.9400 ZAR | ||||
| 10p ordinary | Sale | 207 | 111.7900 ZAR | ||||
| 10p ordinary | Sale | 266 | 111.4200 ZAR | ||||
| 10p ordinary | Sale | 352 | 112.0900 ZAR | ||||
| 10p ordinary | Sale | 367 | 111.2500 ZAR | ||||
| 10p ordinary | Sale | 455 | 112.2300 ZAR | ||||
| 10p ordinary | Sale | 462 | 6.0250 GBP | ||||
| 10p ordinary | Sale | 477 | 6.0983 GBP | ||||
| 10p ordinary | Sale | 490 | 6.0640 GBP | ||||
| 10p ordinary | Sale | 509 | 113.6500 ZAR | ||||
| 10p ordinary | Sale | 514 | 6.1050 GBP | ||||
| 10p ordinary | Sale | 515 | 6.0700 GBP | ||||
| 10p ordinary | Sale | 544 | 6.1095 GBP | ||||
| 10p ordinary | Sale | 578 | 6.0633 GBP | ||||
| 10p ordinary | Sale | 587 | 6.0850 GBP | ||||
| 10p ordinary | Sale | 625 | 113.1400 ZAR | ||||
| 10p ordinary | Sale | 628 | 113.6900 ZAR | ||||
| 10p ordinary | Sale | 662 | 6.0425 GBP | ||||
| 10p ordinary | Sale | 663 | 112.2200 ZAR | ||||
| 10p ordinary | Sale | 706 | 112.2000 ZAR | ||||
| 10p ordinary | Sale | 790 | 111.8800 ZAR | ||||
| 10p ordinary | Sale | 824 | 111.9400 ZAR | ||||
| 10p ordinary | Sale | 880 | 6.0600 GBP | ||||
| 10p ordinary | Sale | 894 | 6.0825 GBP | ||||
| 10p ordinary | Sale | 901 | 111.6900 ZAR | ||||
| 10p ordinary | Sale | 903 | 6.0275 GBP | ||||
| 10p ordinary | Sale | 929 | 111.5600 ZAR | ||||
| 10p ordinary | Sale | 964 | 6.0575 GBP | ||||
| 10p ordinary | Sale | 1,000 | 111.3100 ZAR | ||||
| 10p ordinary | Sale | 1,000 | 6.0875 GBP | ||||
| 10p ordinary | Sale | 1,025 | 113.3300 ZAR | ||||
| 10p ordinary | Sale | 1,056 | 6.0958 GBP | ||||
| 10p ordinary | Sale | 1,124 | 6.0900 GBP | ||||
| 10p ordinary | Sale | 1,132 | 112.9500 ZAR | ||||
| 10p ordinary | Sale | 1,150 | 113.4000 ZAR | ||||
| 10p ordinary | Sale | 1,191 | 6.0750 GBP | ||||
| 10p ordinary | Sale | 1,260 | 6.0775 GBP | ||||
| 10p ordinary | Sale | 1,331 | 112.4400 ZAR | ||||
| 10p ordinary | Sale | 1,334 | 113.2600 ZAR | ||||
| 10p ordinary | Sale | 1,357 | 6.0925 GBP | ||||
| 10p ordinary | Sale | 1,433 | 112.4600 ZAR | ||||
| 10p ordinary | Sale | 1,439 | 112.9600 ZAR | ||||
| 10p ordinary | Sale | 1,478 | 112.4900 ZAR | ||||
| 10p ordinary | Sale | 1,497 | 6.0690 GBP | ||||
| 10p ordinary | Sale | 1,503 | 6.1025 GBP | ||||
| 10p ordinary | Sale | 1,790 | 111.4800 ZAR | ||||
| 10p ordinary | Sale | 1,819 | 113.4100 ZAR | ||||
| 10p ordinary | Sale | 1,827 | 112.1000 ZAR | ||||
| 10p ordinary | Sale | 1,866 | 111.7200 ZAR | ||||
| 10p ordinary | Sale | 1,909 | 111.5000 ZAR | ||||
| 10p ordinary | Sale | 1,936 | 113.1600 ZAR | ||||
| 10p ordinary | Sale | 2,000 | 111.9000 ZAR | ||||
| 10p ordinary | Sale | 2,000 | 112.1800 ZAR | ||||
| 10p ordinary | Sale | 2,089 | 6.0950 GBP | ||||
| 10p ordinary | Sale | 2,092 | 112.3900 ZAR | ||||
| 10p ordinary | Sale | 2,139 | 112.1200 ZAR | ||||
| 10p ordinary | Sale | 2,191 | 113.1000 ZAR | ||||
| 10p ordinary | Sale | 2,281 | 6.0694 GBP | ||||
| 10p ordinary | Sale | 2,787 | 113.3800 ZAR | ||||
