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UBS AG (EPT) - Form 8.5 (EPT/RI) - Sibanye Gold Ltd

Mon, 10th Jun 2019 11:37

RNS Number : 6934B
UBS AG (EPT)
10 June 2019
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Sibanye Gold Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

            Sibanye Gold Limited

(d) Date dealing undertaken:

            07 June 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes,

Lonmin plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary npv

Buy

 

16965165

14.95000        ZAR

14.77000        ZAR

Ordinary npv

Sell

 

24088029

14.95000        ZAR

14.77000        ZAR

ADR

Buy

17728

4.05285 USD

4.04932 USD

ADR

Sell

10749

4.05285 USD

4.04977 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary npv

CFD

 

Long

855106

14.9259        ZAR

Ordinary npv

CFD

 

Long

8003372

14.83        ZAR

Ordinary npv

CFD

 

Long

25966

14.8424        ZAR

Ordinary npv

CFD

 

Long

16941

14.77        ZAR

Ordinary npv

CFD

 

Long

11544

14.9468        ZAR

Ordinary npv

CFD

 

Long

22888

14.9328        ZAR

Ordinary npv

CFD

 

Long

5

14.95        ZAR

Ordinary npv

CFD

 

Short

25966

14.8424        ZAR

Ordinary npv

CFD

 

Short

8003372

14.83        ZAR

Ordinary npv

CFD

 

Short

11544

14.9468        ZAR

Ordinary npv

CFD

 

Short

16941

14.77        ZAR

Ordinary npv

CFD

 

Short

5

14.95        ZAR

Ordinary npv

CFD

 

Short

855106

14.9259000053795        ZAR

Ordinary npv

CFD

 

Short

22888

14.9328        ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

10 June 2019

Wendy Dent

+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
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