13 Sep 2019 14:30
AMENDMENT Section 2(a) & 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 11 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 2,549,232 | 79.0000 GBP | 66.9200 GBP |
6 79/86 p ordinary | SALES | 1,883,573 | 79.2000 GBP | 66.9200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | Constant Leverage (ISIN-DE000MF720J4) | LONG | 11 | 21.1900 EUR |
6 79/86 p ordinary | CFD | LONG | 51 | 67.0980 GBP |
6 79/86 p ordinary | CFD | LONG | 143 | 67.2182 GBP |
6 79/86 p ordinary | CFD | LONG | 49 | 67.4935 GBP |
6 79/86 p ordinary | CFD | LONG | 92 | 67.5158 GBP |
6 79/86 p ordinary | CFD | LONG | 1,604 | 67.6704 GBP |
6 79/86 p ordinary | CFD | LONG | 2,228 | 68.0295 GBP |
6 79/86 p ordinary | CFD | LONG | 52,919 | 68.0400 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 70.6598 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 70.6974 GBP |
6 79/86 p ordinary | CFD | LONG | 300 | 70.7000 GBP |
6 79/86 p ordinary | CFD | LONG | 833 | 70.7332 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 70.8000 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 70.8049 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 70.8691 GBP |
6 79/86 p ordinary | CFD | LONG | 700 | 70.9000 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 70.9785 GBP |
6 79/86 p ordinary | CFD | LONG | 1,195 | 71.1185 GBP |
6 79/86 p ordinary | CFD | LONG | 200 | 71.1564 GBP |
6 79/86 p ordinary | CFD | LONG | 431 | 71.2932 GBP |
6 79/86 p ordinary | CFD | LONG | 1,905 | 71.3285 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 71.4400 GBP |
6 79/86 p ordinary | CFD | LONG | 305 | 71.4631 GBP |
6 79/86 p ordinary | CFD | LONG | 1,283 | 71.5002 GBP |
6 79/86 p ordinary | CFD | LONG | 1,841 | 71.5028 GBP |
6 79/86 p ordinary | CFD | LONG | 768 | 71.5270 GBP |
6 79/86 p ordinary | CFD | LONG | 4,429 | 71.6129 GBP |
6 79/86 p ordinary | CFD | LONG | 508 | 71.6461 GBP |
6 79/86 p ordinary | CFD | LONG | 1,850 | 71.6468 GBP |
6 79/86 p ordinary | CFD | LONG | 1,125 | 71.6476 GBP |
6 79/86 p ordinary | CFD | LONG | 2,539 | 71.6490 GBP |
6 79/86 p ordinary | CFD | LONG | 230 | 71.6508 GBP |
6 79/86 p ordinary | CFD | LONG | 624 | 71.6511 GBP |
6 79/86 p ordinary | CFD | LONG | 526 | 71.6522 GBP |
6 79/86 p ordinary | CFD | LONG | 8,549 | 71.6562 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 71.7400 GBP |
6 79/86 p ordinary | CFD | LONG | 6,095 | 71.8279 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.0133 GBP |
6 79/86 p ordinary | CFD | LONG | 2,271 | 72.0214 GBP |
6 79/86 p ordinary | CFD | LONG | 1 | 72.0500 GBP |
6 79/86 p ordinary | CFD | LONG | 149 | 72.0521 GBP |
6 79/86 p ordinary | CFD | LONG | 56 | 72.0528 GBP |
6 79/86 p ordinary | CFD | LONG | 25,240 | 72.0542 GBP |
6 79/86 p ordinary | CFD | LONG | 1,388 | 72.0560 GBP |
6 79/86 p ordinary | CFD | LONG | 3,033 | 72.0573 GBP |
6 79/86 p ordinary | CFD | LONG | 99 | 72.0594 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.0600 GBP |
6 79/86 p ordinary | CFD | LONG | 1,021 | 72.0665 GBP |
6 79/86 p ordinary | CFD | LONG | 244 | 72.0692 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.0800 GBP |
6 79/86 p ordinary | CFD | LONG | 6 | 72.1209 GBP |
6 79/86 p ordinary | CFD | LONG | 364 | 72.1406 GBP |
6 79/86 p ordinary | CFD | LONG | 4,500 | 72.1453 GBP |
6 79/86 p ordinary | CFD | LONG | 1,390 | 72.1703 GBP |
6 79/86 p ordinary | CFD | LONG | 648 | 72.2128 GBP |
6 79/86 p ordinary | CFD | LONG | 137 | 72.2142 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.2375 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.2600 GBP |