| 10p ordinary | Sale | 2,881 | 113.2891 ZAR | ||||
| 10p ordinary | Sale | 3,031 | 6.0993 GBP | ||||
| 10p ordinary | Sale | 3,312 | 111.4100 ZAR | ||||
| 10p ordinary | Sale | 3,899 | 6.1000 GBP | ||||
| 10p ordinary | Sale | 3,949 | 113.1200 ZAR | ||||
| 10p ordinary | Sale | 4,455 | 113.1300 ZAR | ||||
| 10p ordinary | Sale | 4,512 | 6.0861 GBP | ||||
| 10p ordinary | Sale | 5,768 | 6.0800 GBP | ||||
| 10p ordinary | Sale | 6,407 | 6.1023 GBP | ||||
| 10p ordinary | Sale | 6,449 | 6.1033 GBP | ||||
| 10p ordinary | Sale | 6,788 | 113.4400 ZAR | ||||
| 10p ordinary | Sale | 9,167 | 6.0625 GBP | ||||
| 10p ordinary | Sale | 9,531 | 6.0650 GBP | ||||
| 10p ordinary | Sale | 10,290 | 6.0975 GBP | ||||
| 10p ordinary | Sale | 18,817 | 6.0749 GBP | ||||
| 10p ordinary | Sale | 93,729 | 6.0716 GBP | ||||
| 10p ordinary | Sale | 246,432 | 6.0896 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 64 | 6.1000 GBP | |||||
| 10p ordinary | CFD | Long | 115 | 113.4076 ZAR | |||||
| 10p ordinary | SWAP | Long | 224 | 6.0867 GBP | |||||
| 10p ordinary | SWAP | Long | 477 | 6.0983 GBP | |||||
| 10p ordinary | CFD | Long | 544 | 6.1095 GBP | |||||
| 10p ordinary | SWAP | Long | 941 | 6.1100 GBP | |||||
| 10p ordinary | SWAP | Long | 1,497 | 6.0690 GBP | |||||
| 10p ordinary | CFD | Long | 3,031 | 6.0993 GBP | |||||
| 10p ordinary | CFD | Long | 3,696 | 111.6278 ZAR | |||||
| 10p ordinary | CFD | Long | 4,407 | 113.3946 ZAR | |||||
| 10p ordinary | SWAP | Long | 6,858 | 6.1028 GBP | |||||
| 10p ordinary | SWAP | Long | 28,496 | 6.0770 GBP | |||||
| 10p ordinary | CFD | Long | 37,270 | 6.0387 GBP | |||||
| 10p ordinary | CFD | Long | 52,515 | 112.5402 ZAR | |||||
| 10p ordinary | CFD | Short | 19 | 6.0710 GBP | |||||
| 10p ordinary | SWAP | Short | 100 | 6.0401 GBP | |||||
| 10p ordinary | CFD | Short | 342 | 112.2348 ZAR | |||||
| 10p ordinary | CFD | Short | 385 | 6.0693 GBP | |||||
| 10p ordinary | CFD | Short | 526 | 112.6406 ZAR | |||||
| 10p ordinary | CFD | Short | 1,132 | 112.0319 ZAR | |||||
| 10p ordinary | CFD | Short | 3,686 | 6.0758 GBP | |||||
| 10p ordinary | CFD | Short | 5,799 | 6.0691 GBP | |||||
| 10p ordinary | CFD | Short | 7,004 | 6.0847 GBP | |||||
| 10p ordinary | SWAP | Short | 7,100 | 6.1106 GBP | |||||
| 10p ordinary | CFD | Short | 8,484 | 112.0519 ZAR | |||||
| 10p ordinary | SWAP | Short | 9,860 | 6.1100 GBP | |||||
| 10p ordinary | SWAP | Short | 16,681 | 6.0868 GBP | |||||
| 10p ordinary | SWAP | Short | 25,617 | 6.0639 GBP | |||||
| 10p ordinary | SWAP | Short | 25,849 | 6.0593 GBP | |||||
| 10p ordinary | CFD | Short | 38,986 | 112.3713 ZAR | |||||
| 10p ordinary | SWAP | Short | 47,834 | 6.0799 GBP | |||||
| 10p ordinary | CFD | Short | 50,799 | 6.0581 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 10 Nov 2017 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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