17 Sep 2019 11:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 16 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 200,701 | 74.3400 GBP | 72.7400 GBP |
6 79/86 p ordinary | SALES | 672,890 | 74.3400 GBP | 72.7600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 1,000 | 72.8705 GBP |
6 79/86 p ordinary | CFD | LONG | 139 | 73.0778 GBP |
6 79/86 p ordinary | CFD | LONG | 245 | 73.2130 GBP |
6 79/86 p ordinary | CFD | LONG | 1,014 | 73.2936 GBP |
6 79/86 p ordinary | CFD | LONG | 5,293 | 73.3518 GBP |
6 79/86 p ordinary | CFD | LONG | 2,101 | 73.3550 GBP |
6 79/86 p ordinary | CFD | LONG | 297 | 73.3937 GBP |
6 79/86 p ordinary | CFD | LONG | 721 | 73.4063 GBP |
6 79/86 p ordinary | CFD | LONG | 932 | 73.4348 GBP |
6 79/86 p ordinary | CFD | LONG | 4,678 | 73.4748 GBP |
6 79/86 p ordinary | CFD | LONG | 1,834 | 73.4779 GBP |
6 79/86 p ordinary | CFD | LONG | 21,905 | 73.4788 GBP |
6 79/86 p ordinary | CFD | LONG | 3,146 | 73.5214 GBP |
6 79/86 p ordinary | CFD | LONG | 11,679 | 73.5337 GBP |
6 79/86 p ordinary | CFD | LONG | 1,700 | 73.5405 GBP |
6 79/86 p ordinary | CFD | LONG | 21,942 | 73.5600 GBP |
6 79/86 p ordinary | CFD | LONG | 21,907 | 73.5941 GBP |
6 79/86 p ordinary | CFD | LONG | 3,820 | 73.6202 GBP |
6 79/86 p ordinary | CFD | LONG | 524 | 73.6325 GBP |
6 79/86 p ordinary | CFD | LONG | 1,851 | 73.6338 GBP |
6 79/86 p ordinary | CFD | LONG | 100 | 73.6718 GBP |
6 79/86 p ordinary | CFD | LONG | 190 | 73.6796 GBP |
6 79/86 p ordinary | CFD | LONG | 734 | 73.6815 GBP |
6 79/86 p ordinary | CFD | LONG | 110 | 73.6978 GBP |
6 79/86 p ordinary | CFD | LONG | 949 | 73.7220 GBP |
6 79/86 p ordinary | CFD | LONG | 14 | 73.7507 GBP |
6 79/86 p ordinary | CFD | LONG | 10 | 73.7526 GBP |
6 79/86 p ordinary | CFD | LONG | 601 | 73.7575 GBP |
6 79/86 p ordinary | CFD | LONG | 21,907 | 73.7796 GBP |
6 79/86 p ordinary | CFD | LONG | 244 | 73.7832 GBP |
6 79/86 p ordinary | CFD | LONG | 3 | 73.7926 GBP |
6 79/86 p ordinary | CFD | LONG | 1,902 | 74.0319 GBP |
6 79/86 p ordinary | CFD | LONG | 60 | 74.0393 GBP |
6 79/86 p ordinary | CFD | LONG | 13,206 | 74.0400 GBP |
6 79/86 p ordinary | CFD | LONG | 300 | 74.2729 GBP |
6 79/86 p ordinary | CFD | LONG | 426,468 | 74.3400 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,000 | 72.2108 GBP |
6 79/86 p ordinary | CFD | SHORT | 109 | 72.9502 GBP |
6 79/86 p ordinary | CFD | SHORT | 975 | 73.0107 GBP |
6 79/86 p ordinary | CFD | SHORT | 578 | 73.1191 GBP |
6 79/86 p ordinary | CFD | SHORT | 337 | 73.1816 GBP |
6 79/86 p ordinary | CFD | SHORT | 919 | 73.3155 GBP |
6 79/86 p ordinary | CFD | SHORT | 25 | 73.3400 GBP |
6 79/86 p ordinary | CFD | SHORT | 299 | 73.3518 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,067 | 73.3968 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,016 | 73.4252 GBP |
6 79/86 p ordinary | CFD | SHORT | 12 | 73.4709 GBP |
6 79/86 p ordinary | CFD | SHORT | 113 | 73.5157 GBP |
6 79/86 p ordinary | CFD | SHORT | 212 | 73.5664 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,250 | 73.6083 GBP |
6 79/86 p ordinary | CFD | SHORT | 178 | 73.6102 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,237 | 73.6103 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,520 | 73.6300 GBP |
6 79/86 p ordinary | CFD | SHORT | 101 | 73.6573 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,939 | 73.6989 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,515 | 73.7000 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,266 | 73.7004 GBP |
6 79/86 p ordinary | CFD | SHORT | 14,259 | 73.7022 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,924 | 73.7037 GBP |
6 79/86 p ordinary | CFD | SHORT | 10,419 | 73.7044 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,856 | 73.7052 GBP |
6 79/86 p ordinary | CFD | SHORT | 73 | 73.7419 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,300 | 74.0433 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,719 | 74.0459 GBP |
6 79/86 p ordinary | CFD | SHORT | 324 | 74.0512 GBP |
6 79/86 p ordinary | CFD | SHORT | 136 | 74.0770 GBP |
6 79/86 p ordinary | CFD | SHORT | 75,000 | 74.7540 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 17 SEPTEMBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.