6 79/86 p ordinary | CFD | LONG | 1,143 | 72.2680 GBP |
6 79/86 p ordinary | CFD | LONG | 13,457 | 72.2951 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.3000 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.3205 GBP |
6 79/86 p ordinary | CFD | LONG | 4,039 | 72.3273 GBP |
6 79/86 p ordinary | CFD | LONG | 630 | 72.3784 GBP |
6 79/86 p ordinary | CFD | LONG | 249 | 72.4032 GBP |
6 79/86 p ordinary | CFD | LONG | 910 | 72.4039 GBP |
6 79/86 p ordinary | CFD | LONG | 553 | 72.4046 GBP |
6 79/86 p ordinary | CFD | LONG | 1,251 | 72.4061 GBP |
6 79/86 p ordinary | CFD | LONG | 113 | 72.4079 GBP |
6 79/86 p ordinary | CFD | LONG | 306 | 72.4083 GBP |
6 79/86 p ordinary | CFD | LONG | 259 | 72.4093 GBP |
6 79/86 p ordinary | CFD | LONG | 4,215 | 72.4133 GBP |
6 79/86 p ordinary | CFD | LONG | 61,369 | 72.4813 GBP |
6 79/86 p ordinary | CFD | LONG | 168 | 72.8806 GBP |
6 79/86 p ordinary | CFD | LONG | 20,225 | 73.1704 GBP |
6 79/86 p ordinary | CFD | LONG | 6,561 | 73.2148 GBP |
6 79/86 p ordinary | CFD | LONG | 488 | 73.8489 GBP |
6 79/86 p ordinary | CFD | LONG | 8,000 | 74.3835 GBP |
6 79/86 p ordinary | CFD | LONG | 12,077 | 74.4776 GBP |
6 79/86 p ordinary | CFD | LONG | 81 | 74.6282 GBP |
6 79/86 p ordinary | CFD | LONG | 200 | 75.9000 GBP |
6 79/86 p ordinary | CFD | LONG | 2,000 | 76.5000 GBP |
6 79/86 p ordinary | CFD | LONG | 10,000 | 77.5093 GBP |
6 79/86 p ordinary | CFD | LONG | 3,000 | 78.0154 GBP |
6 79/86 p ordinary | CFD | LONG | 2,000 | 78.9945 GBP |
6 79/86 p ordinary | CFD | SHORT | 37 | 67.1217 GBP |
6 79/86 p ordinary | CFD | SHORT | 6 | 67.1254 GBP |
6 79/86 p ordinary | CFD | SHORT | 5 | 67.1301 GBP |
6 79/86 p ordinary | CFD | SHORT | 562 | 67.1999 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,500 | 67.2060 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,636 | 67.3956 GBP |
6 79/86 p ordinary | CFD | SHORT | 64 | 67.3978 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,500 | 67.4910 GBP |
6 79/86 p ordinary | CFD | SHORT | 17 | 68.1600 GBP |
6 79/86 p ordinary | CFD | SHORT | 636 | 68.4073 GBP |
6 79/86 p ordinary | CFD | SHORT | 492 | 69.0217 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,884 | 69.9906 GBP |
6 79/86 p ordinary | CFD | SHORT | 10,000 | 69.9992 GBP |
6 79/86 p ordinary | CFD | SHORT | 362 | 70.2277 GBP |
6 79/86 p ordinary | CFD | SHORT | 623 | 70.8961 GBP |
6 79/86 p ordinary | CFD | SHORT | 856 | 70.9191 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 70.9964 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,059 | 71.0068 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 71.0137 GBP |
6 79/86 p ordinary | CFD | SHORT | 854 | 71.0669 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 71.1596 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 71.1625 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 71.2400 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,150 | 71.3036 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 71.3266 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,396 | 71.3329 GBP |
6 79/86 p ordinary | CFD | SHORT | 142 | 71.3844 GBP |
6 79/86 p ordinary | CFD | SHORT | 181 | 71.4029 GBP |
6 79/86 p ordinary | CFD | SHORT | 126 | 71.4214 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 71.5279 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 71.6600 GBP |
6 79/86 p ordinary | CFD | SHORT | 15,000 | 71.6694 GBP |
6 79/86 p ordinary | CFD | SHORT | 20,000 | 71.6813 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,000 | 71.6883 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 71.7000 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 71.7400 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,600 | 71.7659 GBP |
