20 Sep 2019 11:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 19 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES - Hong Kong Exchanges and Clearing Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 156,457 | 72.8333 GBP | 71.5800 GBP |
6 79/86 p ordinary | SALES | 67,225 | 72.4800 GBP | 71.5907 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | Constant Leverage- (ISIN- DE000MF720J4) | LONG | 11 | 21.0500 EUR |
6 79/86 p ordinary | CFD | LONG | 73 | 71.9542 GBP |
6 79/86 p ordinary | CFD | LONG | 500 | 72.0142 GBP |
6 79/86 p ordinary | CFD | LONG | 300 | 72.1644 GBP |
6 79/86 p ordinary | CFD | LONG | 5,038 | 72.1799 GBP |
6 79/86 p ordinary | CFD | LONG | 115 | 72.3706 GBP |
6 79/86 p ordinary | CFD | LONG | 1,052 | 72.3844 GBP |
6 79/86 p ordinary | CFD | LONG | 434 | 72.4024 GBP |
6 79/86 p ordinary | CFD | LONG | 563 | 72.4165 GBP |
6 79/86 p ordinary | CFD | LONG | 45 | 72.4491 GBP |
6 79/86 p ordinary | CFD | LONG | 16 | 72.4494 GBP |
6 79/86 p ordinary | CFD | LONG | 100 | 72.4542 GBP |
6 79/86 p ordinary | CFD | LONG | 1,550 | 72.4560 GBP |
6 79/86 p ordinary | CFD | LONG | 26 | 72.4593 GBP |
6 79/86 p ordinary | CFD | LONG | 486 | 72.4594 GBP |
6 79/86 p ordinary | CFD | SHORT | 332 | 71.5907 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,067 | 71.8503 GBP |
6 79/86 p ordinary | CFD | SHORT | 600 | 71.8777 GBP |
6 79/86 p ordinary | CFD | SHORT | 535 | 71.8857 GBP |
6 79/86 p ordinary | CFD | SHORT | 536 | 71.8985 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 71.9858 GBP |
6 79/86 p ordinary | CFD | SHORT | 583 | 71.9995 GBP |
6 79/86 p ordinary | CFD | SHORT | 698 | 72.0006 GBP |
6 79/86 p ordinary | CFD | SHORT | 129 | 72.0007 GBP |
6 79/86 p ordinary | CFD | SHORT | 257 | 72.0010 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,835 | 72.0028 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,068 | 72.0042 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,068 | 72.0049 GBP |
6 79/86 p ordinary | CFD | SHORT | 567 | 72.0057 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,121 | 72.0908 GBP |
6 79/86 p ordinary | CFD | SHORT | 361 | 72.0927 GBP |
6 79/86 p ordinary | CFD | SHORT | 5 | 72.0975 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,912 | 72.0999 GBP |
6 79/86 p ordinary | CFD | SHORT | 300 | 72.1000 GBP |
6 79/86 p ordinary | CFD | SHORT | 1 | 72.1055 GBP |
6 79/86 p ordinary | CFD | SHORT | 135 | 72.1057 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,511 | 72.1316 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,989 | 72.1392 GBP |
6 79/86 p ordinary | CFD | SHORT | 22,979 | 72.1735 GBP |
6 79/86 p ordinary | CFD | SHORT | 55 | 72.2198 GBP |
6 79/86 p ordinary | CFD | SHORT | 187 | 72.2532 GBP |
6 79/86 p ordinary | CFD | SHORT | 479 | 72.304 GBP |
6 79/86 p ordinary | CFD | SHORT | 5 | 72.3072 GBP |
6 79/86 p ordinary | CFD | SHORT | 242 | 72.319 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,052 | 72.3604 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,760 | 72.4658 GBP |
6 79/86 p ordinary | CFD | SHORT | 122 | 72.4673 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,970 | 72.468 GBP |
6 79/86 p ordinary | CFD | SHORT | 763 | 72.4693 GBP |
6 79/86 p ordinary | CFD | SHORT | 479 | 72.4701 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,071 | 72.4817 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 20 SEPTEMBER 2019
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.