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Form 8.5 (EPT/RI)

12 Dec 2016 11:36

RNS Number : 5858R
Bank of America Merrill Lynch
12 December 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

London Stock Exchange Group PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d)

Date dealing undertaken:

09/12/2016

(e)

In addition to the company in 1(b) above, is theexempt principal trader making disclosures inrespect of any other party to this offer?If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:

(Deutsche Boerse AG)

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB00B0SWJX34

Purchase

40,863

27.94 GBP

27.53 GBP

Common - ISIN GB00B0SWJX34

Sale

36,934

27.94 GBP

27.52 GBP

 

(b)

Cash-settled derivative transactions

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB00B0SWJX34

Swaps

Long

79

27.649 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

1,164

27.633 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

5,790

27.801 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

3,904

27.561 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

148

27.558 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

949

27.61 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

3,042

27.82 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

781

27.743 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

120

27.642 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

240

27.641 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

532

27.638 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

39

27.743 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

59

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

359

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

113

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

629

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

106

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

480

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

1,572

27.803 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

88

27.74 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

134

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

46

27.85 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

362

27.691 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

103

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

1,693

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

359

27.803 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

480

27.688 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

305

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

1,572

27.717 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

1,693

27.693 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

40

27.592 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

125

27.57 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

263

27.74 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

388

27.877 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product descriptione.g. call option

Exercising/exercisedagainst

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

12/12/2016

Contact name:

Harshini Gopa

Telephone number:

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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