6 79/86 p ordinary | CFD | SHORT | 31,801 | 71.7705 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,291 | 71.7944 GBP |
6 79/86 p ordinary | CFD | SHORT | 38 | 71.8211 GBP |
6 79/86 p ordinary | CFD | SHORT | 981 | 71.8784 GBP |
6 79/86 p ordinary | CFD | SHORT | 57,500 | 71.9628 GBP |
6 79/86 p ordinary | CFD | SHORT | 450 | 71.9656 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,000 | 72.0000 GBP |
6 79/86 p ordinary | CFD | SHORT | 27 | 72.0054 GBP |
6 79/86 p ordinary | CFD | SHORT | 552 | 72.0444 GBP |
6 79/86 p ordinary | CFD | SHORT | 981 | 72.0480 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,900 | 72.0600 GBP |
6 79/86 p ordinary | CFD | SHORT | 930 | 72.0606 GBP |
6 79/86 p ordinary | CFD | SHORT | 548 | 72.0679 GBP |
6 79/86 p ordinary | CFD | SHORT | 89 | 72.0708 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,378 | 72.0944 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,521 | 72.0951 GBP |
6 79/86 p ordinary | CFD | SHORT | 54 | 72.0962 GBP |
6 79/86 p ordinary | CFD | SHORT | 25 | 72.1024 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,261 | 72.1245 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,898 | 72.1256 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 72.1259 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,413 | 72.1260 GBP |
6 79/86 p ordinary | CFD | SHORT | 15,848 | 72.1278 GBP |
6 79/86 p ordinary | CFD | SHORT | 14,310 | 72.1292 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,556 | 72.1299 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,168 | 72.1307 GBP |
6 79/86 p ordinary | CFD | SHORT | 482 | 72.1369 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,470 | 72.1726 GBP |
6 79/86 p ordinary | CFD | SHORT | 54 | 72.1979 GBP |
6 79/86 p ordinary | CFD | SHORT | 590 | 72.2187 GBP |
6 79/86 p ordinary | CFD | SHORT | 516 | 72.2197 GBP |
6 79/86 p ordinary | CFD | SHORT | 7,000 | 72.2714 GBP |
6 79/86 p ordinary | CFD | SHORT | 264 | 72.3152 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 72.3200 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 72.5022 GBP |
6 79/86 p ordinary | CFD | SHORT | 15,000 | 72.5908 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,844 | 72.8773 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,841 | 72.9216 GBP |
6 79/86 p ordinary | CFD | SHORT | 27,900 | 73.6182 GBP |
6 79/86 p ordinary | CFD | SHORT | 27,477 | 73.8761 GBP |
6 79/86 p ordinary | CFD | SHORT | 4 | 74.3609 GBP |
6 79/86 p ordinary | CFD | SHORT | 870 | 74.4812 GBP |
6 79/86 p ordinary | CFD | SHORT | 8,000 | 74.5351 GBP |
6 79/86 p ordinary | CFD | SHORT | 10,000 | 74.7910 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,986 | 74.8518 GBP |
6 79/86 p ordinary | CFD | SHORT | 51 | 74.8680 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,000 | 75.0000 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 75.0200 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,837 | 75.3130 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 77.9637 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,000 | 78.0000 GBP |
6 79/86 p ordinary | CFD | SHORT | 80 | 78.0612 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 78.0639 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,350 | 88.9410 USD |
6 79/86 p ordinary | CFD | SHORT | 580,000 | 89.3892 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 13 SEPTEMBER 2019
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.