3 Oct 2019 16:28
AMENDMENT Section 2(a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 30 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 138,806 | 73.9800 GBP | 73.0800 GBP |
6 79/86 p ordinary | SALES | 134,930 | 74.2941 GBP | 73.0625 GBP |
6 79/86 p ordinary | PURCHASES | 295 | 90.2129 USD | 90.2129 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 5,600 | 73.0626 GBP |
6 79/86 p ordinary | CFD | LONG | 255 | 73.0727 GBP |
6 79/86 p ordinary | CFD | LONG | 1,192 | 73.0742 GBP |
6 79/86 p ordinary | CFD | LONG | 172 | 73.0800 GBP |
6 79/86 p ordinary | CFD | LONG | 1,515 | 73.2908 GBP |
6 79/86 p ordinary | CFD | LONG | 3,267 | 73.3210 GBP |
6 79/86 p ordinary | CFD | LONG | 441 | 73.3338 GBP |
6 79/86 p ordinary | CFD | LONG | 559 | 73.3727 GBP |
6 79/86 p ordinary | CFD | LONG | 3,115 | 73.4389 GBP |
6 79/86 p ordinary | CFD | LONG | 4,277 | 73.4909 GBP |
6 79/86 p ordinary | CFD | LONG | 141 | 73.5439 GBP |
6 79/86 p ordinary | CFD | LONG | 2,000 | 73.5590 GBP |
6 79/86 p ordinary | CFD | LONG | 57 | 73.5778 GBP |
6 79/86 p ordinary | CFD | LONG | 486 | 73.6196 GBP |
6 79/86 p ordinary | CFD | LONG | 1,279 | 73.6818 GBP |
6 79/86 p ordinary | CFD | LONG | 26 | 73.7086 GBP |
6 79/86 p ordinary | CFD | LONG | 614 | 73.7125 GBP |
6 79/86 p ordinary | CFD | LONG | 107 | 73.7345 GBP |
6 79/86 p ordinary | CFD | LONG | 78 | 73.7347 GBP |
6 79/86 p ordinary | CFD | LONG | 214 | 73.8179 GBP |
6 79/86 p ordinary | CFD | LONG | 1,600 | 73.8266 GBP |
6 79/86 p ordinary | CFD | LONG | 310 | 73.8581 GBP |
6 79/86 p ordinary | CFD | LONG | 8,914 | 74.2124 GBP |
6 79/86 p ordinary | CFD | LONG | 9,229 | 74.2942 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,414 | 73.0800 GBP |
6 79/86 p ordinary | CFD | SHORT | 320 | 73.0806 GBP |
6 79/86 p ordinary | CFD | SHORT | 31 | 73.0807 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,556 | 73.0873 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,028 | 73.0880 GBP |
6 79/86 p ordinary | CFD | SHORT | 307 | 73.0913 GBP |
6 79/86 p ordinary | CFD | SHORT | 758 | 73.0946 GBP |
6 79/86 p ordinary | CFD | SHORT | 901 | 73.0957 GBP |
6 79/86 p ordinary | CFD | SHORT | 358 | 73.0960 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,690 | 73.0979 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,864 | 73.0993 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,716 | 73.1001 GBP |
6 79/86 p ordinary | CFD | SHORT | 740 | 73.1008 GBP |
6 79/86 p ordinary | CFD | SHORT | 53 | 73.1069 GBP |
6 79/86 p ordinary | CFD | SHORT | 7,392 | 73.1157 GBP |
6 79/86 p ordinary | CFD | SHORT | 33 | 73.1183 GBP |
6 79/86 p ordinary | CFD | SHORT | 249 | 73.2927 GBP |
6 79/86 p ordinary | CFD | SHORT | 46 | 73.3607 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,219 | 73.4158 GBP |
6 79/86 p ordinary | CFD | SHORT | 334 | 73.4314 GBP |
6 79/86 p ordinary | CFD | SHORT | 58 | 73.4344 GBP |
6 79/86 p ordinary | CFD | SHORT | 37 | 73.4406 GBP |
6 79/86 p ordinary | CFD | SHORT | 155 | 73.4441 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,786 | 73.4453 GBP |
6 79/86 p ordinary | CFD | SHORT | 79 | 73.4558 GBP |
6 79/86 p ordinary | CFD | SHORT | 232 | 73.4855 GBP |
6 79/86 p ordinary | CFD | SHORT | 476 | 73.5541 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,674 | 73.5988 GBP |
6 79/86 p ordinary | CFD | SHORT | 103 | 73.6032 GBP |
6 79/86 p ordinary | CFD | SHORT | 11 | 73.6077 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,004 | 73.6138 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,283 | 73.6801 GBP |
6 79/86 p ordinary | CFD | SHORT | 45 | 73.7220 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,163 | 73.7441 GBP |
6 79/86 p ordinary | CFD | SHORT | 486 | 73.8360 GBP |
6 79/86 p ordinary | CFD | SHORT | 14 | 73.9511 GBP |
6 79/86 p ordinary | CFD | SHORT | 295 | 90.2130 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 03 OCTOBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.